Johnson Controls insider filing: 80,981 shares proposed for sale, recent 100,144-share sale

Rhea-AI Filing Summary

Form 144 notice for Johnson Controls International plc (JCI) reports a proposed sale of 80,981 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $8,501,952.25 and the approximate sale date listed as 09/05/2025. The filing states the issuer has 654,385,440 shares outstanding. The filing lists multiple prior acquisitions by vesting of restricted stock under registered plans (dates from 12/07/2020 through 01/16/2024) and discloses a recent sale by the named seller, GEORGE R OLIVER SR., of 100,144 shares on 08/11/2025 for $10,558,001.66. The filer certifies no undisclosed material nonpublic information is known.

Positive

• Clear Rule 144 compliance: filing identifies broker, sale amount, and approximate sale date
• Source of shares disclosed: multiple entries show shares arose from restricted stock vesting under registered plans
• Insider attestation: signer represents no material nonpublic information is held

Negative

• Insider liquidity event disclosed: seller GEORGE R OLIVER SR. sold 100,144 shares on 08/11/2025 for $10,558,001.66
• Sizeable proposed sale: 80,981 shares with aggregate market value of $8,501,952.25 will be offered

Insights

Securities Analyst

TL;DR: Routine Rule 144 filing showing a proposed sale of 80,981 JCI shares and a recent insider sale of 100,144 shares.

The filing is procedural and compliant with Rule 144 disclosure requirements. It identifies the broker, the planned sale date of 09/05/2025, the aggregate market value of the proposed sale ($8.50M), and the issuer's outstanding share count (654,385,440). The recent sale by GEORGE R OLIVER SR. on 08/11/2025 for $10.56M is disclosed, which investors may note as insider liquidity but not necessarily indicative of company fundamentals. No earnings or operational data are provided in this notice.

Corporate Governance Expert

TL;DR: Disclosure appears complete for a Form 144; multiple vested restricted stock grants underpin the shares being sold.

The filing documents that the securities proposed for sale originated primarily from restricted stock vesting under registered plans across multiple dates, indicating the shares are employee/insider-derived rather than acquired on the open market. The statement attesting to absence of material nonpublic information follows the standard attestation on Form 144. The filing contains no other governance changes or material corporate actions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	80981	8501952.25	654385440	09/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/20/2021	Restricted stock vesting under a registered plan	Issuer			2	10/20/2021	Services Rendered
Common	04/21/2021	Restricted stock vesting under a registered plan	Issuer			3	04/21/2021	Services Rendered
Common	01/19/2023	Restricted stock vesting under a registered plan	Issuer			1	01/19/2023	Services Rendered
Common	07/22/2024	Restricted stock vesting under a registered plan	Issuer			462	07/22/2024	Services Rendered
Common	01/20/2022	Restricted stock vesting under a registered plan	Issuer			1	01/20/2022	Services Rendered
Common	01/21/2021	Restricted stock vesting under a registered plan	Issuer			1	01/21/2021	Services Rendered
Common	04/17/2023	Restricted stock vesting under a registered plan	Issuer			1	04/17/2023	Services Rendered
Common	12/07/2020	Restricted stock vesting under a registered plan	Issuer			24015	12/07/2020	Services Rendered
Common	04/22/2024	Restricted stock vesting under a registered plan	Issuer			1	04/22/2024	Services Rendered
Common	07/20/2022	Restricted stock vesting under a registered plan	Issuer			7	07/20/2022	Services Rendered
Common	12/07/2020	Restricted stock vesting under a registered plan	Issuer			56471	12/07/2020	Services Rendered
Common	07/21/2021	Restricted stock vesting under a registered plan	Issuer			2	07/21/2021	Services Rendered
Common	01/16/2024	Restricted stock vesting under a registered plan	Issuer			1	01/16/2024	Services Rendered
Common	07/17/2023	Restricted stock vesting under a registered plan	Issuer			2	07/17/2023	Services Rendered
Common	10/23/2023	Restricted stock vesting under a registered plan	Issuer			4	10/23/2023	Services Rendered
Common	04/20/2022	Restricted stock vesting under a registered plan	Issuer			1	04/20/2022	Services Rendered
Common	10/19/2022	Restricted stock vesting under a registered plan	Issuer			6	10/19/2022	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GEORGE R OLIVER SR. 5757 N. Green Bay Avenue Milwaukee WI 53201	Common	08/11/2025	100144	10558001.66

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for JCI report?

The filing reports a proposed sale of 80,981 JCI common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $8,501,952.25 and an approximate sale date of 09/05/2025.

Who is the seller and did they recently sell other JCI shares?

The filing names GEORGE R OLIVER SR. as a seller who sold 100,144 shares on 08/11/2025 for $10,558,001.66.

How were the shares being sold acquired?

Most shares were acquired via restricted stock vesting under registered plans on various dates between 12/07/2020 and 01/16/2024; the table in the filing lists specific vesting dates and quantities.

What exchange will the proposed sale occur on?

The filing lists the New York Stock Exchange (NYSE) as the named securities exchange for the proposed sale.

How many JCI shares are outstanding according to this filing?

The filing reports 654,385,440 shares outstanding.