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Johnson Controls (NYSE: JCI) officer Susan Mckee files Form 3 reporting no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Johnson Controls International plc filed an initial insider ownership report for executive Susan Mckee, who serves as VP and President, APAC. The Form 3 states that no company securities are beneficially owned, and both the non-derivative and derivative ownership tables are empty. This filing is a routine disclosure required for officers under securities regulations and does not reflect any stock purchases, sales, or option grants.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hughes Susan Mckee

(Last) (First) (Middle)
5757 NORTH GREEN BAY AVENUE

(Street)
GLENDALE WI 53209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/26/2026
3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and President, APAC
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Richard Dancy, attorney in fact 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the JCI Form 3 filing by Susan Mckee report?

It reports that Susan Mckee, VP and President, APAC of Johnson Controls International plc (JCI), currently has no beneficial ownership of company securities.

Who is the reporting person in this Johnson Controls (JCI) Form 3?

The reporting person is Hughes Susan Mckee, identified as an officer of Johnson Controls International plc with the title VP and President, APAC.

Does this JCI Form 3 show any insider stock transactions?

No. The filing lists no transactions, and the explanation section states that no securities are beneficially owned.

Are any Johnson Controls (JCI) options or derivatives reported for Susan Mckee?

No. The table for derivative securities such as options or warrants is empty, indicating none are beneficially owned.

Is Susan Mckee a 10% owner or director of Johnson Controls (JCI)?

No. She is reported only as an officer (VP and President, APAC) and is not marked as a director or 10% owner.

Why did Johnson Controls file this Form 3 for Susan Mckee?

Form 3 is a required initial statement of beneficial ownership for officers, directors, and large shareholders when they become reporting persons, even if they hold no securities.
Johnson Ctls Intl Plc

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