Johnson Controls (JCI) files Form 4 on new RSU and stock option grants

Rhea-AI Filing Summary

Johnson Controls International plc reported a routine equity award to a senior executive. On December 1, 2025, the company granted 4,404 restricted share units, which are scheduled to vest in three equal installments on December 7, 2026, December 7, 2027, and December 7, 2028, and convert into ordinary shares upon vesting. The filing also discloses a grant of 16,835 employee stock options with an exercise price of $114.94 per share, half of which become exercisable on December 7, 2027 and the other half on December 7, 2028, with an expiration date of December 1, 2035. Following these grants, the reporting officer directly holds 63,314.55 ordinary shares and 16,835 stock options.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HEUER BRANDT JULIE M

(Last) (First) (Middle)

5757 N GREEN BAY AVE

(Street)

MILWAUKEE WI 53209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, President Global Field Ops

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	12/01/2025		A		4,404(1)	A	$0	63,314.55	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$114.94	12/01/2025		A		16,835		12/07/2027(2)	12/01/2035	Ordinary Shares	16,835	$0	16,835	D

Explanation of Responses:

1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of December 7, 2026, December 7, 2027 and December 7, 2028. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

2. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on December 7, 2027 and the remaining fifty percent become exercisable on December 7, 2028.

	/s/ Leanne Michels, attorney-in-fact	12/03/2025
	** Signature of Reporting Person	Date
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FAQ

What insider transaction did Johnson Controls International (JCI) report in this Form 4?

The company reported equity awards to a senior officer, including 4,404 restricted share units and 16,835 employee stock options granted on December 1, 2025.

How many Johnson Controls International (JCI) restricted share units were granted and when do they vest?

The filing shows a grant of 4,404 restricted share units that vest in three equal installments on December 7, 2026, December 7, 2027, and December 7, 2028.

What stock options were granted to the JCI officer and at what exercise price?

The officer received 16,835 employee stock options with an exercise price of $114.94 per ordinary share, granted on December 1, 2025.

When do the newly granted Johnson Controls International (JCI) stock options become exercisable and when do they expire?

According to the filing, 50% of the options become exercisable on December 7, 2027 and the remaining 50% on December 7, 2028, with an expiration date of December 1, 2035.

How many Johnson Controls International (JCI) shares does the reporting officer own after these transactions?

After the reported transactions, the officer beneficially owns 63,314.55 ordinary shares directly and 16,835 stock options.

Do the JCI restricted share units include dividend equivalents?

Yes. The restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting, as stated in the explanation of responses.