Johnson Controls director granted 937 share units

Johnson Controls International plc director Irene M. Esteves received an equity award of 937 ordinary shares.

Accepted by SEC EDGAR 06/09/2026 - 05:48 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Johnson Controls International plc director Irene M. Esteves received an equity award of 937 ordinary shares. The shares were granted on June 8, 2026 at a stated price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase.

The award is in the form of restricted share units that accrue dividend equivalent units and convert into ordinary shares upon vesting. After this grant, Esteves holds 937 ordinary shares directly, reflecting her initial reported ownership position in the company from this filing.

Insider Trade Summary

Grant/Award: 937 shares

Grant/Award 1 txn

Insider ESTEVES IRENE M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	937	$0.00	$0.00

Holdings After Transaction: Ordinary Shares — 937 shares (Direct)

Holdings Before and After: Ordinary Shares, 0 to 937 shares (Direct)

Footnotes (1)

1. F1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Key Figures

RSU grant size: 937 shares Transaction price per share: $0.0000 per share Shares owned after transaction: 937 shares

3 metrics

RSU grant size 937 shares Restricted share units granted on June 8, 2026

Transaction price per share $0.0000 per share Stated grant price for RSU award

Shares owned after transaction 937 shares Total ordinary shares beneficially owned following grant

Key Terms

restricted share units, dividend equivalent units, vesting, grant, award, or other acquisition

4 terms

restricted share units financial

"Reflects grant of restricted share units."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

dividend equivalent units financial

"Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting."

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

vesting financial

"Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Johnson Controls (JCI) director Irene M. Esteves report in this Form 4?

Irene M. Esteves reported receiving 937 ordinary shares of Johnson Controls International as an equity award. The shares were granted as restricted share units that convert into ordinary shares upon vesting and include dividend equivalent units.

How many Johnson Controls (JCI) shares does Irene M. Esteves hold after this transaction?

After the reported transaction, Irene M. Esteves beneficially owns 937 ordinary shares of Johnson Controls International. This reflects the full amount of the restricted share unit grant reported in this Form 4 as her direct ownership position.

Was the Johnson Controls (JCI) Form 4 transaction a market buy or sell?

The Form 4 transaction was not a market buy or sell. It reflects a grant or award acquisition of 937 restricted share units, with a stated transaction price of $0.0000 per share, indicating compensation rather than an open-market trade.

What are the terms of the restricted share units granted to the Johnson Controls (JCI) director?

The restricted share units granted to the director accrue dividend equivalent units and convert into ordinary shares upon vesting. This means the award tracks dividends like regular shares and ultimately becomes tradable stock once vesting conditions are met.

Does this Johnson Controls (JCI) Form 4 indicate any derivative or option exercises?

No, this Form 4 does not report any derivative or option exercises. It only shows a single non-derivative transaction: a grant or award of 937 restricted share units that will convert into ordinary shares after vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ESTEVES IRENE M

(Last) (First) (Middle)

5757 N GREEN BAY AVE

(Street)

GLENDALE WISCONSIN 53209

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	06/08/2026		A(1)		937	A	$0	937	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

	/s/ Richard Dancy, attorney in fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)