Johnson Controls director Irene Esteves files Form 3

Johnson Controls International plc filed an initial Form 3 for director Irene M. Esteves.

Accepted by SEC EDGAR 06/05/2026 - 09:34 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Johnson Controls International plc filed an initial Form 3 for director Irene M. Esteves. This filing registers her as a reporting insider of the company. The data provided show no reportable transactions or holdings in this Form 3, only her status as a director.

Key Terms

Form 3, director, reporting insider

3 terms

Form 3 regulatory

"filed an initial Form 3 for director Irene M. Esteves"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

director financial

"initial Form 3 for director Irene M. Esteves"

reporting insider regulatory

"registers her as a reporting insider of the company"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Johnson Controls (JCI) Form 3 for Irene M. Esteves show?

The Form 3 identifies Irene M. Esteves as a director of Johnson Controls International plc. It serves as her initial insider ownership report but shows no specific share transactions or derivative positions in this filing.

Did Irene M. Esteves buy or sell JCI shares in this Form 3 filing?

No. The Form 3 for Irene M. Esteves reports no buy or sell transactions. It is an initial statement of beneficial ownership, indicating her director status without detailing any current holdings or recent trades.

What is the role of Irene M. Esteves at Johnson Controls (JCI)?

Irene M. Esteves is listed as a director of Johnson Controls International plc. In this Form 3, she is not reported as an officer or ten percent owner, which defines the scope of her insider reporting responsibilities.

Does the JCI Form 3 for Irene M. Esteves include derivative securities?

No. The filing’s derivative summary is empty, indicating no reportable options, warrants, or other derivative securities associated with Irene M. Esteves in this initial ownership report.

Why is a Form 3 filed for a Johnson Controls (JCI) director?

A Form 3 is filed when someone becomes a reporting insider, such as a director. It establishes a baseline of beneficial ownership for future Forms 4 and 5, even if no specific holdings are detailed in this initial report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

ESTEVES IRENE M

(Last) (First) (Middle)

5757 N GREEN BAY AVE

(Street)

GLENDALE WISCONSIN 53209

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Richard Dancy, attorney in fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)