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Johnson Controls (JCI) CFO reports 3,186-share insider stock transaction

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International executive vice president and CFO Marc Vandiepenbeeck reported a Form 4 transaction involving company ordinary shares. On 02/01/2026, 3,186 ordinary shares were disposed of at a price of $119.26 per share under transaction code F. Following this transaction, Vandiepenbeeck directly beneficially owned 145,620.76 ordinary shares of Johnson Controls International.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vandiepenbeeck Marc

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/01/2026 F 3,186 D $119.26 145,620.76 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Richard Dancy, attorney in fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did JCI EVP and CFO Marc Vandiepenbeeck report?

Marc Vandiepenbeeck reported disposing of 3,186 Johnson Controls International ordinary shares. The transaction occurred on 02/01/2026 and was coded "F" on the Form 4, indicating it was a reportable non-derivative transaction in the company’s stock.

At what price were the Johnson Controls (JCI) shares transacted on this Form 4?

The 3,186 Johnson Controls International ordinary shares were transacted at $119.26 per share. This price is the per-share value reported in the Form 4 for the 02/01/2026 non-derivative disposition coded "F" by EVP and CFO Marc Vandiepenbeeck.

How many Johnson Controls (JCI) shares does Marc Vandiepenbeeck own after this Form 4 transaction?

After the reported transaction, Marc Vandiepenbeeck beneficially owned 145,620.76 Johnson Controls International ordinary shares. The Form 4 states this as his directly held position following the 3,186-share non-derivative transaction dated 02/01/2026.

What is the role of the insider involved in this Johnson Controls (JCI) Form 4 filing?

The reporting person, Marc Vandiepenbeeck, serves as executive vice president and chief financial officer of Johnson Controls International. The Form 4 identifies him as an officer of the issuer, with his title listed as EVP and CFO and direct ownership of the reported shares.

Was the Johnson Controls (JCI) Form 4 transaction reported as direct or indirect ownership?

The Form 4 shows the Johnson Controls International ordinary shares as held under direct ownership. The ownership form box for the 145,620.76 shares following the 3,186-share transaction is marked "D," indicating direct beneficial ownership by Marc Vandiepenbeeck.
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