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Johnson Controls (NYSE: JCI) VP reports 27,223.62-share stock award and updates holdings

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc executive equity activity: A company officer, listed as VP & President, Global Products & Solutions, reported acquiring 27,223.62 ordinary shares of Johnson Controls on 12/05/2025 at $114.23 per share. These shares relate to performance share units for the three-year performance period ended September 30, 2025, with results approved by the Compensation and Talent Development Committee.

The filing also reports several transactions coded "F" on the same date at $114.23 per share for 12,061 shares, 1,973 shares, and 1,234 shares. After all reported transactions, the officer directly beneficially owns 84,717.12 ordinary shares of Johnson Controls.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schlitz Lei Zhang

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Pres, GP & Solutions
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 12/05/2025 A 27,223.62(1) A $114.23 99,985.12 D
Ordinary Shares 12/05/2025 F 12,061 D $114.23 87,924.12 D
Ordinary Shares 12/05/2025 F 1,973 D $114.23 85,951.12 D
Ordinary Shares 12/05/2025 F 1,234 D $114.23 84,717.12 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents performance share units for the three-year performance period ended September 30, 2025. The performance results were approved by the Compensation and Talent Development Committee.
/s/ Leanne Michels, attorney-in-fact 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Johnson Controls (JCI) report in this Form 4?

The filing shows a Johnson Controls executive acquired 27,223.62 ordinary shares on 12/05/2025 at $114.23 per share, related to performance share units for a three-year period that ended on September 30, 2025.

Who is the reporting person in the Johnson Controls (JCI) Form 4 and what is their role?

The reporting person is identified as an officer of Johnson Controls, serving as VP & President, Global Products & Solutions, and is not listed as a director or 10% owner.

How many Johnson Controls (JCI) shares does the executive own after the reported transactions?

After the reported transactions on 12/05/2025, the executive directly beneficially owns 84,717.12 ordinary shares of Johnson Controls.

What are the performance share units referenced in the Johnson Controls (JCI) Form 4?

The explanation states the reported acquisition represents performance share units for a three-year performance period that ended on September 30, 2025, with performance results approved by the Compensation and Talent Development Committee.

What other transactions besides the share acquisition are disclosed for the Johnson Controls (JCI) officer?

The Form 4 lists additional transactions on 12/05/2025 coded "F" for 12,061 shares, 1,973 shares, and 1,234 shares, each at $114.23 per share, reported as dispositions of ordinary shares.

Was the Johnson Controls (JCI) insider transaction tied to a Rule 10b5-1 trading plan?

The form contains a checkbox to indicate if a transaction was made under a Rule 10b5-1(c) trading plan, but the provided content does not show the box marked for this filing.

Does the Form 4 for Johnson Controls (JCI) report any derivative securities activity?

The section for derivative securities is included in the form, but in the provided content, no specific derivative transactions are listed with amounts or dates.

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