JCI (NYSE) files Form 144 for 4,274 and 17 vested shares

Rhea-AI Filing Summary

JCI submitted a Form 144 notice concerning proposed sales of Common Stock tied to restricted stock vesting under a registered plan. The filing lists a 3/12/2026 tranche of 4,274 shares and a 4/13/2026 tranche of 17 shares, with NYSE and an effective filing date of 05/14/2026.

Insights

Securities Compliance Analyst

Form 144 notifies the market of planned sales tied to vested restricted stock.

The filing lists sales linked to restricted stock vesting under a registered plan, with specific tranches of 4,274 shares (03/12/2026) and 17 shares (04/13/2026). The notice indicates the procedural step required under resale rules.

Timing and exact sale mechanics are not detailed here; subsequent transaction reports would show execution. Future disclosures may provide actual sale amounts and any broker/dealer involvement.

Key Figures

Form filed: 05/14/2026 Vesting tranche: 4,274 shares Vesting tranche: 17 shares +1 more

4 metrics

Form filed 05/14/2026 Form 144 filing date

Vesting tranche 4,274 shares 03/12/2026 restricted stock vesting under registered plan

Vesting tranche 17 shares 04/13/2026 restricted stock vesting under registered plan

Trading venue NYSE Exchange listed in filing

Key Terms

Restricted stock vesting, registered plan, Form 144

3 terms

Restricted stock vesting regulatory

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan financial

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4274	621870.85	610115603	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Restricted stock vesting under a registered plan	Issuer			4257	03/12/2026	Services Rendered
Common	04/13/2026	Restricted stock vesting under a registered plan	Issuer			17	04/13/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does JCI's Form 144 disclose about the shares?

Direct answer: The filing lists proposed sales tied to restricted stock vesting of 4,274 shares on 03/12/2026 and 17 shares on 04/13/2026. Supporting context: These tranches are described as restricted stock vesting under a registered plan and are noted on the Form 144 filed on 05/14/2026.

Does JCI's Form 144 state who will receive proceeds from the sales?

Direct answer: The excerpt does not state the recipient of sale proceeds. Supporting context: The form entry identifies the securities as 'Issuer' origin and notes vesting under a registered plan, but it does not specify proceeds allocation or use.

Are the listed shares already vested or still subject to conditions in JCI's filing?

Direct answer: The filing describes the entries as 'Restricted stock vesting under a registered plan,' indicating vesting events. Supporting context: Dates of vesting are shown (03/12/2026 and 04/13/2026), which the Form 144 ties to the securities to be sold.

Will the Form 144 show when the shares were actually sold for JCI?

Direct answer: Form 144 itself notifies intent to sell; it does not record execution details. Supporting context: Actual sale execution and timing would appear in subsequent transaction reports or brokerage disclosures filed after trades occur.