Proposed resale of 1,692 common shares (JCI) from restricted stock vesting

Rhea-AI Filing Summary

Form 144 notice filed for proposed resale of securities. The filing lists a proposed sale of 1,692 common shares tied to restricted stock vesting under a registered plan on multiple vesting dates. The listed vesting events include 1 share on 01/16/2024, 227 shares on 04/22/2024, 212 shares on 07/22/2024, 97 shares on 10/21/2024, and 1,155 shares on 12/06/2024.

Insights

Equity Compensation & Compliance Analyst

Notice lists proposed resale of restricted shares vesting on defined dates.

The excerpt shows a Form 144-style filing recording proposed resale of 1,692 common shares derived from restricted stock vesting under a registered plan with specific vesting dates in 2024 and one in 01/16/2024.

These entries reflect planned dispositions tied to compensation vesting events; cash‑flow treatment and sale timing are not specified in the excerpt. Subsequent filings or broker notices would state actual sale methods and execution details.

Key Figures

Total shares listed for resale: 1,692 shares Vesting on 01/16/2024: 1 share Vesting on 04/22/2024: 227 shares +3 more

6 metrics

Total shares listed for resale 1,692 shares aggregate of five vesting events in the excerpt

Vesting on 01/16/2024 1 share Restricted stock vesting under a registered plan

Vesting on 04/22/2024 227 shares Restricted stock vesting under a registered plan

Vesting on 07/22/2024 212 shares Restricted stock vesting under a registered plan

Vesting on 10/21/2024 97 shares Restricted stock vesting under a registered plan

Vesting on 12/06/2024 1,155 shares Restricted stock vesting under a registered plan

Key Terms

Restricted stock vesting, registered plan, Form 144

3 terms

Restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1692	245342.71	610115603	05/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/16/2024	Restricted stock vesting under a registered plan	Issuer			1	01/16/2024	Services Rendered
Common	04/22/2024	Restricted stock vesting under a registered plan	Issuer			227	04/22/2024	Services Rendered
Common	07/22/2024	Restricted stock vesting under a registered plan	Issuer			212	07/22/2024	Services Rendered
Common	10/21/2024	Restricted stock vesting under a registered plan	Issuer			97	10/21/2024	Services Rendered
Common	12/06/2024	Restricted stock vesting under a registered plan	Issuer			1155	12/06/2024	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for JCI report?

It reports a proposed resale of 1,692 common shares tied to restricted stock vesting. The filing itemizes five vesting events dated 01/16/2024, 04/22/2024, 07/22/2024, 10/21/2024, and 12/06/2024.

Are the listed shares already vested or still subject to vesting?

The filing identifies the shares as resulting from restricted stock vesting under a registered plan, indicating vesting events occurred on the listed dates. The entry type in the excerpt is labeled as vesting under a registered plan.

Who is the filer listed in this excerpt?

The excerpt lists Morgan Stanley Smith Barney LLC as a filer address/intermediary associated with the submission. The filing metadata and header in the excerpt reference that broker/dealer name and address.

Does the Form 144 excerpt state how or when the shares will be sold?

No. The excerpt lists proposed resale quantities and vesting dates but does not specify sale timing, sale methods, or expected proceeds in the provided content.

What quantities are shown for each vesting date in the filing?

The filing shows 1 share on 01/16/2024, 227 shares on 04/22/2024, 212 shares on 07/22/2024, 97 shares on 10/21/2024, and 1,155 shares on 12/06/2024, totaling 1,692 shares.