Johnson Controls International plc Insider Trading Activity

Johnson Controls International plc director Roy Dunbar reported mixed equity transactions.

Accepted by SEC EDGAR 03/06/2026 - 04:20 PM EST

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Rhea-AI Filing Summary

Johnson Controls International plc director Roy Dunbar reported mixed equity transactions. On March 4, 2026, he acquired 1,285 ordinary shares through a grant of restricted share units, which accrue dividend equivalents and convert to ordinary shares upon vesting.

On the same date, 1,115 ordinary shares were disposed of at a price of 140 per share as a tax-withholding disposition related to the award. After these transactions, Dunbar held 17,353.35 ordinary shares directly.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Dunbar Webster Roy

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	1,285	$0.00	$0.00
Exercise Price or Tax Liability	Ordinary Shares	1,115	$140.00	$156K

Holdings After Transaction: Ordinary Shares — 17,353.35 shares (Direct)

Holdings Before and After: Ordinary Shares, 17,183.35 to 17,353.35 shares (Direct)

Footnotes (1)

F1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

FAQ

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What insider transactions did JCI director Roy Dunbar report?

Roy Dunbar reported a grant of 1,285 Johnson Controls International ordinary shares and a related tax-withholding disposition of 1,115 shares on March 4, 2026. These transactions reflect an equity award and automatic share withholding to satisfy associated tax obligations.

How many Johnson Controls International (JCI) shares does Roy Dunbar own after this Form 4?

After the reported transactions, Roy Dunbar directly holds 17,353.35 Johnson Controls International ordinary shares. This balance reflects both the 1,285-share restricted share unit grant and the 1,115-share tax-withholding disposition reported for March 4, 2026.

What type of equity award did JCI grant to Roy Dunbar?

Johnson Controls International granted Roy Dunbar restricted share units representing 1,285 ordinary shares. According to the footnote, these units accrue dividend equivalent units and convert into ordinary shares upon vesting, providing share-based compensation tied to future vesting conditions.

Why were 1,115 JCI shares disposed of in Roy Dunbar’s filing?

The 1,115 ordinary shares were disposed of as a tax-withholding transaction at a price of 140 per share. This disposition satisfied exercise price or tax liabilities by delivering shares rather than representing an open-market sale transaction.

Was Roy Dunbar’s JCI transaction an open-market purchase or sale?

The Form 4 shows no open-market buy or sell. Dunbar received 1,285 shares via a restricted share unit grant and had 1,115 shares withheld to cover tax obligations, characterized as a tax-withholding disposition rather than a discretionary market trade.

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Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunbar Webster Roy

(Last)

(First)

(Middle)

5757 N. GREEN BAY AVE.

(Street)

MILWAUKEE

53209

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Ordinary Shares⁽¹⁾	03/04/2026		A⁽¹⁾		1,285	A	$0	18,468.35	D
Ordinary Shares	03/04/2026		F		1,115	D	$140	17,353.35	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

	/s/ Richard Dancy, attorney-in-fact	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR