JD.com director acquires 9,329 ADSs from award

JD.com, Inc. director Li Carol Yun Yau reported the vesting and settlement of 18,658 restricted share units on September 23, 2026, and the acquisition of 9,329 American depositary shares (ADSs).

Rhea-AI Filing Summary

JD.com, Inc. director Li Carol Yun Yau reported the vesting and settlement of 18,658 restricted share units on September 23, 2026, and the acquisition of 9,329 American depositary shares (ADSs). Each ADS represents two Class A ordinary shares. Her direct holdings after the transaction were 27,413 ADSs. No Rule 10b5-1 plan is reported.

Insider Trade Summary

18,658 shares exercised/converted

Exercise 2 txns

Insider Li Carol Yun Yau

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Share Units F2, F3	18,658	$0.00	$0.00
Exercise	American depositary shares F1	9,329	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); American depositary shares — 27,413 shares (Direct)

Footnotes (3)

1. F1. These American depositary shares (ADSs), each representing two Class A ordinary shares, were acquired upon vesting and settlement of restricted share units.
2. F2. Each restricted share unit represents the contingent right to receive one Class A ordinary share.
3. F3. These restricted shares units were vested on September 23, 2026 and do not have an expiration date.

Key Figures

Restricted share units vested and settled: 18,658 units ADSs acquired: 9,329 ADSs Class A ordinary shares per ADS: 2 shares per ADS +1 more

4 metrics

Restricted share units vested and settled 18,658 units September 23, 2026

ADSs acquired 9,329 ADSs September 23, 2026

Class A ordinary shares per ADS 2 shares per ADS ADS representation

Direct ADS holdings after transaction 27,413 ADSs After the September 23, 2026 transaction

Key Terms

restricted share units, American depositary shares (ADSs), Class A ordinary shares, contingent right

4 terms

restricted share units financial

"acquired upon vesting and settlement of restricted share units"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American depositary shares (ADSs) financial

"These American depositary shares (ADSs), each representing two"

A U.S.-listed certificate that stands for a specific number of shares in a non‑U.S. company held by a U.S. bank, making the foreign stock tradable on American exchanges in dollars. Think of it like a local voucher that represents ownership of an overseas product — it lets U.S. investors buy and sell foreign companies without handling foreign currency or foreign brokerage accounts, but it can affect dividends, voting rights, fees, liquidity and exposure to currency and regulatory differences.

Class A ordinary shares financial

"each representing two Class A ordinary shares"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

contingent right financial

"represents the contingent right to receive one Class A ordinary share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What JD (JD.com) insider transaction did director Li Carol Yun Yau report?

Li Carol Yun Yau reported that 18,658 restricted share units vested and were settled on September 23, 2026, resulting in the acquisition of 9,329 ADSs.

How many JD.com ADSs did Li Carol Yun Yau hold after the transaction?

Her reported direct holdings after the transaction were 27,413 ADSs.

What does one JD.com ADS represent?

Each ADS represents two Class A ordinary shares.

Was the JD.com transaction reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/23/2026 - 06:03 AM Accepted by SEC EDGAR 09/23/2026 - 06:01 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Carol Yun Yau

(Last) (First) (Middle)

22ND FLOOR ROOM B, KENNEDY HEIGHTS,

10-18 KENNEDY ROAD

(Street)

HONG KONG 00000

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
JD.com, Inc. [ JD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[HKEX: 9618]

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
American depositary shares(1)	09/23/2026		M		9,329	A	$0	27,413	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(2)	09/23/2026		M			18,658	(3)	(3)	Class A ordinary shares	18,658	$0	0	D

Explanation of Responses:

1. These American depositary shares (ADSs), each representing two Class A ordinary shares, were acquired upon vesting and settlement of restricted share units.

2. Each restricted share unit represents the contingent right to receive one Class A ordinary share.

3. These restricted shares units were vested on September 23, 2026 and do not have an expiration date.

	/s/ Carol Yun Yau Li	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)