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Joby Aviation (NYSE: JOBY) director reports new RSU stock grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. director Michael Thompson reported receiving 953 restricted stock units (RSUs) of common stock on 01/05/2026. Each RSU represents a right to receive one Joby Aviation share, and the RSUs were fully vested on the grant date. Thompson elected to defer receipt of the underlying shares under the company’s Non-Employee Director Compensation Program.

After this grant, Thompson beneficially owned 1,554,971 Joby Aviation common shares directly. He is also reported as a beneficial owner of 17,130,000 shares held by Reinvent Sponsor LLC due to shared control and indirect pecuniary interest, although he disclaims beneficial ownership beyond his economic interest. In addition, 550 shares are held in a custodial account for each of two children, for which he also disclaims beneficial ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thompson Michael N. Jr.

(Last) (First) (Middle)
C/O JOBY AVIATION, INC
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/05/2026 A 953(1)(2)(3) A $0 1,554,971 D
Common Stock 17,130,000 I Reinvent Sponsor LLC(4)
Common Stock 550 I Child 1(5)
Common Stock 550 I Child 2(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
2. The RSUs are fully vested on the grant date.
3. The Reporting Person elected to defer receipt of the shares in accordance with the Issuer's Non-Employee Director Compensation Program.
4. The securities are directly held by Reinvent Sponsor LLC ("Sponsor"). The Reporting Person may be deemed a beneficial owner of securities held by Sponsor by virtue of his shared control over and indirect pecuniary interest in Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by Sponsor, except to the extent of his pecuniary interest therein.
5. Reflects shares in a custodial account for the child of the Reporting Person established pursuant to the Uniform Transfer to Minors Act, for which the Reporting Person serves as a custodian. The Reporting Person disclaims beneficial ownership of these shares.
Remarks:
/s/ Kate DeHoff, Attorney-in-Fact for Michael Thompson 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Joby Aviation (JOBY) report in this filing?

The filing reports that director Michael Thompson received 953 fully vested restricted stock units (RSUs) of Joby Aviation, Inc. common stock on 01/05/2026.

How many Joby Aviation (JOBY) shares does Michael Thompson beneficially own after this transaction?

Following the RSU grant, Michael Thompson beneficially owned 1,554,971 Joby Aviation common shares directly.

What are the terms of the RSUs reported by the Joby Aviation (JOBY) director?

The 953 RSUs each represent a contingent right to receive one share of Joby Aviation common stock, and the RSUs were fully vested on the grant date.

Did the Joby Aviation (JOBY) director defer receipt of the RSU shares?

Yes. Michael Thompson elected to defer receipt of the shares underlying the RSUs in accordance with Joby Aviation’s Non-Employee Director Compensation Program.

What indirect Joby Aviation (JOBY) holdings are reported for Michael Thompson?

The filing shows 17,130,000 shares of Joby Aviation common stock held by Reinvent Sponsor LLC, for which Thompson may be deemed a beneficial owner due to shared control and indirect pecuniary interest, though he disclaims beneficial ownership except to the extent of his pecuniary interest.

How many Joby Aviation (JOBY) shares are held in custodial accounts for the director’s children?

The report lists 550 Joby Aviation common shares in a custodial account for Child 1 and 550 shares for Child 2, with Michael Thompson serving as custodian and disclaiming beneficial ownership.

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13.90B
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United States
SANTA CRUZ