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  4. [Form 4] Joby Aviation, Inc. Insider Trading Activity

Joby Aviation (NYSE: JOBY) CPO sells shares to cover RSU taxes

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Product Officer Eric Allison reported RSU vesting and a related share sale. On January 12, 2026, 53,549 and 2,960 restricted stock units (RSUs) converted into the same number of Joby common shares at an exercise price of $0 per share. These RSUs come from awards that vest over time and, for one grant, based on the achievement of specified goals.

On January 13, 2026, Allison sold 21,493 shares of Joby common stock at $14.84 per share. According to the footnote, this sale represents shares sold to cover taxes due upon the release and settlement of the RSUs, as required by the RSU award terms. After these transactions, Allison reported beneficial ownership of 702,604 Joby common shares, along with 214,196 and 5,916 RSUs that can settle into common stock upon vesting.

Positive

  • None.

Negative

  • None.
Insider Allison Eric
Role Chief Product Officer
Sold 21,493 shs ($319K)
Type Security Shares Price Value
Sale Common Stock 21,493 $14.84 $319K
Exercise Restricted Stock Units (RSUs) 53,549 $0.00 --
Exercise Restricted Stock Units (RSUs) 2,960 $0.00 --
Exercise Common Stock 53,549 $0.00 --
Exercise Common Stock 2,960 $0.00 --
Holdings After Transaction: Common Stock — 702,604 shares (Direct); Restricted Stock Units (RSUs) — 214,196 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric
(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET
(Street)
SANTA CRUZ CA 95060
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Product Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2026 M 53,549 A $0 721,137 D
Common Stock 01/12/2026 M 2,960 A $0 724,097 D
Common Stock 01/13/2026 S(1) 21,493 D $14.84 702,604 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 01/12/2026 M 53,549 (2) (2) Common Stock 53,549 $0 214,196 D
Restricted Stock Units (RSUs) $0 01/12/2026 M 2,960 (3) (3) Common Stock 2,960 $0 5,916 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Joby Aviation (JOBY) report for Eric Allison?

Chief Product Officer Eric Allison reported the conversion of 53,549 and 2,960 restricted stock units (RSUs) into Joby Aviation common stock on January 12, 2026, followed by the sale of 21,493 common shares on January 13, 2026 at $14.84 per share.

How many Joby Aviation shares did Eric Allison sell and at what price?

On January 13, 2026, Eric Allison sold 21,493 shares of Joby Aviation common stock at a price of $14.84 per share.

Why did Eric Allison sell 21,493 Joby Aviation shares?

A footnote states that the 21,493 shares were sold to cover taxes due upon the release and settlement of RSUs, as required by the terms of the RSU award.

How many Joby Aviation shares does Eric Allison own after these transactions?

After the reported transactions, Eric Allison beneficially owned 702,604 Joby Aviation common shares.

What RSU awards does Eric Allison hold at Joby Aviation after the filing?

Following the transactions, Eric Allison reported holding 214,196 and 5,916 restricted stock units (RSUs). Each RSU represents the right to receive one share of Joby common stock upon vesting, subject to service and, for one grant, achievement of specified goals.

How do Eric Allison’s RSU awards at Joby Aviation vest?

One RSU award vests 16.66% on January 12, 2022 and the remaining 83.34% in 20 quarterly installments thereafter, subject to continued service. Another RSU award can vest between 0% and 125% in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, based on achievement of specified goals and continued service.

What is Eric Allison’s role at Joby Aviation (JOBY)?

Eric Allison is reported as an officer of Joby Aviation, serving as the company’s Chief Product Officer.