STOCK TITAN

Joby Aviation (JOBY) CPO trades shares after RSU vesting and tax sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Product Officer Eric Allison settled 53,549 RSUs, receiving the same number of common shares, then sold 27,932 shares at a weighted average of $7.53 per share solely to cover taxes due on the RSU settlement. After these transactions, he holds 710,396 common shares directly and 107,098 RSUs that remain subject to the award’s vesting schedule.

Positive

  • None.

Negative

  • None.
Insider Allison Eric
Role Chief Product Officer
Sold 27,932 shs ($210K)
Type Security Shares Price Value
Sale Common Stock 27,932 $7.53 $210K
Exercise Restricted Stock Units (RSUs) 53,549 $0.00 --
Exercise Common Stock 53,549 $0.00 --
Holdings After Transaction: Common Stock — 710,396 shares (Direct); Restricted Stock Units (RSUs) — 107,098 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $7.50 to $7.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Shares sold to cover taxes 27,932 shares Open-market sale on 2026-07-13 to cover RSU-related taxes
Weighted average sale price $7.53 per share Common stock sold in multiple trades between $7.50 and $7.53
Shares acquired via RSU settlement 53,549 shares Common shares received on 2026-07-12 from settlement of 53,549 RSUs
Common shares held after transactions 710,396 shares Direct Joby Aviation common stock holdings following the reported trades
RSUs outstanding after transaction 107,098 RSUs Remaining restricted stock units subject to the award’s vesting schedule
RSU initial cliff vesting 16.66% Portion of RSUs vesting on January 12, 2022 under the award terms
Remaining RSU vesting portion 83.34% Vests in 20 quarterly installments after January 12, 2022, subject to service
Restricted Stock Units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs") that vests..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right to receive one share financial
"Each RSU represents the contingent right to receive one share of Common Stock..."
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FAQ

What insider transaction did Joby Aviation (JOBY) report for Chief Product Officer Eric Allison?

Joby Aviation reported that Chief Product Officer Eric Allison settled 53,549 restricted stock units (RSUs) into common shares, then sold 27,932 shares to cover taxes due on that RSU settlement. These transactions were reported as direct holdings of Joby Aviation common stock and RSUs.

How many Joby Aviation (JOBY) shares did Eric Allison sell and at what price?

Eric Allison sold 27,932 Joby Aviation shares on July 13, 2026 at a weighted average price of $7.53 per share. The filing notes the trades were executed in multiple transactions at prices ranging from $7.50 to $7.53 per share.

Why were Eric Allison’s Joby Aviation (JOBY) shares sold according to the Form 4?

The sale of 27,932 shares is described as covering taxes due upon the release and settlement of RSUs. The filing states the number represents shares sold to cover tax obligations required under the RSU award’s terms, linking the sale directly to the vesting event.

What are Eric Allison’s Joby Aviation (JOBY) holdings after these transactions?

Following the reported transactions, Eric Allison directly holds 710,396 shares of Joby Aviation common stock. He also has 107,098 RSUs outstanding, which continue to represent a right to receive shares of common stock upon future vesting under the award’s schedule.

How do Eric Allison’s Joby Aviation (JOBY) RSUs vest based on the award terms?

The RSU award vests 16.66% on January 12, 2022, with the remaining 83.34% vesting in 20 quarterly installments thereafter. Vesting is subject to Eric Allison’s continued service, and each RSU gives a contingent right to receive one share of common stock upon vesting.

How many Joby Aviation (JOBY) shares did Eric Allison acquire through RSU settlement?

Eric Allison acquired 53,549 shares of Joby Aviation common stock through the settlement of an equal number of RSUs on July 12, 2026. These RSUs were part of a previously granted award that converts into common shares as vesting milestones are achieved over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/12/2026M53,549A$0738,328D
Common Stock07/13/2026S(1)27,932D$7.53(2)710,396D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$007/12/2026M53,549 (3) (3)Common Stock53,549$0107,098D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $7.50 to $7.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Mustafa Rizvi, Attorney-in-Fact for Allison Eric07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)