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Joby Aviation (JOBY) officer sells 22,621 shares to cover RSU taxes

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation officer Kate DeHoff exercised 16,065 restricted stock units (RSUs) into Common Stock on July 12, 2026, bringing her holdings to 202,800 shares and 32,130 RSUs. On July 13–14 she sold 22,621 shares around $7.53–$7.73 per share to cover taxes due upon the RSU settlement, leaving 180,179 shares directly owned. At least one sale was executed under an approved 10b5-1 trading plan adopted on May 13, 2025.

Positive

  • None.

Negative

  • None.
Insider DeHoff Kate
Role See Remarks
Sold 22,621 shs ($173K)
Type Security Shares Price Value
Sale Common Stock 14,240 $7.73 $110K
Sale Common Stock 8,381 $7.53 $63K
Exercise Restricted Stock Units (RSUs) 16,065 $0.00 --
Exercise Common Stock 16,065 $0.00 --
Holdings After Transaction: Common Stock — 180,179 shares (Direct); Restricted Stock Units (RSUs) — 32,130 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $7.51 to $7.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025. This transaction was executed in multiple trades at prices ranging from $7.54 to $7.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Total shares sold 22,621 shares Common Stock sold on July 13–14, 2026 to cover RSU-related taxes
Shares sold on July 13, 2026 8,381 shares at $7.53 per share Weighted average sale price for Common Stock sold on July 13, 2026
Shares sold on July 14, 2026 14,240 shares at $7.73 per share Weighted average sale price for Common Stock sold on July 14, 2026
RSUs exercised 16,065 RSUs Restricted Stock Units converted into Common Stock on July 12, 2026 at $0.0000
Shares owned after transactions 180,179 shares Common Stock directly owned by Kate DeHoff following the July 14, 2026 sale
RSUs remaining 32,130 RSUs Restricted Stock Units outstanding after the July 12, 2026 vesting event
Restricted Stock Units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs") that vests with respect"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
10b5-1 trading plan regulatory
"Sale made pursuant to the Reporting Person's approved 10b5-1 trading"
A 10b5-1 trading plan is a pre-arranged strategy that allows company insiders to buy or sell company stock at set times, regardless of their current knowledge about the company's situation. It acts like a scheduled appointment for trading, helping prevent the appearance of impropriety or insider trading. This plan provides a way for insiders to sell or buy shares in a controlled, transparent manner, offering reassurance to investors about fair trading practices.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
quarterly installments financial
"and as to the remaining 83.34% in 20 quarterly installments thereafter"
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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transactions did Joby Aviation (JOBY) report for Kate DeHoff?
Joby Aviation reported that officer Kate DeHoff exercised 16,065 RSUs into Common Stock on July 12, 2026, then sold 22,621 shares on July 13–14, 2026. These actions were tied to the vesting and tax treatment of her equity compensation.

How many Joby Aviation (JOBY) shares did Kate DeHoff sell and at what prices?
Kate DeHoff sold 8,381 shares at a weighted average of $7.53 on July 13, 2026 and 14,240 shares at a weighted average of $7.73 on July 14, 2026. Both transactions were reported as open-market sales.

How many Joby Aviation (JOBY) shares and RSUs does Kate DeHoff hold after these transactions?
After the July 2026 transactions, Kate DeHoff directly owns 180,179 shares of Joby Aviation Common Stock and 32,130 RSUs. The RSUs represent additional contingent rights to receive shares as they vest over time, subject to continued service.

Did Kate DeHoff use a 10b5-1 plan for any Joby Aviation (JOBY) sales?
Yes. A footnote explains that one sale was made pursuant to the Reporting Person’s approved 10b5-1 trading plan adopted on May 13, 2025. Such pre-arranged plans allow trades to occur automatically under specified conditions, reducing timing discretion.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate
(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET
(Street)
SANTA CRUZ CALIFORNIA 95060
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/12/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/12/2026M16,065A$0202,800D
Common Stock07/13/2026S(1)8,381D$7.53(2)194,419D
Common Stock07/14/2026S(3)14,240D$7.73(4)180,179D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$007/12/2026M16,065 (5) (5)Common Stock16,065$032,130D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $7.51 to $7.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.
4. This transaction was executed in multiple trades at prices ranging from $7.54 to $7.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Mustafa Rizvi, Attorney-in-Fact for Kate Dehoff07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR