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  4. [Form 4] Joby Aviation, Inc. Insider Trading Activity

JOBY insider settles RSUs, completes planned sales; 149,369 shares held

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation (JOBY) reported insider activity by an officer. On 10/12/2025, the reporting person settled and acquired 16,065 shares via RSU release (code M) at $0, increasing direct holdings to 178,455 shares.

Subsequently, shares were sold: 8,262 on 10/13/2025 at a weighted average price of $16.84 to cover taxes due upon RSU settlement, and on 10/14/2025, sales of 5,279 at $16.38, 5,502 at $17.36, and 10,043 at $18.12 under a 10b5-1 trading plan adopted on May 13, 2025. After these transactions, the reporting person directly owned 149,369 shares.

Following the events, the person also held 80,324 RSUs outstanding. Several sale prices reflect weighted averages from multiple trades within disclosed ranges.

Positive

  • None.

Negative

  • None.
Insider DeHoff Kate
Role See Remarks
Sold 29,086 shs ($503K)
Type Security Shares Price Value
Sale Common Stock 5,279 $16.38 $86K
Sale Common Stock 5,502 $17.36 $96K
Sale Common Stock 10,043 $18.12 $182K
Sale Common Stock 8,262 $16.84 $139K
Exercise Restricted Stock Units (RSUs) 16,065 $0.00 --
Exercise Common Stock 16,065 $0.00 --
Holdings After Transaction: Common Stock — 164,914 shares (Direct); Restricted Stock Units (RSUs) — 80,324 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025. This transaction was executed in multiple trades at prices ranging from $15.88 to $16.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $16.88 to $17.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $17.88 to $18.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DeHoff Kate
(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET
(Street)
SANTA CRUZ CA 95060
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
10/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/12/2025 M 16,065 A $0 178,455 D
Common Stock 10/13/2025 S(1) 8,262 D $16.84 170,193 D
Common Stock 10/14/2025 S(2) 5,279 D $16.38(3) 164,914 D
Common Stock 10/14/2025 S(2) 5,502 D $17.36(4) 159,412 D
Common Stock 10/14/2025 S(2) 10,043 D $18.12(5) 149,369 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 10/12/2025 M 16,065 (6) (6) Common Stock 16,065 $0 80,324 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.
3. This transaction was executed in multiple trades at prices ranging from $15.88 to $16.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. This transaction was executed in multiple trades at prices ranging from $16.88 to $17.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. This transaction was executed in multiple trades at prices ranging from $17.88 to $18.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 10/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did JOBY's insider report on Form 4?

An officer settled 16,065 RSUs into common stock at $0 on 10/12/2025 and executed subsequent share sales on 10/13–10/14/2025.

How many JOBY shares does the insider hold after the transactions?

Direct ownership was 149,369 shares following the reported transactions.

Were any JOBY shares sold to cover taxes?

Yes. 8,262 shares sold on 10/13/2025 at a weighted average of $16.84 were to cover taxes due upon RSU settlement.

Were the JOBY sales under a 10b5-1 plan?

The sales on 10/14/2025 (5,279; 5,502; 10,043 shares) were made under a 10b5-1 plan adopted on May 13, 2025.

What RSU balance remains for the insider?

Following the transactions, 80,324 RSUs were beneficially owned.

What price ranges applied to the JOBY sales?

Weighted average sale prices were $16.38, $17.36, and $18.12, with disclosed trade ranges of $15.88–$16.87, $16.88–$17.86, and $17.88–$18.43.