STOCK TITAN

JOBY insider updates holdings after RSU vesting and tax sale

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation (JOBY) reported an insider equity update via Form 4. On 10/01/2025, the Chief Legal Officer and Corporate Secretary settled vested RSUs into common stock in three tranches: 8,306, 5,224, and 13,280 shares, each at $0 per the RSU terms. On 10/02/2025, 13,789 shares were sold at $16.78 to cover taxes due upon RSU release, as noted in the filing.

Following these transactions, the insider directly owned 162,390 shares of common stock. Remaining derivative holdings include RSUs with 74,751, 36,569, and 13,281 units outstanding, each representing the right to receive one share upon vesting under their respective schedules.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU vesting with a tax-cover sale; ownership updated.

The filing shows three RSU conversions on 10/01/2025 delivering a total of 26,810 common shares at $0 per award terms, followed by a sale of 13,789 shares at $16.78 on 10/02/2025 to satisfy tax obligations. These are standard mechanics for time‑based RSU vesting.

Post‑trade direct ownership stands at 162,390 common shares. The insider retains unvested RSUs of 74,751, 36,569, and 13,281 units tied to disclosed vesting schedules. This activity is administrative; market impact depends on broader trading and future vesting events.

Insider DeHoff Kate
Role See Remarks
Sold 13,789 shs ($231K)
Type Security Shares Price Value
Sale Common Stock 13,789 $16.78 $231K
Exercise Restricted Stock Units (RSUs) 8,306 $0.00 --
Exercise Restricted Stock Units (RSUs) 5,224 $0.00 --
Exercise Restricted Stock Units (RSUs) 13,280 $0.00 --
Exercise Common Stock 8,306 $0.00 --
Exercise Common Stock 5,224 $0.00 --
Exercise Common Stock 13,280 $0.00 --
Holdings After Transaction: Common Stock — 162,390 shares (Direct); Restricted Stock Units (RSUs) — 74,751 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider activity did JOBY disclose on Form 4?

The officer settled RSUs into common stock on 10/01/2025 and sold 13,789 shares at $16.78 on 10/02/2025 to cover taxes.

How many JOBY shares were acquired through RSU vesting?

A total of 26,810 shares were acquired via RSU settlements (8,306; 5,224; 13,280) at $0.

What is the JOBY insider’s direct share ownership after the transactions?

Direct ownership is 162,390 common shares following the reported transactions.

What RSU balances remain outstanding for the JOBY officer?

Remaining RSUs are 74,751, 36,569, and 13,281 units, each convertible into one share upon vesting.

Why were JOBY shares sold on 10/02/2025?

The 13,789 shares were sold to cover taxes due upon the release and settlement of RSUs, per the filing note.

What was the sale price of the JOBY shares sold?

The shares were sold at $16.78.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 M 8,306 A $0 157,675 D
Common Stock 10/01/2025 M 5,224 A $0 162,899 D
Common Stock 10/01/2025 M 13,280 A $0 176,179 D
Common Stock 10/02/2025 S(1) 13,789 D $16.78 162,390 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 10/01/2025 M 8,306 (2) (2) Common Stock 8,306 $0 74,751 D
Restricted Stock Units (RSUs) $0 10/01/2025 M 5,224 (3) (3) Common Stock 5,224 $0 36,569 D
Restricted Stock Units (RSUs) $0 10/01/2025 M 13,280 (4) (4) Common Stock 13,280 $0 13,281 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.