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Joby Aviation director receives 2,971 stock awards

The RSUs vested on the grant date, while receipt of the underlying shares was deferred under the director compensation program.

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Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. director Michael N. Thompson Jr. acquired 2,971 restricted stock units (RSUs) on October 5, 2026. Each RSU represents a contingent right to receive one common share. The RSUs were fully vested on the grant date, and Thompson elected to defer receipt of the shares under the Non-Employee Director Compensation Program. He reported direct holdings of 1,580,623 common shares after the transaction. Separately, 17,130,000 shares are held by Reinvent Sponsor LLC, and 550 shares are held in each of two custodial accounts for his children. Thompson disclaims beneficial ownership of the Sponsor LLC shares except to the extent of his pecuniary interest, and disclaims beneficial ownership of the custodial shares.

Insider Thompson Michael N. Jr.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2, F3 2,971 $0.00 $0.00
holding Common Stock F4 -- -- --
holding Common Stock F5 -- -- --
holding Common Stock F5 -- -- --
Holdings After Transaction: Common Stock — 1,580,623 shares (Direct); Common Stock — 17,130,000 shares (Indirect, Reinvent Sponsor LLC); Common Stock — 550 shares (Indirect, Child 1); Common Stock — 550 shares (Indirect, Child 2)
Footnotes (5)
  1. F1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
  2. F2. The RSUs are fully vested on the grant date.
  3. F3. The Reporting Person elected to defer receipt of the shares in accordance with the Issuer's Non-Employee Director Compensation Program.
  4. F4. The securities are directly held by Reinvent Sponsor LLC ("Sponsor"). The Reporting Person may be deemed a beneficial owner of securities held by Sponsor by virtue of his shared control over and indirect pecuniary interest in Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by Sponsor, except to the extent of his pecuniary interest therein.
  5. F5. Reflects shares in a custodial account for the child of the Reporting Person established pursuant to the Uniform Transfer to Minors Act, for which the Reporting Person serves as a custodian. The Reporting Person disclaims beneficial ownership of these shares.
RSUs acquired 2,971 RSUs October 5, 2026; fully vested on the grant date
Direct common shares held after transaction 1,580,623 common shares Reported by Michael N. Thompson Jr. on October 5, 2026
Shares held by Reinvent Sponsor LLC 17,130,000 common shares Directly held by the LLC; Thompson disclaims beneficial ownership except to the extent of his pecuniary interest
Shares in each child’s custodial account 550 common shares Each of two custodial accounts; Thompson disclaims beneficial ownership
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Non-Employee Director Compensation Program financial
"in accordance with the Issuer's Non-Employee Director Compensation Program"
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
Uniform Transfer to Minors Act regulatory
"established pursuant to the Uniform Transfer to Minors Act"

FAQ

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How many RSUs did JOBY director Michael N. Thompson Jr. receive?

Michael N. Thompson Jr. acquired 2,971 RSUs on October 5, 2026. Each RSU represents a contingent right to receive one common share. The RSUs were fully vested on the grant date, and he elected to defer receipt of the shares under the Non-Employee Director Compensation Program.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thompson Michael N. Jr.

(Last)(First)(Middle)
C/O JOBY AVIATION, INC
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/05/2026A2,971(1)(2)(3)A$01,580,623D
Common Stock17,130,000IReinvent Sponsor LLC(4)
Common Stock550IChild 1(5)
Common Stock550IChild 2(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
2. The RSUs are fully vested on the grant date.
3. The Reporting Person elected to defer receipt of the shares in accordance with the Issuer's Non-Employee Director Compensation Program.
4. The securities are directly held by Reinvent Sponsor LLC ("Sponsor"). The Reporting Person may be deemed a beneficial owner of securities held by Sponsor by virtue of his shared control over and indirect pecuniary interest in Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by Sponsor, except to the extent of his pecuniary interest therein.
5. Reflects shares in a custodial account for the child of the Reporting Person established pursuant to the Uniform Transfer to Minors Act, for which the Reporting Person serves as a custodian. The Reporting Person disclaims beneficial ownership of these shares.
Remarks:
/s/ Kate DeHoff, Attorney-in-Fact for Michael Thompson10/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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