STOCK TITAN

Joby Aviation (NYSE: JOBY) officer trades RSUs and common stock

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation Chief Legal Officer and Corporate Secretary Kate DeHoff reported RSU vesting and related stock sales. On February 9, 2026, 2,958 restricted stock units converted into the same number of common shares at an exercise price of $0.

On February 10, 2026, DeHoff sold 1,076 common shares at $10.55 to cover taxes due upon RSU settlement. On February 11, 2026, she executed an open-market sale of 16,235 common shares at a weighted average price of $9.91 under a pre-approved Rule 10b5-1 trading plan. After these transactions, she directly owned 149,369 Joby common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 M 2,958 A $0 166,680 D
Common Stock 02/10/2026 S(1) 1,076 D $10.55 165,604 D
Common Stock 02/11/2026 S(2) 16,235 D $9.91(3) 149,369 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 02/09/2026 M 2,958 (4) (4) Common Stock 2,958 $0 2,958 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.
3. This transaction was executed in multiple trades at prices ranging from $9.68 to $10.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did JOBY officer Kate DeHoff report?

Kate DeHoff reported RSU conversion and common stock sales. 2,958 RSUs converted to common shares, followed by sales of 1,076 shares at $10.55 and 16,235 shares at a $9.91 weighted average price.

How many Joby Aviation (JOBY) shares does the insider own after these trades?

After the reported transactions, Kate DeHoff directly owned 149,369 shares of Joby Aviation common stock. This figure reflects the RSU conversion on February 9, 2026 and subsequent open-market sales on February 10 and 11, 2026.

Were Kate DeHoff’s JOBY stock sales part of a 10b5-1 trading plan?

Yes. The February 11, 2026 sale of 16,235 Joby Aviation shares was made under an approved Rule 10b5-1 trading plan adopted on May 13, 2025, providing a pre-arranged framework for selling shares over time.

Why did the JOBY officer sell 1,076 shares on February 10, 2026?

The sale of 1,076 Joby Aviation shares on February 10, 2026 was to cover taxes owed upon the release and settlement of RSUs, as required by the terms of the restricted stock unit award.

What were the sale prices in the reported JOBY insider trades?

Kate DeHoff sold 1,076 shares at $10.55 per share on February 10, 2026 and 16,235 shares at a $9.91 weighted average price, with individual trades ranging from $9.68 to $10.20, on February 11, 2026.

What are the terms of Kate DeHoff’s RSU award at Joby Aviation (JOBY)?

The RSU award covers restricted stock units where between 0% and 125% of the grant may vest in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, depending on specified performance goals and continued service.
Joby Aviation Inc

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9.74B
636.84M
40.56%
37.5%
6.43%
Airports & Air Services
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United States
SANTA CRUZ