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Joby Aviation (JOBY) CPO sells shares to cover RSU tax obligation

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation Chief Product Officer Eric Allison reported equity transactions involving company stock. On February 9, 2026, he acquired 2,958 shares of Common Stock through the exercise and settlement of restricted stock units at an exercise price of $0, increasing his directly held common shares to 705,562. The related RSU line shows 2,958 restricted stock units outstanding, each representing a right to one share of Common Stock, with vesting between 0% and 125% in installments on January 12, 2026, February 9, 2026, and March 9, 2026 based on performance and continued service. On February 10, 2026, he executed an open‑market sale of 1,526 shares of Common Stock at a weighted average price of $10.55, in multiple trades ranging from $10.55 to $10.66, to cover taxes due upon RSU release. Following these transactions, Allison directly owned 704,036 shares of Common Stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Product Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 M 2,958 A $0 705,562 D
Common Stock 02/10/2026 S(1) 1,526 D $10.55(2) 704,036 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 02/09/2026 M 2,958 (3) (3) Common Stock 2,958 $0 2,958 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $10.55 to $10.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did JOBY Chief Product Officer Eric Allison report?

Eric Allison reported exercising restricted stock units into 2,958 shares of Joby Aviation common stock, then selling 1,526 shares. The sale was an open‑market transaction executed to cover tax obligations related to the RSU release and settlement.

How many Joby Aviation (JOBY) shares does Eric Allison own after these Form 4 transactions?

After the reported transactions, Eric Allison directly beneficially owned 704,036 shares of Joby Aviation common stock. This figure reflects the RSU-related share acquisition on February 9, 2026 and the subsequent 1,526‑share open‑market sale on February 10, 2026.

Why did Eric Allison sell 1,526 shares of Joby Aviation (JOBY) stock?

The 1,526 Joby Aviation shares were sold to cover taxes due upon the release and settlement of restricted stock units. This tax‑withholding related sale was required under the terms of the RSU award, according to the filing’s explanatory footnote.

At what price did Eric Allison sell Joby Aviation (JOBY) shares on February 10, 2026?

The reported weighted average sale price was $10.55 per share, with multiple trades executed between $10.55 and $10.66. The filing notes that full trade‑by‑trade pricing details are available to regulators, the issuer, or security holders upon request.

How do Eric Allison’s Joby Aviation (JOBY) RSUs vest according to the filing?

The RSU award can vest between 0% and 125% in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026. Vesting depends on achieving specified goals and the executive’s continued service through each applicable vesting date.

What does each Joby Aviation (JOBY) RSU granted to Eric Allison represent?

Each restricted stock unit represents a contingent right to receive one share of Joby Aviation common stock upon vesting. Delivery of shares occurs only if the applicable performance goals are achieved and the executive remains in service through the vesting dates.
Joby Aviation Inc

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9.74B
636.85M
40.56%
37.5%
6.43%
Airports & Air Services
Aircraft
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United States
SANTA CRUZ