Joby Aviation (NYSE: JOBY) director discloses RSU grant and large holdings

Rhea-AI Filing Summary

Joby Aviation director reports new stock grant and holdings

A director of Joby Aviation, Inc. reported receiving 953 Restricted Stock Units (RSUs) of Joby common stock on 01/05/2026. Each RSU represents the right to receive one share of common stock, and the RSUs are stated to be fully vested on the grant date, with a price of $0 per share in the table.

After this grant, the director directly holds 170,781 Joby common shares. He also reports indirect beneficial ownership through several investment entities, including 21,514,683 shares held by Technology Impact Fund, L.P., 5,399,372 shares held by Capricorn-Libra Investment Group, L.P., and additional stakes via other affiliated funds and an LLC, while disclaiming beneficial ownership beyond any pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Saluja Dipender

(Last) (First) (Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ CA 95060

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/05/2026		A		953(1)(2)	A	$0	170,781	D
Common Stock								21,514,683	I	By Technology Impact Fund, L.P.(3)
Common Stock								5,399,372	I	By Capricorn-Libra Investment Group, L.P.(4)
Common Stock								1,556,592	I	By Technology Impact Growth Fund, LP(5)
Common Stock								321,926	I	By Capricorn-Libra Partners, LLC(6)
Common Stock								22,004	I	By LLC(7)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

2. The RSUs are fully vested on the grant date.

3. The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

4. The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

5. The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

6. The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any.

7. The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Remarks:

	/s/ Kate DeHoff, Attorney-in-Fact for Dipender Saluja	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Joby Aviation (JOBY) disclose in this Form 4?

A Joby Aviation director reported receiving 953 Restricted Stock Units (RSUs) of Joby common stock on 01/05/2026, at a price of $0 per share in the table.

How many Joby Aviation (JOBY) shares does the director now own directly?

Following the reported transaction, the director directly holds 170,781 shares of Joby Aviation, Inc. common stock.

What are the terms of the newly granted RSUs at Joby Aviation (JOBY)?

The filing states that the 953 RSUs are fully vested on the grant date, and each RSU represents a contingent right to receive one share of Joby common stock.

What indirect Joby Aviation (JOBY) share holdings are reported for the director?

The director reports indirect beneficial ownership of Joby shares through several entities, including 21,514,683 shares held by Technology Impact Fund, L.P. and 5,399,372 shares held by Capricorn-Libra Investment Group, L.P., among other affiliated funds and an LLC.

Does the director claim full beneficial ownership of all indirectly held Joby (JOBY) shares?

No. For each entity, the director disclaims beneficial ownership of the shares except to the extent of his pecuniary interest, if any.

What is the director’s role at Joby Aviation (JOBY)?

The filing identifies the reporting person’s relationship to Joby Aviation as a Director.