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Joby Aviation (JOBY) awards 19,762 performance-based RSUs to officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DeHoff Kate reported acquisition or exercise transactions in this Form 4 filing.

Joby Aviation, Inc. reported that officer Kate DeHoff received a grant of 19,762 restricted stock units (RSUs). This is a compensation-related equity award rather than an open-market trade. Following the grant, she is reported as holding 19,762 RSUs directly.

According to the award terms, between 0% and 200% of these RSUs may vest on March 22, 2027, depending on company performance objectives and her continued service through the vesting date. Each RSU represents a contingent right to receive up to two shares of Joby Aviation common stock if the vesting conditions are met.

Positive

  • None.

Negative

  • None.
Insider DeHoff Kate
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units (RSUs) 19,762 $0.00 --
Holdings After Transaction: Restricted Stock Units (RSUs) — 19,762 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 03/06/2026 A 19,762 (1) (1) Common Stock 19,762 $0 19,762 D
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs"). Between 0% and 200% of the award will vest on March 22, 2027, based on the achievement of company performance objectives and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Joby Aviation (JOBY) report for Kate DeHoff?

Joby Aviation reported a grant of 19,762 restricted stock units (RSUs) to officer Kate DeHoff. This is an equity compensation award, not a market purchase or sale, and represents potential future common shares if performance and service conditions are satisfied.

How many RSUs did Joby Aviation (JOBY) grant and what do they represent?

Joby Aviation granted 19,762 RSUs to Kate DeHoff. Each RSU is a contingent right to receive up to two shares of common stock upon vesting, tying part of her compensation to the company’s future performance and her continued employment.

When do the newly granted RSUs at Joby Aviation (JOBY) vest?

The RSUs granted to Kate DeHoff may vest on March 22, 2027. Vesting depends on the achievement of company performance objectives and her continued service through that date, so the final number of shares received will be performance-based.

What performance conditions apply to the Joby Aviation (JOBY) RSU award?

Between 0% and 200% of the 19,762 RSUs can vest based on Joby Aviation’s performance objectives. If performance is weaker, fewer units vest; if objectives are exceeded, up to double the target number can vest, subject to continued service.

Is the Joby Aviation (JOBY) Form 4 transaction a buy or sell of shares?

The Form 4 reflects an RSU grant, categorized as an acquisition of derivative securities, not a buy or sell in the open market. It is part of compensation and does not involve cash trading of existing Joby Aviation common shares.

How many Joby Aviation (JOBY) RSUs does Kate DeHoff hold after this grant?

After the reported grant, Kate DeHoff is shown as holding 19,762 RSUs directly. These units are subject to future vesting on March 22, 2027, and could convert into up to two common shares per RSU if conditions are met.