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Joby Aviation (JOBY) director discloses 866-share RSU equity grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. director reports new stock-based award. A company director received 866 shares of Joby Aviation common stock on 01/05/2026 through a grant of Restricted Stock Units (RSUs). Each RSU represents a right to receive one share of common stock, and the RSUs were fully vested on the grant date, meaning the director does not need to meet additional service or performance conditions for these shares. The award was reported at a price of $0 per share, consistent with equity compensation. Following this transaction, the director beneficially owns 64,511 shares of Joby Aviation common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ogawa Tetsuo

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/05/2026 A 866(1)(2) A $0 64,511 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
2. The RSUs are fully vested on the grant date.
Remarks:
/s/ Kate DeHoff, Attorney-in-Fact for Tetsuo Ogawa 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for Joby Aviation (JOBY)?

A director of Joby Aviation, Inc. reported receiving 866 shares of common stock on 01/05/2026 through a fully vested Restricted Stock Unit (RSU) grant at a reported price of $0 per share.

How many RSUs did the Joby Aviation director receive and how do they work?

The director received 866 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Joby Aviation common stock, effectively functioning as stock-based compensation.

When did the RSU grant to the Joby Aviation (JOBY) director vest?

The filing states that the RSUs are fully vested on the grant date, which is 01/05/2026, so the director’s rights to the underlying shares were fully earned immediately.

What is the director’s total Joby Aviation share ownership after this transaction?

After the reported RSU grant, the director beneficially owns 64,511 shares of Joby Aviation common stock, held in direct ownership.

What does a reported price of $0 mean for the Joby Aviation RSU grant?

The transaction lists a price of $0 for the 866 RSUs, which is typical for equity compensation, indicating the director did not pay cash for the shares granted under this award.

Who signed the insider report for the Joby Aviation director?

The report is signed "/s/ Kate DeHoff, Attorney-in-Fact for Tetsuo Ogawa", indicating it was filed on behalf of the director under a power of attorney.
Joby Aviation Inc

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13.90B
583.93M
40.56%
37.5%
6.43%
Airports & Air Services
Aircraft
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United States
SANTA CRUZ