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Joby Aviation (NYSE: JOBY) CFO settles RSUs, sells 1,159 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Financial Officer Rodrigo Brumana reported RSU vesting and related share activity. On March 9, 2026, he exercised restricted stock units into a total of 2,772 shares of Common Stock at $0.00 per share. On March 10, 2026, he sold 1,159 shares at $10.25 per share to cover taxes due on the RSU settlement, as required by the award terms. Following these transactions, he directly owned 3,020 shares of Common Stock.

Positive

  • None.

Negative

  • None.
Insider Brumana Rodrigo
Role Chief Financial Officer
Sold 1,159 shs ($12K)
Type Security Shares Price Value
Sale Common Stock 1,159 $10.25 $12K
Exercise Restricted Stock Units (RSUs) 1,219 $0.00 --
Exercise Restricted Stock Units (RSUs) 1,553 $0.00 --
Exercise Common Stock 1,219 $0.00 --
Exercise Common Stock 1,553 $0.00 --
Holdings After Transaction: Common Stock — 3,020 shares (Direct); Restricted Stock Units (RSUs) — 0 shares (Direct)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brumana Rodrigo
(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET
(Street)
SANTA CRUZ CA 95060
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 M 1,219 A $0 2,626 D
Common Stock 03/09/2026 M 1,553 A $0 4,179 D
Common Stock 03/10/2026 S(1) 1,159 D $10.25 3,020 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 03/09/2026 M 1,219 (2) (2) Common Stock 1,219 $0 0 D
Restricted Stock Units (RSUs) $0 03/09/2026 M 1,553 (3) (3) Common Stock 1,553 $0 1,553 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Rodrigo Brumana 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Joby Aviation (JOBY) report for its CFO?

Joby Aviation CFO Rodrigo Brumana reported RSU vesting and a related share sale. He converted restricted stock units into 2,772 common shares and sold 1,159 shares mainly to satisfy tax obligations tied to the RSU settlement terms.

How many Joby Aviation (JOBY) shares did the CFO sell and at what price?

The CFO sold 1,159 shares of Joby Aviation common stock at $10.25 per share. The filing explains these shares were sold to cover taxes triggered by the release and settlement of his restricted stock units, as required under the RSU award.

How many Joby Aviation (JOBY) shares did the CFO receive from RSU vesting?

The CFO’s RSU awards converted into 2,772 shares of Joby Aviation common stock. These came from the exercise of restricted stock units at a conversion price of $0.00 per share, reflecting equity compensation rather than an open-market purchase of shares.

How many Joby Aviation (JOBY) shares does the CFO hold after these transactions?

After completing the RSU conversions and the tax-related sale, the CFO directly held 3,020 shares of Joby Aviation common stock. This post-transaction balance reflects both the additional shares from RSU vesting and the shares sold to cover associated tax liabilities.

Were the Joby Aviation (JOBY) CFO’s share sales discretionary or for taxes?

The filing states the 1,159 shares sold were used to cover taxes due upon RSU release and settlement. This indicates the sale was driven by tax obligations under the award terms rather than a purely discretionary open-market liquidation of his equity position.