Joby Aviation (NYSE: JOBY) legal chief reports RSU vesting and stock sales

Rhea-AI Filing Summary

Joby Aviation's Chief Legal Officer and Corporate Secretary, Kate DeHoff, reported multiple equity transactions involving company stock and restricted stock units. On January 12, 2026, RSUs covering 16,065 shares and 2,960 shares were converted into common stock at an exercise price of $0, increasing her directly held common shares to 184,721.

On January 13, 2026, she sold 7,092 shares of common stock at a weighted average price of $14.84, with the filing noting this sale covered taxes due upon RSU settlement. On January 14, 2026, she sold an additional 28,260 shares at a weighted average price of $14.72 under an approved Rule 10b5-1 trading plan. Following these transactions, she directly held 149,369 shares of Joby common stock, along with remaining RSU awards that vest over time based on continued service and performance goals.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeHoff Kate

(Last) (First) (Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ CA 95060

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/12/2026		M		16,065	A	$0	181,761	D
Common Stock	01/12/2026		M		2,960	A	$0	184,721	D
Common Stock	01/13/2026		S(1)		7,092	D	$14.84	177,629	D
Common Stock	01/14/2026		S(2)		28,260	D	$14.72(3)	149,369	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units (RSUs)	$0	01/12/2026		M			16,065	(4)	(4)	Common Stock	16,065	$0	64,259	D
Restricted Stock Units (RSUs)	$0	01/12/2026		M			2,960	(5)	(5)	Common Stock	2,960	$0	5,916	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.

3. This transaction was executed in multiple trades at prices ranging from $14.28 to $15.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

5. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transactions did JOBY officer Kate DeHoff report on this Form 4?

The filing reports that Kate DeHoff, Chief Legal Officer and Corporate Secretary of Joby Aviation, Inc. (JOBY), had RSUs converted into common stock and then sold portions of her holdings. On January 12, 2026, RSUs for 16,065 shares and 2,960 shares were converted into common stock at an exercise price of $0. She then sold 7,092 shares on January 13, 2026 and 28,260 shares on January 14, 2026.

At what prices did JOBY insider Kate DeHoff sell common stock?

The Form 4 states that 7,092 shares of Joby common stock were sold on January 13, 2026 at a weighted average price of $14.84. On January 14, 2026, an additional 28,260 shares were sold at a weighted average price of $14.72. The filing notes that the January 14 transaction was executed in multiple trades at prices ranging from $14.28 to $15.12.

How many JOBY shares does Kate DeHoff own after these transactions?

After the reported transactions, the Form 4 shows that Kate DeHoff directly owned 149,369 shares of Joby Aviation common stock. This figure reflects her holdings following the RSU conversions on January 12, 2026 and subsequent stock sales on January 13 and January 14, 2026.

Were any of the JOBY stock sales related to taxes or a 10b5-1 plan?

Yes. The filing explains that the sale of 7,092 shares on January 13, 2026 represented shares sold to cover taxes due upon the release and settlement of RSUs, as required by the RSU award terms. It also notes that the sale of 28,260 shares on January 14, 2026 was made pursuant to Kate DeHoffs approved Rule 10b5-1 trading plan adopted on May 13, 2025.

What RSU awards for JOBY stock are described in Kate DeHoffs Form 4?

The Form 4 describes two RSU awards. One award vests with respect to 16.66% of the RSUs on January 12, 2022 and the remaining 83.34% in 20 quarterly installments thereafter, subject to continued service, with each RSU representing one share of Joby common stock. Another award provides that between 0% and 125% of the RSUs will vest in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, based on achievement of specified goals and continued service.

What is Kate DeHoffs role at Joby Aviation noted in this filing?

The remarks section identifies Kate DeHoff as Chief Legal Officer and Corporate Secretary of Joby Aviation, Inc.. She is reported as an officer but not as a director or 10% owner in this Form 4.