STOCK TITAN

Joby Aviation (JOBY) CEO exercises RSUs and sells shares for tax obligations

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. CEO and Chief Architect JoeBen Bevirt exercised restricted stock units and sold shares primarily to cover related taxes. On April 2, 2026, he sold 15,823 shares of common stock at a weighted average price of $8.15 per share to pay taxes due on RSU settlement.

On April 1, 2026, he exercised RSUs for a total of 30,637 shares of common stock at a conversion price of $0.00, increasing his direct holdings. After these transactions, he held 263,862 shares directly, plus large indirect positions through trusts and his spouse, including 59,651,414 shares held by The Joby Trust and 31,876,802 shares held by the JoeBen Bevirt 2020 Descendants Trust.

Positive

  • None.

Negative

  • None.
Insider Bevirt JoeBen
Role CEO and Chief Architect
Sold 15,823 shs ($129K)
Type Security Shares Price Value
Sale Common Stock 15,823 $8.15 $129K
Exercise Restricted Stock Units (RSUs) 12,978 $0.00 --
Exercise Restricted Stock Units (RSUs) 17,659 $0.00 --
Exercise Common Stock 12,978 $0.00 --
Exercise Common Stock 17,659 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 263,862 shares (Direct); Restricted Stock Units (RSUs) — 90,843 shares (Direct); Common Stock — 59,651,414 shares (Indirect, By Joby Trust)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest. The shares of common stock are held of record by the spouse of the Reporting Person. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Tax-related share sale 15,823 shares at $8.15 Weighted average sale price on April 2, 2026
RSUs exercised 30,637 shares at $0.00 RSU conversions to common stock on April 1, 2026
Direct holdings after transactions 263,862 shares Common stock directly owned after April 2, 2026 sale
The Joby Trust holdings 59,651,414 shares Common stock held indirectly via The Joby Trust
Descendants Trust holdings 31,876,802 shares Common stock held via JoeBen Bevirt 2020 Descendants Trust
Additional family trusts 155,737 and 189,109 shares Common stock held via Jennifer Barchas Trust and spouse
Net buy/sell shares -15,823 shares Net share disposition across buy/sell transactions
Restricted Stock Units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
beneficial owner financial
"may be deemed to be the beneficial owner of such shares."
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
pecuniary interest financial
"may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest."
vest in 16 equal installments financial
"RSUs that vest in 16 equal installments on the quarterly anniversary of January 1, 2024"
quarterly anniversaries financial
"vests with respect to 5% ... on each of the first four quarterly anniversaries of January 1, 2026"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bevirt JoeBen

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and Chief Architect
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M12,978A$0262,026D
Common Stock04/01/2026M17,659A$0279,685D
Common Stock04/02/2026S(1)15,823D$8.15(2)263,862D
Common Stock59,651,414IBy Joby Trust(3)
Common Stock31,876,802IBy JoeBen Bevirt 2020 Descendants Trust(4)
Common Stock155,737IBy Jennifer Barchas Trust(5)
Common Stock189,109IBy Spouse(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$004/01/2026M12,978 (7) (7)Common Stock12,978$090,843D
Restricted Stock Units (RSUs)$004/01/2026M17,659 (8) (8)Common Stock17,659$0335,519D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $8.15 to $8.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares.
4. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares.
5. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest.
6. The shares of common stock are held of record by the spouse of the Reporting Person.
7. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
8. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for JoeBen Bevirt04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Joby Aviation (JOBY) CEO JoeBen Bevirt report?

JoeBen Bevirt reported exercising RSUs into 30,637 Joby Aviation common shares and selling 15,823 shares. The sale was to cover taxes owed on RSU settlement, while the exercises increased his direct equity stake in the company.

How many Joby Aviation (JOBY) shares did the CEO sell and at what price?

He sold 15,823 Joby Aviation common shares at a weighted average price of $8.15 per share. Trades occurred in multiple executions between $8.15 and $8.42, with the proceeds used to cover tax obligations from RSU vesting.

Did the Joby Aviation (JOBY) CEO increase or decrease his overall holdings?

He both acquired and disposed of shares. Exercising 30,637 RSUs increased his direct holdings, while selling 15,823 shares for taxes slightly reduced them. He still holds 263,862 shares directly plus substantial additional shares through several trusts and his spouse.

What RSU awards are disclosed for the Joby Aviation (JOBY) CEO?

One RSU award vests in 16 equal quarterly installments from January 1, 2024. Another vests 5% quarterly for four quarters from January 1, 2026, then 10% quarterly. Each RSU converts into one share of Joby Aviation common stock upon vesting.

How many Joby Aviation (JOBY) shares does the CEO hold through trusts and family?

Indirect holdings include 59,651,414 shares via The Joby Trust, 31,876,802 shares via the JoeBen Bevirt 2020 Descendants Trust, 155,737 shares via The Jennifer Barchas Trust, and 189,109 shares held by his spouse, in addition to his direct holdings.

Was the Joby Aviation (JOBY) CEO’s share sale part of normal tax withholding?

Yes. The filing states the 15,823 shares sold represent the aggregate number required to cover taxes due upon RSU release and settlement. This makes the disposition a tax-related transaction rather than a discretionary open-market sale for portfolio reasons.