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Joby Aviation (NYSE: JOBY) grants time- and performance-based RSUs to DeHoff

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DeHoff Kate reported acquisition or exercise transactions in this Form 4 filing.

Joby Aviation, Inc. reported that officer Kate DeHoff received two grants of restricted stock units as equity compensation. She was awarded 100,908 RSUs that vest over time, with 5% vesting on each of the first four quarterly anniversaries of January 1, 2026 and 10% vesting on each quarterly anniversary thereafter, subject to continued service. She also received 201,816 RSUs that vest in multiple tranches upon achieving specified performance goals on or before the third anniversary of the grant date, also requiring continued service. Each RSU represents the right to receive one share of common stock upon vesting, so no shares were bought or sold in the market.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$003/18/2026A100,908 (1) (1)Common Stock100,908$0100,908D
Restricted Stock Units (RSUs)$003/18/2026A201,816 (2) (2)Common Stock201,816$0201,816D
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
2. Represents an award of restricted stock units ("RSUs") that vests in multiple tranches upon the achievement of specified goals, provided that such goals are achieved on or prior to the third anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Joby Aviation (JOBY) report for Kate DeHoff?

Joby Aviation reported that officer Kate DeHoff received two RSU grants. One grant covers 100,908 RSUs with time-based vesting, and another covers 201,816 RSUs with performance-based vesting, both contingent on her continued service.

How many restricted stock units did Kate DeHoff receive from Joby Aviation (JOBY)?

Kate DeHoff received a total of 302,724 restricted stock units. This consists of 100,908 time-based RSUs and 201,816 performance-based RSUs, each representing the right to receive one share of Joby Aviation common stock upon vesting.

What is the vesting schedule for Kate DeHoff’s 100,908 time-based RSUs at Joby Aviation (JOBY)?

The 100,908 time-based RSUs vest 5% on each of the first four quarterly anniversaries of January 1, 2026, then 10% on each quarterly anniversary thereafter. Vesting requires DeHoff’s continued service through each applicable vesting date.

How do the performance-based RSUs granted to Kate DeHoff at Joby Aviation (JOBY) vest?

The 201,816 performance-based RSUs vest in multiple tranches upon achieving specified goals on or before the third anniversary of the grant date. Vesting also depends on Kate DeHoff’s continued service through the applicable vesting dates.

Do Kate DeHoff’s RSU grants at Joby Aviation (JOBY) involve open-market share purchases or sales?

No, these RSU grants do not involve open-market trades. They are equity compensation awards with a grant price of $0.00, giving DeHoff the right to receive common shares upon vesting rather than through market purchases or sales.

What does each RSU granted to Kate DeHoff by Joby Aviation (JOBY) represent?

Each RSU represents a contingent right to receive one share of Joby Aviation common stock upon vesting. The shares only deliver if the applicable time-based or performance-based vesting conditions and continued service requirements are satisfied.
Joby Aviation Inc

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