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  4. [Form 4] Joby Aviation, Inc. Insider Trading Activity

Joby Aviation (NYSE: JOBY) officer sells shares to cover RSU tax obligations

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. officer Kate DeHoff reported the vesting of 29,368 restricted stock units and their conversion into an equal number of common shares, followed by the sale of 15,201 shares at a weighted average price of $11.77 per share. According to the disclosure, these shares were sold solely to cover taxes due upon the RSU release and settlement, rather than as a discretionary sale. After these transactions, DeHoff directly holds 177,734 shares of Joby Aviation common stock.

Positive

  • None.

Negative

  • None.
Insider DeHoff Kate
Role See Remarks
Sold 15,201 shs ($179K)
Type Security Shares Price Value
Sale Common Stock 15,201 $11.77 $179K
Exercise Restricted Stock Units (RSUs) 29,368 $0.00 --
Exercise Common Stock 29,368 $0.00 --
Holdings After Transaction: Common Stock — 177,734 shares (Direct, null); Restricted Stock Units (RSUs) — 0 shares (Direct, null)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. This transaction was executed in multiple trades at prices ranging from $11.77 to $11.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Shares sold 15,201 shares Open-market sale on June 2, 2026 to cover RSU taxes
Weighted average sale price $11.77 per share Multiple trades between $11.77 and $11.90
RSUs converted 29,368 units RSUs converted to common stock on June 1, 2026
Post-transaction holdings 177,734 shares Common stock held directly after reported transactions
Conversion price $0.00 per RSU RSUs settled into common stock at no exercise cost
Restricted Stock Units (RSUs) financial
"Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 1, 2026"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
weighted average sale price financial
"The price reported above reflects the weighted average sale price"
vests financial
"RSUs that vests with respect to 100% of the RSUs on June 1, 2026"
contingent right to receive one share financial
"Each RSU represents the contingent right to receive one share of Common Stock upon vesting"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate
(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET
(Street)
SANTA CRUZ CALIFORNIA 95060
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026M29,368A$0192,935D
Common Stock06/02/2026S(1)15,201D$11.77(2)177,734D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$006/01/2026M29,368 (3) (3)Common Stock29,368$00D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. This transaction was executed in multiple trades at prices ranging from $11.77 to $11.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Kate DeHoff report in Joby Aviation (JOBY) Form 4?

Kate DeHoff reported RSU vesting and a related share sale. 29,368 restricted stock units converted into common shares, and 15,201 shares were sold. The filing states the sale was only to cover taxes due on the RSU settlement.

How many Joby Aviation (JOBY) shares did Kate DeHoff sell and at what price?

Kate DeHoff sold 15,201 Joby Aviation common shares. The weighted average sale price was $11.77 per share, based on multiple trades executed in a price range from $11.77 to $11.90, as disclosed in the filing footnote.

Why did Kate DeHoff sell Joby Aviation (JOBY) shares in this Form 4 filing?

The filing states the sale covered taxes on vested RSUs. Specifically, 15,201 shares were sold as required by the RSU award terms to pay taxes due upon the release and settlement of 29,368 restricted stock units into common stock.

How many Joby Aviation (JOBY) shares does Kate DeHoff hold after these transactions?

After the RSU conversion and tax-related sale, Kate DeHoff directly holds 177,734 shares of Joby Aviation common stock. This post-transaction holding is disclosed in the Form 4 as the total number of shares beneficially owned following the reported transactions.

What RSU activity involving Joby Aviation (JOBY) stock is disclosed for Kate DeHoff?

The Form 4 shows 29,368 restricted stock units converting into the same number of common shares at a conversion price of $0.00. A footnote also describes an RSU award that vests 100% on June 1, 2026, subject to continued service.