Joby Aviation Inc SEC Filings

Joby Aviation (JOBY): Chief Product Officer Eric Allison filed a Form 4 reporting equity activity. On 10/12/2025, 53,549 shares were acquired at $0 upon RSU settlement. On 10/13/2025, 27,537 shares were sold at $16.84 to cover taxes per award terms. Following these transactions, beneficial ownership stood at 692,428 common shares, with 267,745 RSUs remaining beneficially owned.

Joby Aviation, Inc. (JOBY) notice reports a proposed sale under Rule 144 of 10,197 shares of common stock by a person whose RSUs vested on 10/12/2025. The shares are valued at an aggregate market value of $166,007.16 and the filing lists the transaction using Morgan Stanley as broker with an approximate sale date of 10/13/2025 on the NYSE. The securities were acquired as Restricted Stock Units under the 2016 Stock Option and Grant Plan and the payment type is listed as compensation.

The filing also discloses four prior sales by the same seller over the past three months totaling 96,781 shares for gross proceeds of $1,450,643.69 (individual sales: 07/14/2025, 07/15/2025, 09/22/2025, 10/02/2025). The signer certifies no undisclosed material adverse information.

Joby Aviation, Inc. reported a proposed sale under Rule 144 of 33,991 shares of common stock, with an aggregate market value of $553,373.48, to be sold through Morgan Stanley on 10/13/2025. The shares were acquired as restricted stock units granted under the issuer's 2016 plan and were recorded as compensation on 10/12/2025. The filer also disclosed two recent sales: 6,715 shares on 10/02/2025 (gross proceeds $112,665.50) and 27,538 shares on 07/14/2025 (gross proceeds $329,684.58). The notice includes the required representation that the seller is not aware of any undisclosed material adverse information.

Joby Aviation is offering common stock at $16.85 per share with an underwriter option to buy up to 4,575,000 additional shares and expected delivery on October 9, 2025. After the offering, the company reports an as-adjusted net tangible book value of $1,319.2 million or $1.50 per share, an increase of $0.54 per existing share but an immediate dilution of $15.35 per share for new investors (or $15.28 if the underwriter option is fully exercised).

The company intends to use proceeds to fund certification, manufacturing and working capital. Material potential dilutive sources disclosed include 49,701,789 shares tied to the Toyota Purchase Agreement at $5.03 per share, 41,616,366 shares issuable on outstanding warrants, employee plan reserves of 14,569,368 shares, and up to $45.0 million payable under the Blade Purchase Agreement (partially payable in stock at a VWAP-based price). The Toyota second tranche closing and other conversions are conditional and may materially affect liquidity and dilution.

Joby Aviation insider award and ownership update: Director Tetsuo Ogawa was granted 818 Restricted Stock Units (RSUs) on 10/05/2025. The filing states each RSU converts to one share and the RSUs were fully vested on the grant date, with a reported acquisition price of $0. After this transaction, Mr. Ogawa beneficially owns 63,645 shares of common stock. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ogawa on 10/07/2025. The report indicates the filing was submitted by one reporting person and classifies the holder as a director.

Michael N. Thompson Jr., a director of Joby Aviation, Inc. (JOBY), reported the grant and deferral of 900 restricted stock units (RSUs) on 10/05/2025. The RSUs were fully vested on the grant date and were deferred under the company's Non-Employee Director Compensation Program, so no cash changed hands (price $0). After the transaction the reporting person directly beneficially owned 1,554,018 shares. In addition, Reinvent Sponsor LLC holds 17,130,000 shares; Thompson may be deemed to have indirect beneficial ownership through shared control but disclaims ownership except for his pecuniary interest.

Dipender Saluja, a director of Joby Aviation, Inc. (JOBY), reported receiving 900 restricted stock units (RSUs) on 10/05/2025. The RSUs are fully vested on the grant date and represent a contingent right to receive one share per RSU, with an exercise/issuance price of $0. After the grant, the filing shows the reporting person directly beneficially owns 144,274 shares and indirectly holds additional stakes through affiliated entities: 28,686,247 shares via Technology Impact Fund, L.P., 9,598,884 shares via Capricorn-Libra Investment Group, L.P., and 2,075,460 shares via Technology Impact Growth Fund, LP. The Form 4 was signed by an attorney-in-fact on 10/07/2025.

Paul Sciarra, a director of Joby Aviation, Inc. (JOBY), reported the grant and immediate vesting of 818 restricted stock units (RSUs) on 10/05/2025. The RSUs were issued at no cash price ($0) and converted into direct ownership of 818 shares on the grant date. After the transaction, the Reporting Person directly beneficially owns 140,696 shares and indirectly holds 56,328,057 shares through two entities: Sciarra Management Trust and Sciarra Foundation. The filing was signed by an attorney-in-fact on 10/07/2025.