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Joby Aviation (JOBY) CPO Eric Allison sells 5,447 shares after RSU release

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation’s Chief Product Officer Eric Allison reported routine equity transactions relating to his restricted stock units (RSUs). On January 1, 2026, RSUs converted into 8,306 shares of common stock and another RSU grant converted into 4,749 shares, both at an exercise price of $0 per share. On January 2, 2026, he sold 5,447 shares at $13.51 per share.

The filing explains that the sold shares represent the aggregate amount needed to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the awards. Following these transactions, Allison beneficially owned 667,588 shares of Joby Aviation common stock in direct form.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Product Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/01/2026 M 8,306 A $0 668,286 D
Common Stock 01/01/2026 M 4,749 A $0 673,035 D
Common Stock 01/02/2026 S(1) 5,447 D $13.51 667,588 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 01/01/2026 M 8,306 (2) (2) Common Stock 8,306 $0 66,445 D
Restricted Stock Units (RSUs) $0 01/01/2026 M 4,749 (3) (3) Common Stock 4,749 $0 28,496 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Joby Aviation (JOBY) report for Eric Allison?

The report shows that Chief Product Officer Eric Allison had restricted stock units convert into common shares and then sold 5,447 shares of Joby Aviation common stock on January 2, 2026.

How many Joby Aviation (JOBY) shares did Eric Allison sell and at what price?

Eric Allison sold 5,447 shares of Joby Aviation common stock at a price of $13.51 per share on January 2, 2026.

Why did Eric Allison sell Joby Aviation (JOBY) shares in this Form 4 filing?

The filing states that the 5,447 shares sold represent the aggregate number of shares sold to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

How many Joby Aviation (JOBY) shares does Eric Allison own after these transactions?

After the reported transactions, Eric Allison beneficially owned 667,588 shares of Joby Aviation common stock held directly.

What RSU conversions for Joby Aviation (JOBY) were reported for Eric Allison?

On January 1, 2026, RSUs converted into 8,306 shares and another RSU grant converted into 4,749 shares of Joby Aviation common stock, each RSU representing the right to receive one share upon vesting.

What are the vesting terms of Eric Allison’s Joby Aviation (JOBY) RSU awards?

One RSU award vests in 16 equal quarterly installments starting from January 1, 2024, and another vests in equal quarterly installments over four years from July 1, 2023, subject to his continued service.
Joby Aviation Inc

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13.93B
583.96M
40.56%
37.5%
6.43%
Airports & Air Services
Aircraft
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United States
SANTA CRUZ