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Joby Aviation (NYSE: JOBY) officer sells 9,575 shares to cover RSU tax bill

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. officer Kate DeHoff reported RSU vesting and related share sales. On July 1, 2026, multiple restricted stock unit (RSU) awards converted into a total of 18,576 shares of common stock at a conversion price of $0.00 per share.

On July 2, 2026, she sold 9,575 shares of common stock at $8.92 per share. Footnotes state these shares were sold to cover taxes due upon the release and settlement of the RSUs, as required by the RSU award terms. Following these transactions, she directly owned 186,735 shares of Joby Aviation common stock.

Positive

  • None.

Negative

  • None.
Insider DeHoff Kate
Role See Remarks
Sold 9,575 shs ($85K)
Type Security Shares Price Value
Sale Common Stock 9,575 $8.92 $85K
Exercise Restricted Stock Units (RSUs) 5,224 $0.00 --
Exercise Restricted Stock Units (RSUs) 8,306 $0.00 --
Exercise Restricted Stock Units (RSUs) 5,046 $0.00 --
Exercise Common Stock 5,224 $0.00 --
Exercise Common Stock 8,306 $0.00 --
Exercise Common Stock 5,046 $0.00 --
Holdings After Transaction: Common Stock — 186,735 shares (Direct, null); Restricted Stock Units (RSUs) — 20,897 shares (Direct, null)
Footnotes (1)
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Shares sold 9,575 shares Common stock sold on July 2, 2026
Sale price $8.92 per share Price for July 2, 2026 common stock sale
Shares from RSU conversion 18,576 shares Common shares from RSU exercises on July 1, 2026
Post-transaction holdings 186,735 shares Directly owned Joby Aviation common stock after July 2, 2026
RSU block 1 converted 5,046 RSUs Converted into common stock at $0.00 on July 1, 2026
RSU block 2 converted 8,306 RSUs Converted into common stock at $0.00 on July 1, 2026
RSU block 3 converted 5,224 RSUs Converted into common stock at $0.00 on July 1, 2026
Restricted Stock Units ("RSUs") financial
"Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"Each RSU represents the contingent right to receive one share of Common Stock upon vesting"
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
settlement of the RSUs financial
"to cover taxes due upon the release and settlement of the RSUs"
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FAQ

What did Joby Aviation (JOBY) officer Kate DeHoff report in this Form 4?

Kate DeHoff reported RSU vesting and a related share sale. RSUs converting on July 1, 2026 became 18,576 Joby Aviation common shares, followed by a July 2, 2026 sale of 9,575 shares to satisfy tax obligations tied to the RSU settlement.

How many Joby Aviation (JOBY) shares did Kate DeHoff sell and at what price?

She sold 9,575 shares of Joby Aviation common stock at a price of $8.92 per share. According to the footnotes, this transaction was conducted specifically to cover taxes due upon the release and settlement of her restricted stock units.

How many Joby Aviation (JOBY) shares did Kate DeHoff acquire through RSU vesting?

She acquired 18,576 Joby Aviation common shares through the conversion of restricted stock units on July 1, 2026. These came from three RSU awards, each converting into common stock at a stated conversion price of $0.00 per share.

What is Kate DeHoff’s Joby Aviation (JOBY) share ownership after these transactions?

After the reported RSU conversions and the tax-related share sale, Kate DeHoff directly held 186,735 shares of Joby Aviation common stock. This figure reflects her position immediately following the July 2, 2026 sale transaction disclosed in the Form 4.

How do the RSU awards for Joby Aviation (JOBY) officer Kate DeHoff vest over time?

Footnotes describe several RSU awards with quarterly vesting schedules tied to July 1, 2023, January 1, 2024, and January 1, 2026. Each RSU represents a contingent right to receive one Joby Aviation common share upon satisfying continued service vesting conditions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeHoff Kate

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026M5,224A$0182,958D
Common Stock07/01/2026M8,306A$0191,264D
Common Stock07/01/2026M5,046A$0196,310D
Common Stock07/02/2026S(1)9,575D$8.92186,735D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$007/01/2026M5,224 (2) (2)Common Stock5,224$020,897D
Restricted Stock Units (RSUs)$007/01/2026M8,306 (3) (3)Common Stock8,306$049,834D
Restricted Stock Units (RSUs)$007/01/2026M5,046 (4) (4)Common Stock5,046$090,817D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)