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JPMorgan Chase (NYSE: JPM) CCB CEO exercises RSUs, covers tax with shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. executive Marianne Lake, CEO of Consumer & Community Banking, reported several equity award transactions. On January 13, 2026, she converted 17,898 Restricted Stock Units and 16,020 Restricted Stock Units into the same number of JPMorgan common shares at an exercise price of $0 per share.

On the same date, 18,287 common shares were disposed of at $318.715 per share under code F, indicating shares withheld to cover tax obligations. After these transactions, she directly owned 79,035 shares of common stock and 16,021 Restricted Stock Units, and held indirect ownership of 53,424 common shares through a family trust and 124,943 common shares through GRATs.

Positive

  • None.

Negative

  • None.
Insider Lake Marianne
Role CEO CCB
Type Security Shares Price Value
Exercise Restricted Stock Units 17,898 $0.00 --
Exercise Restricted Stock Units 16,020 $0.00 --
Exercise Common Stock 17,898 $0.00 --
Exercise Common Stock 16,020 $0.00 --
Tax Withholding Common Stock 18,287 $318.715 $5.83M
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 81,302 shares (Direct); Common Stock — 53,424 shares (Indirect, By Family Trust)
Footnotes (1)
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026. RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lake Marianne
(Last) (First) (Middle)
270 PARK AVENUE
(Street)
NEW YORK NY 10017-2014
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO CCB
3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/13/2026 M 17,898 A $0(1) 81,302 D
Common Stock 01/13/2026 M 16,020 A $0(1) 97,322 D
Common Stock 01/13/2026 F 18,287 D $318.715 79,035 D
Common Stock 53,424 I By Family Trust
Common Stock 124,943 I By GRATs
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/13/2026 M 17,898 (2) 01/13/2026 Common Stock 17,898 $0.0000 0.0000 D
Restricted Stock Units (1) 01/13/2026 M 16,020 (3) 01/13/2027 Common Stock 16,020 $0.0000 16,021 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock.
2. RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026.
3. RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027.
/s/ Holly Youngwood under POA 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did JPM (JPMorgan Chase & Co.) report for Marianne Lake?

The filing shows that Marianne Lake, CEO of Consumer & Community Banking, converted Restricted Stock Units into JPMorgan common stock and had shares withheld to cover taxes on January 13, 2026.

How many JPM common shares did Marianne Lake acquire from RSU exercises?

She acquired 17,898 JPM common shares and 16,020 JPM common shares through the exercise of Restricted Stock Units on January 13, 2026.

How were taxes handled on Marianne Lake’s JPMorgan equity awards?

The filing reports that 18,287 JPM common shares were disposed of at $318.715 per share under transaction code F, indicating shares were withheld to satisfy tax obligations.

What are Marianne Lake’s direct JPMorgan share and RSU holdings after the transactions?

Following the reported transactions, she directly held 79,035 JPM common shares and 16,021 Restricted Stock Units.

Does Marianne Lake have indirect ownership of JPM shares through other entities?

Yes. The filing lists 53,424 JPM common shares held indirectly through a family trust and 124,943 shares held indirectly through GRATs.

What do the Restricted Stock Unit footnotes in the JPM Form 4 explain?

The footnotes state that each Restricted Stock Unit represents a contingent right to receive one JPM share and explain the vesting schedules, with RSUs vesting in 50% increments on January 13 of 2025, 2026, and 2027, depending on the grant.