Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $420,000 of Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per note, with selling commissions of $37.75 and proceeds to the issuer of $962.25 per note.
The notes may be automatically called on annual Review Dates from August 9, 2027 through August 7, 2030 if the Index is at or above specified Call Values, paying principal plus Call Premiums of 10.80%, 21.60%, 32.40% or 43.20%. If not called, at maturity on August 12, 2031 investors receive full principal plus an Additional Amount equal to the Index Return × 100% Participation Rate, floored at zero. The Initial Index Value was 315.49.
The notes pay no interest, are unsecured and unsubordinated, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The Index is a JPMS-sponsored, rules-based, multi-asset excess return index with a 1.00% per annum daily deduction and a volatility targeting methodology. The estimated value at pricing was $935.60 per $1,000 note, below the issue price due to embedded costs and hedging factors.
JPMorgan Chase Financial Company LLC is offering $2,439,000 of Market Linked Securities, Series A, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the iShares ® MSCI Emerging Markets ETF (EEM) and maturing on August 10, 2029.
Each security has a $1,000 principal amount, can be automatically called on August 12, 2027 if the fund closing price is at or above the starting price of $65.64, and would then pay $1,205.50 per security, reflecting a 20.55% call premium. If not called, at maturity investors receive leveraged upside at a 150% participation rate when the ending price exceeds the starting price, full principal repayment if the ending price is between the starting price and the $49.23 threshold, and one-for-one downside exposure if the ending price falls below the threshold.
The price to the public is $1,000 per security, including $25.75 in selling commissions, with issuer proceeds of $974.25 per security. The estimated value at pricing was $972.90 per security, reflecting embedded selling, structuring and hedging costs. The notes are unsecured, not FDIC insured, involve complex payoff, liquidity and tax considerations, and are intended only for investors able to bear contingent loss of principal.
JPMorgan Chase Financial Company LLC is offering Contingent Interest Notes due August 24, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of three equity indices: the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100 Index®.
For each $1,000 note, investors may receive a Contingent Interest Payment of at least $7.5417 per month, reflecting a Contingent Interest Rate of at least 9.05% per annum, but only for Review Dates when the closing level of each index is at or above 70.00% of its Initial Value, the Interest Barrier. If any index is below its barrier on a Review Date, no interest is paid for that period.
At maturity on August 24, 2029, if the Final Value of each index is at or above its Trigger Value (also 70.00% of Initial Value), investors receive $1,000 plus the final Contingent Interest Payment. If any index finishes below its Trigger Value, the payoff becomes $1,000 plus $1,000 times the return of the Least Performing Index, so losses exceed 30% of principal and may reach 100%. The notes are unsecured obligations of JPMorgan Financial, subject to the credit risk of both the issuer and guarantor, are not listed, and may trade at prices below the original issue price; the indicative estimated value is about $974.40 per $1,000, and will not be less than $940.00 when finalized.
JPMorgan Chase Financial Company LLC is offering $1,882,000 of Auto Callable Contingent Interest Notes linked to the common stock of Blackstone Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 12.00% per annum contingent interest rate, or $30.00 per $1,000 per quarter, only for Review Dates when Blackstone’s closing price is at or above the Interest Barrier of 55.00% of the Initial Value.
The notes may be automatically called on specified Review Dates starting February 8, 2027 if Blackstone’s price is at or above the Initial Value of $137.13, in which case investors receive principal plus due and unpaid contingent interest and no further payments. If the notes are not called and the Final Value is at or above the Trigger Value of $75.4215, investors receive principal plus applicable contingent interest. If the Final Value is below the Trigger Value, repayment is reduced by the full negative stock return, and investors may lose more than 45% or all of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not listed, and have an estimated value of $966.60 per $1,000 at pricing, below the issue price.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due February 17, 2028, linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, in minimum denominations of $1,000, fully guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Payment on each Review Date only if the closing level of each index is at least 60.00% of its Initial Value, an Interest Barrier. If this condition is never met, investors receive no interest. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates starting November 19, 2026, typically paying $1,000 plus the related contingent interest.
If the notes are not redeemed and, on the final Review Date, the Final Value of any index is below its 60.00% Trigger Value, the maturity payment is reduced by the negative return of the Least Performing Index, leading to a significant or total loss of principal. The hypothetical Contingent Interest Rate is 8.75% per annum (0.72917% per month). The estimated value is about $982 per $1,000 note today and will not be less than $900 at pricing, reflecting embedded selling, structuring and hedging costs. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and will not be listed, so liquidity may be limited.
JPMorgan Financial is offering callable contingent interest notes due July 19, 2028, linked separately to the Nasdaq-100, Russell 2000 and S&P 500 indices, and fully guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment on a Review Date only if each index closes at or above 70.00% of its Initial Value, and the notes may be redeemed early at the issuer’s option on specified Interest Payment Dates, starting November 19, 2026.
If the notes are not called and, on the final Review Date, any index finishes below its 70.00% Trigger Value, repayment of principal is reduced dollar-for-dollar with the decline of the Least Performing Index, potentially to zero. The hypothetical Contingent Interest Rate is at least 9.25% per annum, but interest is not guaranteed and may never be paid. The estimated economic value is lower than par—about $963.20 per $1,000 note if priced today and not less than $900.00 at issuance—and investors face both market risk on the indices and unsecured credit risk of JPMorgan Financial and JPMorgan Chase & Co., along with limited liquidity and complex U.S. tax treatment.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the least performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50 indices, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Payment only when the closing level of each index on a Review Date is at or above an Interest Barrier set at 75% of its Initial Value.
Starting with the fourth Review Date, the notes are automatically called if each index is at or above its Initial Value, returning $1,000 principal per note plus the applicable interest; no further payments follow. If not called, and at maturity each index is at or above its Trigger Value of 70% of Initial Value, investors receive $1,000 plus any final contingent interest. If the least performing index finishes below its Trigger Value, the redemption equals $1,000 plus $1,000 times the least performing index return, so principal losses mirror index declines and can reach 100%.
The notes have $1,000 minimum denominations, a term to February 17, 2028, and a contingent interest rate of at least 10.00% per annum. An indicative estimated value is $968.80 per $1,000 note and will not be less than $900.00, reflecting embedded selling commissions, hedging costs and dealer margin. Key risks highlighted include potential loss of principal, the possibility of receiving no interest, exposure to each index individually (small-cap and non-U.S. equities), limited liquidity, issuer and guarantor credit risk, early acceleration on legal or regulatory changes, and tax uncertainty for both U.S. and non-U.S. holders.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Digital Buffered Notes linked to the S&P 500® Index. The notes target a fixed Contingent Digital Return of at least 8.07% per $1,000 at maturity if the S&P 500® Ending Index Level is at or above the Index Strike Level, or is below it by up to the 12.50% Buffer Amount. In that case, investors receive $1,000 + $80.70 per note, regardless of how much the index has risen.
If the Ending Index Level is more than 12.50% below the Index Strike Level, principal is reduced on a leveraged downside basis of 1.14286% for each additional 1% index decline, so investors can lose some or all of their investment. The notes pay no interest or dividends and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They are expected to price on or about August 12, 2026, with maturity on August 27, 2027, in minimum denominations of $10,000. The issuer estimates the initial economic value at about $987.90 per $1,000 note, and it will not be less than $970.00, reflecting embedded fees, hedging costs and selling commissions. The notes will not be listed, and secondary market liquidity and pricing are expected to be limited.
JPMorgan Chase Financial Company LLC is offering structured, auto-callable notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and can be automatically called on scheduled Review Dates starting August 30, 2027 if the Index closes at or above the Call Value, set at 100% of the Initial Value. If called, investors receive $1,000 plus a fixed Call Premium that steps up from at least 19.85% on the first Review Date to at least 99.25% on the final Review Date.
If the notes are not called, principal is protected only within a 15% buffer: if the Index is down more than 15% at maturity, repayment is reduced 1:1 beyond that threshold, with up to 85% loss of principal. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on the QQQ Fund, and can use leverage up to 500%, which together can materially drag performance and amplify losses. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and are not listed, so liquidity will depend on dealer trading.
JPMorgan Chase Financial Company LLC is offering $730,000 in Auto Callable Buffered Return Enhanced Notes linked to the lesser performing of the Russell 2000 Index and the iShares MSCI Emerging Markets ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, a 10.00% downside buffer and an Upside Leverage Factor of 1.50 if held to maturity and not called. The notes may be automatically called on August 13, 2027 if each underlying is at or above its Call Value, paying principal plus a Call Premium Amount of $251.50 per $1,000 note. If not called, investors can lose up to 90.00% of principal based on the lesser performing underlying. The public issue price is $1,000, including $7.50 in selling commissions and an estimated value of $990.10 per note, and the notes are unsecured obligations subject to the credit risk of both the issuer and guarantor.