Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $730,000 in Auto Callable Buffered Return Enhanced Notes linked to the lesser performing of the Russell 2000 Index and the iShares MSCI Emerging Markets ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount, a 10.00% downside buffer and an Upside Leverage Factor of 1.50 if held to maturity and not called. The notes may be automatically called on August 13, 2027 if each underlying is at or above its Call Value, paying principal plus a Call Premium Amount of $251.50 per $1,000 note. If not called, investors can lose up to 90.00% of principal based on the lesser performing underlying. The public issue price is $1,000, including $7.50 in selling commissions and an estimated value of $990.10 per note, and the notes are unsecured obligations subject to the credit risk of both the issuer and guarantor.
JPMorgan Chase Financial Company LLC is offering $3,447,000 of Auto Callable Contingent Interest Notes due August 8, 2033, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 18.00% per annum (1.50% monthly) only when, on a given monthly Interest Review Date, the Index is at or above 70.00% of the Strike Value (the Interest Barrier). The notes may be automatically called quarterly from February 3, 2027 if the Index is at or above the Strike Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments.
If the notes are not called, principal repayment at maturity depends on the Index. If the Final Value is at or above the Trigger Value of 50.00% of the Strike, investors receive $1,000 plus any final contingent interest; if it is below the Trigger, repayment is $1,000 plus $1,000 × Index Return, exposing investors to loss of a significant portion or all principal. The Index employs a leveraged, rules-based exposure to E-mini S&P 500 futures with a 35% target volatility, a maximum 500% futures exposure and a 6.0% per annum daily deduction, which is a persistent drag on performance. The price to public is $1,000 per note, including $8.50 in fees and commissions; net proceeds to the issuer are $991.50 per note, and the estimated value at pricing was $941.20 per $1,000 note, reflecting embedded costs and issuer funding assumptions.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes due August 17, 2029, linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes may be automatically called on August 20, 2027 if each index closes at or above its Call Value, paying $1,000 plus a Call Premium Amount of at least $212.50 per note. If not called and each index finishes above its Initial Value, investors receive an uncapped return equal to 1.50× the appreciation of the least performing index. If any index finishes at or below its Initial Value but all remain at or above 70% of Initial Value, principal is returned. If any index finishes below the 70% Barrier Amount, principal is reduced 1% for every 1% decline of the least performing index and can be lost entirely.
The notes pay no interest or dividends, are issued in $1,000 minimum denominations, and are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. If priced today, the estimated value would be about $958.50 per $1,000 note and will not be less than $900.00 at pricing.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 17, 2028, linked to the common stock of Constellation Energy Corporation (CEG), and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent interest rate of at least 15.00% per annum (3.75% per quarter) only for Review Dates when Constellation’s share price is at or above 60.00% of the Initial Value, with missed coupons potentially paid later if the barrier is subsequently met. The notes may be automatically called on specified Review Dates starting February 12, 2027 if the share price is at least equal to the Initial Value, returning principal plus the due and unpaid contingent interest. If not called and the final share price is at or above the Trigger Value (also 60.00% of Initial Value), investors receive principal plus contingent interest; if it is below, repayment is reduced one-for-one with the stock decline, and investors can lose more than 40% and up to all of principal. The notes are unsecured obligations subject to the credit risk of both JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and will not be listed on any exchange.
JPMorgan Chase Financial Company LLC is offering $368,000 of auto-callable structured notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations, priced at 100% of principal, with an estimated value of $946.90 per note at issuance and no periodic interest or dividends.
The notes may be automatically called starting August 12, 2027 if the Index is at or above its Call Value (100% of Initial Value), paying back principal plus a fixed call premium that ranges from 21.00% on the first Review Date to 105.00% on the final Review Date. If not called, a 30.00% buffer protects principal at maturity; beyond that, investors lose 1% of principal for each 1% Index decline below the buffer, up to a 70.00% loss. The underlying Index embeds a 6.0% per annum daily deduction and a notional financing cost on QQQ exposure, uses volatility-targeting with leverage up to 500%, and may significantly underperform an equivalent index without these deductions. Repayment depends on the credit of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $4,423,000 of Digital Buffered Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a fixed Contingent Digital Return of 8.80% at maturity per $1,000 note if the S&P 500® ending level is at or above the initial level of 7,757.64, or down by up to the 10.00% Buffer Amount. In those cases, investors receive $1,088 per $1,000 note. If the index is below the buffer, principal is exposed to leveraged losses at a 1.11111 downside factor, and investors may lose some or all principal. The estimated value is $988.10 per $1,000 note, below the issue price of $1,000, reflecting selling commissions, hedging costs and issuer profits. The notes pay no interest or dividends, are unsecured and unsubordinated, will not be listed, and secondary market prices are expected to be below the issue price.
JPMorgan Chase Financial Company LLC is issuing Capped Dual Directional Contingent Buffered Equity Notes linked to the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, pay no interest or dividends, and expose holders to the credit risk of both entities.
Each $1,000 note offers unleveraged exposure to the Index: upside is equal to the Index Return but capped at a Maximum Upside Return of 10.00%, for a maximum positive payment of $1,100. On the downside, if the Index declines by up to the Contingent Buffer Amount of 20.20%, investors receive the absolute value of the loss, up to a maximum payment of $1,202 per $1,000 note. If the Index falls by more than 20.20%, principal is reduced 1% for each 1% decline and investors can lose all principal.
The notes are priced at $1,000 per note, with total offering size of $2,679,000 and proceeds to the issuer of $2,652,210. The estimated value at pricing was $987.20 per $1,000 note. The Initial Index Level is 7,757.64, the Pricing Date is August 7, 2026, the Valuation Date is August 20, 2027, and the Maturity Date is August 25, 2027, subject to possible postponement. Minimum denomination is $10,000. Secondary market liquidity is not assured, and secondary prices are expected to be below the issue price.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Digital Contingent Buffered Notes linked to an equally weighted basket of four financial stocks: Morgan Stanley, Bank of America, Capital One Financial and Wells Fargo. The notes have a Pricing Date of August 7, 2026, a Valuation Date of August 20, 2027 and Maturity Date of August 25, 2027.
Each $1,000 note pays a fixed Contingent Digital Return of 14.25% (maximum payment $1,142.50) if the Ending Basket Level is at least 90% of the Starting Basket Level (10% Buffer Amount). If the basket falls more than 10%, principal is exposed on a leveraged basis: investors lose 1.11111% of principal for each additional 1% decline, up to total loss of principal.
The notes pay no interest or dividends and are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, with total offering of $7,548,000, including selling commissions of $10 per $1,000 note. The issuer’s estimated value is $977.80 per $1,000, reflecting structuring and hedging costs, and the notes will not be listed, so liquidity and secondary prices may be limited.
JPMorgan Chase Financial Company LLC is offering unsecured Digital Buffered Notes linked to the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. If the S&P 500 ending level is at or above its initial level, or down by up to 10.00%, each $1,000 note pays a fixed Contingent Digital Return of at least 8.80%, for a minimum of $1,088 at maturity. Above this threshold, upside is capped at this fixed return.
If the Index is below the initial level by more than 10.00% on the valuation date, principal is reduced on a leveraged basis, with a Downside Leverage Factor of 1.11111, potentially resulting in a loss of some or all of principal. Minimum denominations are $10,000. The notes are expected to price on or about August 14, 2026, with maturity on September 1, 2027. The indicative estimated value is about $987.80 per $1,000 note and will not be less than $970.00. JPMorgan and affiliates have separately committed $900,000 in donations to Blue Star Families, independent of these notes.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $1,973,000 of Auto Callable Contingent Interest Notes linked to Generac Holdings Inc. common stock, due August 10, 2028, in minimum denominations of $1,000.
Holders may receive a quarterly Contingent Interest Payment of $37.50 per $1,000 (a 15.00% per annum rate) for any Review Date on which Generac’s share price is at or above the Interest Barrier of $88.0713 (41.50% of the $212.22 Initial Value). Missed interest can be paid later if the barrier is met, but interest is not guaranteed.
The notes are automatically called, starting February 8, 2027, if Generac’s closing price on a non-first, non-final Review Date is at least the Initial Value, returning $1,000 plus applicable interest and any unpaid interest. If not called and the Final Value is below the Trigger Value (also 41.50% of the Initial Value), repayment is reduced by the full negative Stock Return, and investors can lose more than 58.50% and up to all principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.