Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $894,000 of Auto Callable Contingent Interest Notes linked to the common stock of Tesla, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a maturity date of August 10, 2028 and are issued in $1,000 denominations. Investors may receive a Contingent Interest Payment of $37.50 per $1,000 per quarter, equivalent to a 15.00% per annum Contingent Interest Rate, for any Review Date on which Tesla’s closing price is at least 57.00% of the Initial Value, defined as the Interest Barrier. The Initial Value is $328.58 and the corresponding Interest Barrier and Trigger Value are $187.2906. The notes are automatically called if, on any Review Date other than the first and final, Tesla’s closing price is at least the Initial Value, with the earliest possible call on February 8, 2027. If the notes are not called and the Final Value is below the Trigger Value, repayment of principal is reduced one-for-one with Tesla’s decline, and investors can lose more than 43.00% or all of principal. The price to public is $1,000 per note, with an estimated value of $965.70 and proceeds to the issuer of $981.50 per note, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $2,075,000 of Uncapped Digital Barrier Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, due August 12, 2031, in minimum denominations of $1,000. The notes are unsecured, unsubordinated obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co.
At maturity, if the final level of each index is at or above its initial level, investors receive the greater of the 72.50% Contingent Digital Return or the actual return of the least performing index. If any index is below its initial level but each is at or above 70.00% of its initial level (the Barrier Amount), investors receive principal only. If any index finishes below its Barrier Amount, repayment is reduced 1% for every 1% decline of the least performing index, down to a total loss of principal.
The notes pay no interest, provide no dividends and will not be listed, and secondary prices are expected to be below the $1,000 issue price. The estimated value is $973.10 per $1,000 note, reflecting selling, structuring and hedging costs. Tax counsel views the notes as “open transactions” treated as prepaid financial contracts, and counsel believes Section 871(m) should not apply to Non-U.S. Holders, though the IRS could disagree.
JPMorgan Chase Financial Company LLC is offering $12,675,000 of unsecured Review Notes linked separately to the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called quarterly from August 11, 2027 if each index is at or above its Call Value, starting at 91% of its Initial Value and stepping down to 80% on the final Review Date.
On an automatic call, investors receive $1,000 plus a Call Premium per note, from 10% on the first Review Date up to 50% on the final Review Date. If never called and any index finishes below its Barrier Amount of 80% of its Initial Value, principal is reduced one-for-one with the Least Performing Index Return, potentially to zero. The notes pay no interest or dividends, are not principal protected, and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $982.50 per $1,000 note.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing Auto Callable Contingent Interest Notes linked to the common stock of Chipotle Mexican Grill, Inc. The notes have a $1,000 denomination (minimum $10,000) and are offered at 100% of principal, with total offering size of $660,000. Underwriting fees are $10 per note, and net proceeds to the issuer are $990 per note; the initial estimated value is $985.10 per note.
The notes pay a quarterly Contingent Interest Payment of $30.325 per $1,000 note (if conditions are met) and may be automatically called if Chipotle’s stock closes at or above the Stock Strike Price of $33.71 on any Review Date before maturity. Interest and principal protection depend on the stock staying at or above the Interest Barrier/Buffer Threshold of $23.597 (70% of the strike). If at final valuation a Buffer Event occurs (final price below the 30% buffer), principal is reduced by 1.42857% for every 1% decline beyond the buffer, potentially resulting in a substantial or total loss of principal. The notes mature on August 24, 2027 and are unsecured, unsubordinated obligations subject to the credit risk of both the issuer and guarantor.
JPMorgan Chase Financial Company LLC is offering $660,000 of unsecured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are designed for investors seeking leveraged upside to index appreciation over a five-year term, with a 155.00% participation rate in any positive Index Return.
At maturity on August 12, 2031, investors receive full principal repayment plus an Additional Amount equal to $1,000 × Index Return × 155%, floored at zero, based on an Initial Index Value of 619.15. The notes pay no interest, are not listed, and any payments are subject to the credit risk of both issuer and guarantor. The price to public is $1,000 per note, including $7.50 in selling commissions, versus an estimated value of $981.10. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.55% and a projected single payment of $1,252.36 at maturity.
Key risks include lack of liquidity, potential secondary market prices below issue price, sensitivity to futures-market factors and negative roll returns, and dependence on JPMorgan’s credit.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $800,000 of unsecured Structured Investments Review Notes linked individually to the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on August 12, 2032.
The notes may be automatically called on any of ten Review Dates starting February 7, 2028 if each Index is at or above its specified Call Value, paying $1,000 plus a Call Premium per note that steps up from 14.325% on the first Review Date to 57.300% on the final Review Date. If not called, and on the final Review Date each Index is at or above its Barrier Amount (75% of its Initial Value), investors receive principal back at maturity.
If the Final Value of any Index is below its Barrier Amount, the payoff is $1,000 + ($1,000 × Least Performing Index Return), exposing investors to 1:1 downside below the Initial Value and potential total loss of principal$974.10 per $1,000, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $2,318,000 of Structured Investments Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations with a minimum denomination of $1,000 and mature on August 12, 2032.
The notes offer automatic call features: if on any Review Date the Index is at or above the Call Value (85.00% of the Initial Value of 4,502.83), investors receive $1,000 plus a fixed Call Premium Amount that steps up from 16.700% to 100.200% of principal over 21 Review Dates. If not called and the Final Value is at or above the Barrier Amount of 50.00% of the Initial Value (2,251.415), investors receive full principal; otherwise the payoff is $1,000 plus $1,000 times the Index return, with the potential to lose more than 50% and up to all principal.
The underlying Index uses a 35% target volatility and can employ leverage up to 500% exposure to E-mini S&P 500 futures, while incurring a 6.0% per annum daily deduction, which the issuer states will generally drag on Index performance. The estimated value of the notes at pricing was $929.40 per $1,000, below issue price, reflecting structuring and hedging costs. No interest or dividends are paid, and any return depends on Index performance and the issuers’ credit.
JPMorgan Chase Financial Company LLC is offering $800,000 of structured review notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on August 12, 2032.
The notes may be automatically called on scheduled Review Dates starting February 7, 2028 if each index is at or above its applicable Call Value, paying back $1,000 plus a fixed Call Premium (from 15.375% on the first Review Date up to 61.500% on the final Review Date). Otherwise, at maturity investors receive their principal only if each index is at or above its Barrier Amount, set at 75% of the initial index level.
If any index finishes below its Barrier Amount and the notes were not called, the payoff is $1,000 plus $1,000 times the Least Performing Index Return, exposing holders to a loss of more than 25% and potentially all principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and had an estimated value of $972.40 per $1,000 at pricing, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 24, 2029, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. Investors receive a Contingent Interest Payment only for Review Dates when the Index closes at or above 65% of the Initial Value (the Interest Barrier); missed coupons are paid later if a subsequent Review Date meets this barrier.
The notes may be automatically called on certain Review Dates starting August 23, 2027 if the Index is at or above the Call Value (illustrated as 90% of the Initial Value), returning $1,000 plus due interest. If not called, and the Final Value is at or above the Trigger Value (also 65% of Initial), investors receive principal plus all due interest; otherwise, repayment is $1,000 + $1,000 × Index Return, exposing holders to significant principal loss, up to 100%. The Index uses leveraged E‑mini S&P 500 futures with a 35% target volatility and up to 500% exposure, and is reduced by a 6.0% per annum daily deduction, which drags on performance. Minimum denomination is $1,000. If priced on the indicated date, the estimated value would be about $950 per $1,000, and will not be less than $930, reflecting embedded costs, credit risk of the issuer and guarantor, and complex market and liquidity risks.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 25, 2031, with minimum denominations of $1,000.
At maturity, investors receive 1.87 times any positive Index return, with no upside cap. A 20.00% buffer protects principal against moderate declines, but if the Index falls more than 20.00%, principal is reduced 1:1 beyond the buffer, for a maximum loss of 80.00%. The notes pay no interest, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on dealer demand. An indicative estimated value is $950.60 per $1,000 note, and the final estimated value will not be less than $900.00, reflecting embedded selling, structuring and hedging costs.