Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $250,000 in Structured Investments Buffered Digital Notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, maturing September 10, 2027. The notes offer a fixed 8.70% return at maturity if the final level of the worst-performing index is at or above its initial level, or down by up to 25.00%. Below this 25.00% buffer, principal is exposed on a 1:1 basis, with losses up to 75.00% of principal if the least performing index falls 100.00%. The minimum denomination is $1,000, they pay no periodic interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to the public is $1,000 per note, including $7 in selling commissions, versus an estimated value of $989.60 per $1,000 at pricing, reflecting embedded costs and hedging assumptions.
JPMorgan Chase Financial Company LLC is offering $10,579,000 of Auto Callable Contingent Interest Notes due August 12, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations subject to the credit risk of both entities.
The notes pay a 9.00% per annum Contingent Interest, credited monthly at 0.75%, only if on each monthly Interest Review Date the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index are all at or above 75% of their Initial Value. The notes are automatically called quarterly from August 9, 2027 if each index is at or above its Initial Value, in which case investors receive par plus the applicable contingent interest and no further payments.
If not called, at maturity investors receive par plus the final contingent interest only if each index is at or above its 70% Trigger Value. If any index finishes below its Trigger Value, repayment is reduced 1:1 with the decline of the worst-performing index, potentially down to zero. The price to public is $1,000 per note, including $40.75 in fees and commissions, with issuer proceeds of $959.25 per note. The estimated value was $937.80 per note at pricing, and the notes will not be listed on any exchange.
JPMorgan Chase Financial Company LLC is offering $1,320,000 of Buffered Digital Notes due August 10, 2028, linked to the lesser performing of the Nasdaq-100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest but offer a fixed 21.05% Contingent Digital Return at maturity if the final level of each index is at or above its Initial Value or down by up to the 20.00% Buffer Amount. If either index falls more than 20% from its Initial Value, principal is exposed 1-for-1 to further declines of the lesser performing index, with repayment as low as $200 per $1,000 note (an 80% loss). The notes are unsecured, not insured, not exchange-listed, and their estimated value is $986.80 per $1,000, below the $1,000 price to public, reflecting selling commissions, hedging costs and issuer funding assumptions. Investors also face credit risk of JPMorgan Financial and JPMorgan Chase & Co., potential liquidity constraints and complex U.S. tax treatment.
JPMorgan Chase Financial Company LLC is issuing structured Uncapped Digital Barrier Notes due August 12, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide uncapped, unleveraged exposure to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
At maturity, if each index finishes at or above its initial level, investors receive the greater of the 60.00% Contingent Digital Return or the least performing index’s return. If any index is below its initial level but all remain at or above 70.00% of their initial level, principal is returned. If any index falls below its 70.00% Barrier Amount, principal is reduced 1% for each 1% decline of the least performing index, potentially to zero.
The notes are issued in $1,000 denominations, with total offering size of $1,751,000. Price to public is $1,000 per note, including fees and structuring costs; the issuer’s estimated value is $975.40 per $1,000 note. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan Financial and JPMorgan Chase & Co. credit risk, are not listed on an exchange, and may be difficult to sell. The filing highlights market, small-cap, non-U.S. equity, liquidity, valuation, conflict-of-interest and tax risks, including potential adverse changes in U.S. tax treatment.
JPMorgan Chase Financial Company LLC is issuing $415,000 of Auto Callable Contingent Interest Notes due August 12, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the MerQube US Tech+ Vol Advantage Index, which tracks a leveraged, volatility-targeted exposure to the Invesco QQQ Fund, reduced by a 6.0% per annum daily deduction and a daily notional financing cost.
Investors may receive a 9.00% per annum Contingent Interest Payment (0.75% monthly) for each Review Date on which the Index is at or above 80% of the Initial Value, with previously unpaid interest amounts catching up when the barrier is met. The notes are automatically called, starting August 9, 2027, if on certain Review Dates the Index is at or above the Initial Value, returning $1,000 plus due interest. If not called and the Final Index Value is below the 70% Buffer Threshold, principal is reduced 1:1 beyond a 30% Buffer Amount, with up to 70% principal loss possible. Payments depend on the credit of JPMorgan Financial and JPMorgan Chase & Co., and the notes are unsecured, unlisted, and may be illiquid.
JPMorgan Chase Financial Company LLC is offering $630,000 of Capped Buffered Return Enhanced Notes linked to the State Street Consumer Staples Select Sector SPDR ETF (XLP), fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide 1.50x leveraged upside exposure to any ETF appreciation, capped at a 45.50% maximum return, for a maximum payment of $1,455 per $1,000 note at maturity. A 20% downside buffer absorbs moderate losses, but below this level investors lose 1.25% of principal for every 1% further decline, up to a total loss.
The notes pay no interest, do not pass through ETF dividends, and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The notes priced on August 7, 2026, with an Initial Value of the ETF of $85.12 per share and an estimated value of $979.30 per $1,000 note, reflecting embedded fees and hedging costs.
JPMorgan Chase Financial Company LLC is offering $1,150,000 in Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, due August 16, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 11.10% per annum (2.775% quarterly) only for Review Dates when each index closes at or above 70% of its Initial Value, and can be automatically called if each index is at or above its Initial Value. If not called and a Trigger Event occurs (either index ever falls below 70% of its Initial Value) and the lesser performing index finishes below its Initial Value, principal is reduced 1% for each 1% decline, up to total loss. The notes are unsecured, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., offer no upside participation in the indices, and will not be listed, with likely limited secondary liquidity.
JPMorgan Chase Financial Company LLC is offering structured Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 14, 2031 with minimum denominations of $1,000.
The notes pay a monthly Contingent Interest Rate of at least 14.10% per annum only if, on each Review Date, the Index is at or above an Interest Barrier equal to 60.00% of the Strike Value; otherwise no interest is paid for that period. The notes are automatically called, starting as early as August 10, 2027, if on certain Review Dates the Index is at or above the Strike Value, returning $1,000 per note plus the applicable interest, with no further payments.
If the notes are not called and on the final Review Date the Index closes below a Trigger Value equal to 50.00% of the Strike Value, investors lose 1% of principal for each 1% Index decline from the Strike, up to a total loss. The underlying Index includes a 6.0% per annum daily deduction and can use leverage up to 500% exposure to E-mini S&P 500 futures, which may significantly drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $635,000 of auto callable contingent interest notes linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Payment at an annual rate of 8.35% (0.69583% monthly) only on Review Dates when the closing level of each index is at or above 70.00% of its Initial Value (the Interest Barrier. Automatic call can occur on Review Dates from February 8, 2027 onward if each index is at or above its Initial Value, returning $1,000 plus the applicable interest and ending further payments.
If not called, at maturity investors receive $1,000 plus any final contingent interest if the Least Performing Index is at or above 50.00% of its Initial Value (Trigger Value); otherwise principal is reduced 1% for each 1% decline in that index, potentially down to zero. The notes are unsecured, not FDIC insured, not listed on an exchange, and the issuer’s estimated value is $970.30 per $1,000, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $6,846,000 of Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. Investors pay $1,000 per note and may be automatically called on August 20, 2027 for $1,000 plus a 13.90% call premium if the Index is at or above the Initial Index Level.
If not called, at maturity on August 10, 2028 investors receive leveraged upside of 1.25x any positive Index Return, full principal back for Index declines up to the 15.00% Buffer Amount, and leveraged losses of 1.17647% of principal for each 1% Index decline beyond that buffer. The Initial Index Level is 6,523.86. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and may result in a loss of some or all principal. The estimated value at pricing was $980.80 per $1,000 note, below the issue price due to selling, structuring and hedging costs.