Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 10, 2029, linked to the common shares of American Express Company. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a contingent quarterly payment of $27.75 (2.775%) per $1,000 security if on a determination date the AXP share price is at or above the downside threshold level of $255.6825, which is 75% of the initial stock price of $340.91. If the stock is below the threshold, no payment is made for that quarter. If on any non-final determination date the stock is at or above the initial stock price, the notes are automatically redeemed for $1,000 plus $27.75, and no further payments occur.
If not previously redeemed, at maturity investors receive $1,000 plus $27.75 if the final stock price is at or above the downside threshold, or $1,000 × (final price/initial price) if it is below, exposing holders to 1-for-1 downside that can reduce principal to zero. The aggregate principal amount is $6,519,000, the issue price is $1,000 per security, and the estimated value on the pricing date is $966.10, reflecting embedded selling commissions and structuring/hedging costs. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $500,000 of structured Buffered Digital Notes linked to the common stock of Qualcomm (QCOM), fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, prices at 100% of principal and carries a selling commission of $10, for issuer proceeds of $990 per note.
The notes mature on September 10, 2027, with a single observation on September 7, 2027. If Qualcomm’s final stock price is at or above the strike, or down by up to the 40.00% buffer, investors receive a fixed 15.40% Contingent Digital Return, or $1,154 per $1,000 note. If the stock falls more than 40% below the strike, principal is reduced by 1.66667% for each 1% decline beyond the buffer, down to a total loss if Qualcomm goes to zero.
The strike value is the $160.39 closing price of Qualcomm on August 6, 2026. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., are not bank deposits or FDIC insured, and are not listed, so liquidity may be limited. The estimated value at pricing was $984.30 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase & Co. executive Robin Leopold, Head of Human Resources, reported selling 2,500 shares of common stock on August 11, 2026 at $361.41 per share under a Rule 10b5-1 trading plan. After this sale, she holds 73,547 shares directly, plus indirect holdings of 9,201 shares in a GRAT and 9,201 shares in a spouse’s GRAT.
A holder of JPMorgan Chase & Co. (JPM) common stock filed to sell 2,500 shares of $1 par value common stock through J.P. Morgan Securities LLC on the NYSE. The shares are valued at an aggregate $903,517.97 based on market prices as of August 11, 2026. These shares were originally acquired on January 13, 2026 as a result of equity compensation awards granted by the issuer.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 10, 2029 linked to the common stock of Eli Lilly and Company. The securities have a $1,000 stated principal amount per security and an aggregate principal amount of $15,095,000, fully and unconditionally guaranteed by JPMorgan Chase & Co.
Investors may receive a contingent quarterly payment of $27.50 per security (2.75% of principal) on each determination date when Eli Lilly’s closing price is at or above the downside threshold level of $711.426, equal to 60% of the initial stock price of $1,185.71. If the stock is below the threshold, no payment is made for that quarter and missed payments do not earn additional interest.
If on any non-final determination date the closing price is at or above the initial stock price, the notes are automatically redeemed for principal plus the applicable contingent payment and any unpaid prior contingent payments. If held to maturity and the final stock price is at or above the downside threshold, investors receive principal plus the final contingent payment (and any unpaid prior contingent payments). If the final stock price is below the threshold, the maturity payment equals $1,000 multiplied by the stock performance factor, exposing investors 1-to-1 to the decline in Eli Lilly shares, with a payment that will be less than 60% of principal and could be zero. The estimated value on the pricing date is $961.80 per $1,000 security, and any payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due August 12, 2027, linked to the common stock of The Goldman Sachs Group, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The aggregate principal amount is $11,209,000, with a stated principal amount and issue price of $1,000 per security.
Investors may receive a contingent quarterly payment of $28.375 per security (2.8375% of principal) for each determination date on which the GS stock closing price is at or above the downside threshold level of $675.7465, equal to 65% of the initial stock price of $1,039.61. If GS is at or above the initial stock price on any non-final determination date, the notes auto-call for principal plus the current and any previously unpaid contingent payments.
If not earlier redeemed and the final stock price is at or above the downside threshold, investors receive principal plus the final contingent payment (and any unpaid prior ones. If the final stock price is below the threshold, the payoff equals principal multiplied by the stock performance factor, exposing investors to 1:1 downside and potentially a zero return of principal. The estimated value is $979.30 per $1,000, reflecting selling commissions, a structuring fee and hedging costs, and payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $37,838,000 of Trigger PLUS linked to the EURO STOXX 50® Index, maturing August 12, 2032. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, investors receive $1,000 plus 190.00% of any index percent increase if the final index value exceeds the initial index value of 6,523.86. If the index is below the initial level but at or above the trigger level of 4,240.509 (65% of the initial value), investors receive only their principal. If the final index value is below the trigger level, payoff equals $1,000 times the index performance factor, exposing investors to losses of more than 35% and up to 100% of principal.
The notes are unsecured, unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The issue price is $1,000 per Trigger PLUS, including selling commissions of $30 and a $5 structuring fee; the estimated value on the pricing date is $955.10. The Trigger PLUS will not be listed on any securities exchange, and secondary trading may be limited.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide an upside leverage factor of at least 1.585x any positive Index performance at maturity, with no cap on gains.
A 15.00% buffer protects principal against moderate Index declines; below this, investors lose 1% of principal for each 1% additional decline, up to a maximum loss of 85.00%, receiving as little as $150 per $1,000 note at maturity. The notes pay no interest, are unsecured, not FDIC‑insured, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The indicative estimated value is about $970 per $1,000 note, and will not be less than $950 when set, reflecting embedded selling, structuring and hedging costs. The notes are expected to price on or about September 3, 2026, and mature on September 7, 2029, with no exchange listing and potentially limited secondary liquidity.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., offers Buffered Callable Range Accrual Notes linked to the S&P 500® Index, maturing August 29, 2031. The notes pay variable monthly interest based on how often the Index closes at or above 85.00% of its Initial Value; the interest factor is at least 6.85% per annum, with a minimum interest rate of 0.00% per annum. Starting August 31, 2027, the issuer may redeem the notes monthly at par plus accrued interest.
At maturity, if the Index’s Final Value is at least 85.00% of the Initial Value (the Buffer Level), investors receive full principal. If it is lower, repayment is reduced 1% for each 1% decline below the Buffer Level, so investors can lose up to 85.00% of principal. Illustrative examples show a $1,000 note paying $650 if the Index falls 50% and $150 if it falls 100%. The preliminary estimated value is approximately $938.10 per $1,000 principal amount and will not be less than $900.00 per $1,000 when set, reflecting selling commissions and hedging costs. The notes are unsecured obligations, not bank deposits, and are not insured by the FDIC.
JPMorgan Chase Financial Company LLC is offering Auto Callable Yield Notes due August 29, 2031, linked to the MerQube US Tech+ Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a fixed interest rate of at least 6.55% per annum, or at least $5.4583 per month per $1,000, as long as they remain outstanding.
The notes may be automatically called on scheduled review dates starting August 26, 2027 if the index level is at or above its initial level, returning $1,000 plus the applicable interest payment. At maturity, if not called and the index decline does not exceed the 15% buffer, investors receive full principal plus the final interest payment; beyond that, principal is reduced 1% for each 1% additional index loss, up to an 85% loss of principal. The underlying index includes a 6.0% per annum daily deduction and a notional financing cost, meaning it will lag an equivalent, non-deducted index. An indicative estimated value is about $914.40 per $1,000 note, and the final estimated value will not be less than $900, reflecting embedded fees, hedging costs and internal funding assumptions.