Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $15,327,000 of Contingent Income Callable Securities due May 10, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. These principal-at-risk structured notes are linked to the worst performing of the Nasdaq-100, S&P 500 and Russell 2000 indices.
Investors may receive a contingent quarterly coupon of $29.50 per $1,000 security (2.95%) only if, on every day in a quarter, each index stays at or above its coupon barrier level, set at 75% of its initial value. If any index closes below its barrier on any day in the period, no coupon is paid for that quarter. The issuer may redeem the notes early, at its discretion, on any coupon date other than the first and last, paying principal plus any due coupon.
At maturity, if not called, investors receive principal back only if each index’s final level is at or above its downside threshold of 65% of its initial value; otherwise, repayment is reduced 1‑for‑1 with the decline of the worst index and can fall to zero. The issue price is $1,000 per security, with an estimated value of $955.50, and all payments are subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is issuing Buffered Callable Range Accrual Notes linked to the Nasdaq 100 Index due June 30, 2031. The total offering is $3,115,000, priced at $1,000 per note, with selling commissions of $35 per note and issuer proceeds of $965 per note. The notes pay variable monthly interest at up to 7.50% per annum, based on how many trading days in each period the Index closes at or above 85% of the Initial Value. Principal is buffered at maturity: if the Final Value is at or above 85% of the Initial Value, investors receive full principal; below that level, losses match Index declines beyond the 15% buffer, up to an 85% principal loss. The notes are callable monthly at par plus accrued interest from June 30, 2027 through maturity. The Initial Value is 29,440.32 and the Minimum Index Level is 25,024.272. The estimated value is $925.80 per $1,000 note, reflecting structuring, hedging costs and commissions.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due August 16, 2029, linked to the common stock of Micron Technology, Inc., and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a contingent coupon only if, on a given review date, Micron’s share price is at least 50% of the Initial Value (the Interest Barrier). Missed coupons can be made up later if a subsequent review date is at or above the barrier.
The notes are automatically called if, on any review date other than the first and final, Micron’s share price is at or above the Initial Value, with the earliest call date on February 16, 2027. If not called and Micron’s final share price is at or above the Trigger Value (also 50% of the Initial Value), investors receive full principal plus the final and any unpaid coupons. If the final price is below the Trigger Value, repayment equals $1,000 plus $1,000 times the stock return, so investors can lose a substantial portion or all of principal.
The indicative contingent interest rate is 22.40% per annum, paid quarterly at 5.60% when due. The notes are unsecured, unsubordinated obligations of JPMorgan Financial subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value is around $950 per $1,000 principal now and will not be less than $930, reflecting embedded costs and hedging. The notes are not listed, may have limited liquidity, do not pay dividends on Micron stock, and are intended for investors willing to accept equity, credit, liquidity and complex tax risks in exchange for high, but uncertain, income potential.
JPMorgan Chase Financial Company LLC is offering structured Capped Return Enhanced Notes linked to the S&P 500 Index, with a total principal amount of $3,002,580, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $10 principal amount and offers 3.00x exposure to any positive Index performance, capped at a 12.80% maximum return, which corresponds to a maximum payment at maturity of $11.28 per $10 note if held to maturity on July 9, 2027.
If the Index is flat, investors receive only their principal; if the Final Value is below the Initial Value of 7,757.64, investors lose 1% of principal for each 1% Index decline, up to a total loss. The notes pay no interest, provide no dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial, and are subject to the credit risk of both the issuer and JPMorgan Chase & Co. The price to the public is $10 per note, including $0.135 in selling commissions, resulting in issuer proceeds of $9.865 per note; the estimated value at pricing was $9.816 per $10 note. The notes will not be listed, and secondary market prices are expected to be lower than the issue price.
JPMorgan Chase Financial Company LLC is offering $5,411,000 of Buffered Callable Range Accrual Notes linked to the S&P 500® Index, due June 30, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay variable monthly interest based on the number of Trading Days each period when the Index is at or above a Minimum Index Level of 6,253.8665, equal to 85.00% of the Initial Value of 7,357.49, with a maximum per-annum interest factor of 6.70% and a minimum interest rate of 0.00%.
At maturity, if the Final Value is at or above the Buffer Level of 85.00% of the Initial Value, investors receive full principal; if below, they lose 1% of principal for each 1% decline beyond the 15.00% buffer, and could lose up to 85.00% of principal, plus any accrued interest. The issuer may redeem the notes monthly at par plus accrued interest, starting June 30, 2027. The price to public is $1,000 per note, including $35.00 in selling commissions, for issuer proceeds of $965.00 per note. The estimated value is $939.90 per $1,000 note, reflecting structuring and hedging costs. The notes involve complex tax and withholding considerations, particularly for Non-U.S. Holders.
JPMorgan Chase Financial Company LLC is offering auto callable notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have $1,000 minimum denominations, are expected to settle on or about August 20, 2026 and mature on August 22, 2033.
Starting August 19, 2027, if on any Review Date the Index is at least its Initial Value (the 100% Call Value), the notes are automatically called, paying $1,000 plus a Call Premium of at least 9.10% to 54.60% over successive years. If never called, at maturity investors receive $1,000 plus any positive Index Return at a 100% participation rate; if the Index is flat or down, only principal is repaid, subject to issuer and guarantor credit risk.
The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ Fund exposure, which structurally drags performance versus an undeducted index. The estimated economic value is about $907 per $1,000 note at launch (not less than $900), reflecting structuring and distribution costs. The notes pay no interest, provide no QQQ dividends, are unsecured, and are not exchange-listed, so liquidity and secondary market pricing may be limited.
JPMorgan Chase Financial Company LLC is issuing $168,062,000 of Callable Fixed Rate Notes due February 11, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay fixed interest at an annual rate of 5.05%, using a 30/360 day count convention, with interest payable in arrears on February 11 and August 11 of each year, beginning February 11, 2027.
On each February 11, May 11, August 11 and November 11 from August 11, 2027 through November 11, 2029, the issuer may redeem the notes in whole, but not in part, at par plus accrued and unpaid interest, subject to the specified Business Day and Interest Accrual Conventions. If not previously called, investors receive the principal amount plus accrued and unpaid interest at maturity on February 11, 2030. The price to the public is $1,000 per note, including selling commissions of $3.060 per $1,000, resulting in proceeds to the issuer of $996.940 per note. The notes are unsecured debt obligations, not bank deposits, not FDIC insured, and involve risks described in the referenced risk factor sections.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes due August 24, 2032, linked to the lesser performing of the EURO STOXX 50® Index and the STOXX® Europe 600 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target an unlimited upside at maturity equal to at least 2.275× any positive return of the lesser performing index, but pay no interest and no dividends.
If, on the observation date, the final level of each index is at or above 70% of its initial level, investors receive their $1,000 principal per note; if both are above their initial levels, the leveraged upside applies. If either index ends below 70% of its initial level, principal is reduced one-for-one with the decline of the lesser performing index, down to a total loss if it falls 100%. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., have a minimum denomination of $1,000, and are expected to price around August 19, 2026 and settle around August 24, 2026. An indicative estimated value is about $935.90 per $1,000 note, and will not be less than $900.00, reflecting embedded selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $500,000 of Uncapped Buffered Return Enhanced Notes linked to the least performing of Alphabet Class A, Microsoft, and Amazon common stock, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a Pricing Date of August 7, 2026, are expected to settle on or about August 12, 2026, and mature on August 10, 2029, with minimum denominations of $1,000.
At maturity, if the final price of each reference stock is above its initial price, investors receive $1,000 plus 2.535x the gain of the least performing stock. If any stock is down by up to the 30.00% Buffer Amount, principal is returned. If any stock is down more than 30%, repayment is reduced dollar-for-dollar beyond the buffer, with up to a 70.00% loss of principal possible. The notes pay no interest or dividends and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
The price to the public is $1,000 per note, including $8.50 in selling commissions, for issuer proceeds of $991.50 per note. The estimated value at pricing was $981.70 per $1,000 note, reflecting structuring, hedging and distribution costs, and secondary market prices are expected to be below the issue price.
JPMorgan Chase Financial Company LLC is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., and scheduled to mature on August 30, 2028.
The notes provide unleveraged upside to index appreciation up to a Maximum Upside Return of at least 25.80%, and, if the index is flat or down by up to a 15.00% Buffer Amount, a positive return equal to the absolute decline. If the index falls by more than 15%, principal is reduced 1% for each additional 1% drop, for a maximum loss of 85.00% of principal.
The price to public is $1,000 per note in minimum denominations of $1,000, with an indicative estimated value of about $990 per $1,000 and not less than $970 at pricing. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both issuers, and will not be listed, so secondary market liquidity and pricing are uncertain.