Welcome to our dedicated page for Jpmorgan Chase SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The JPMorgan Chase & Co. (NYSE: JPM) SEC filings page on Stock Titan provides access to the firm’s regulatory disclosures as a leading financial services company based in the United States with operations worldwide. Through these filings, investors can review how the firm reports on its commercial banking, consumer and small business services, corporate and investment banking, financial transaction processing and asset and wealth management activities.
Current and periodic reports such as Form 8-K detail material events, earnings announcements, capital markets transactions and governance changes. Recent 8-K filings include information on quarterly financial results, investor presentations reviewing earnings, public offerings of fixed-to-floating rate notes and the resignation of a member of the Board of Directors. These documents help investors track developments affecting JPMorgan Chase’s capital structure, funding and leadership.
Filings also list the securities registered under Section 12(b) of the Securities Exchange Act. JPMorgan Chase’s common stock trades on the New York Stock Exchange under the symbol JPM. The firm has multiple series of non-cumulative preferred stock represented by depositary shares, each trading under its own symbol, and it guarantees certain notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC that are listed on the New York Stock Exchange and NYSE Arca.
On Stock Titan, these SEC filings are updated from the EDGAR system and paired with AI-powered summaries that explain key points in clear language. Investors can use this page to quickly understand the implications of earnings releases (Form 8-K items on results of operations), capital markets activity, preferred stock and note offerings, and other corporate events disclosed in JPMorgan Chase’s regulatory reports, without reading every line of the underlying documents.
JPMorgan Chase Financial Company LLC offers fixed-to-floating, callable range-accrual notes due April 6, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay at least 8.50% per annum from issue to April 6, 2027; thereafter interest accrues during the floating period only for calendar days when the 10-year Constant Maturity Treasury rate is ≤ 4.60%. The issuer may redeem the notes on quarterly redemption dates beginning April 6, 2027. Issue price is $1,000 per note; estimated value (assuming minimum rates) is approximately $972 and will not be less than $950 per $1,000 stated principal amount; final pricing terms will appear in the pricing supplement.
JPMorgan Chase & Co. Co-CEO of CIB Troy L. Rohrbaugh exercised performance share units that settled into 72,965.1126 shares of common stock on March 25, 2026. These shares were earned under a PSU award tied to a three-year performance period ended December 31, 2025.
To cover tax obligations, 40,349.1126 shares of common stock were withheld at a price of $295.04 per share. After the exercise and tax withholding, Rohrbaugh directly holds 143,895.0000 JPM common shares, plus 92.4037 shares held indirectly through a 401(k) plan. Shares delivered after tax withholding must be held for an additional two-year period, resulting in a total combined vesting and holding period of five years from the PSU grant date.
JPMorgan Chase & Co. executive Mary E. Erdoes, CEO of Asset & Wealth Management, exercised a Performance Share Unit award into 84,983.5007 shares of common stock on March 25, 2026. The PSUs were granted on January 17, 2023 for a three-year performance period ended December 31, 2025 and vested based on pre-established performance goals, including reinvested dividend equivalents.
Of the common shares delivered, 46,996.5007 were withheld at a price of $295.04 per share to cover tax obligations. Following these transactions, Erdoes directly holds 651,392.0000 shares of JPMorgan common stock. Under the award terms, the shares delivered after tax withholding must be held for an additional two years, resulting in a total five-year vesting and holding period from the grant date.
JPMorgan Chase & Co. executive Marianne Lake, CEO of Consumer & Community Banking, exercised performance share units that settled into 57,514.7352 shares of common stock on March 25, 2026. These shares relate to a PSU award granted in January 2023 for a three-year performance period ended December 31, 2025.
To cover tax obligations, 31,805.7352 shares of common stock were withheld at $295.04 per share. After these transactions, Lake directly held 73,726 shares of JPM common stock. She also had indirect holdings of 64,271 shares by a family trust and 137,299 shares by GRATs. Under the award terms, shares delivered after tax withholding must be held for an additional two-year period, creating a total five-year vesting and holding period from the grant date.
JPMorgan Chase Financial Company LLC is offering $8,057,000 of Buffered Callable Range Accrual Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on March 31, 2031 (observation date March 26, 2031) and return principal at maturity if the Final Value is at or above the Buffer Level of 85.00% of the Initial Value; if below that level you lose 1% of principal for each 1% the Final Value is below the Buffer Level, up to an 85.00% principal loss.
Interest accrues monthly with an Interest Factor of 6.15% per annum and a variable Interest Rate determined by the number of Trading Days that satisfy the Accrual Provision. Price to public is $1,000 per note with selling commissions of $35, proceeds to issuer $965 per note; the estimated value when set was $930.30 per note.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due April 1, 2031, fully guaranteed by JPMorgan Chase & Co. The notes have a $1,000 original issue price per note in minimum denominations of $1,000 and are designed to pay contingent quarterly interest if each Index is at least 70.00% of its Strike Value on a Review Date. The notes may be automatically called beginning March 29, 2027 if each Index is at or above its Strike Value on a Review Date; if not called, maturity pay‑out depends on the Least Performing Index relative to a Trigger Value. The estimated value range when priced will be provided in the pricing supplement, with an estimated value floor of $930.00 per $1,000 principal amount note and an example estimated value shown as approximately $960.50. Purchasers bear issuer and guarantor credit risk, potential loss of principal, limited upside (interest only), no dividends or voting rights, limited liquidity, and tax uncertainty.
JPMorgan Chase Financial Company LLC is offering 5‑year, non‑call 1‑year auto‑callable review notes linked to the MerQube US Large‑Cap Vol Advantage Index. The Index targets a volatility‑managed, unfunded rolling exposure to E‑Mini S&P 500 futures with a 6.0% per annum daily deduction and variable exposure capped at 500% and floored at 0%. Key economics: Pricing Date April 14, 2026, Maturity Date April 17, 2031, Barrier Amount 60.00% of the Initial Value, and an automatic call feature with a Call Premium Rate of at least 14.80%. The notes include an estimated value floor of $870 per $1,000 principal amount when priced, and payments are subject to the issuer and guarantor credit risk. The product may return the Call Premium Amount if called; if not called and Final Value is below the Barrier Amount, investors may lose a substantial portion or all principal.
JPMorgan Chase Financial Company LLC priced $11,505,000 of Digital Equity Notes due 2027. The notes are linked to the iShares® Expanded Tech-Software Sector ETF, do not bear interest and mature on May 13, 2027 (subject to adjustment). For each $1,000 principal amount note, the initial underlier level is $84.46 (strike date March 19, 2026); if the final underlier level is ≥ 90.00% of that initial level you will receive a threshold settlement amount of $1,190.10. If the final underlier level declines by more than 10.00% from the initial level, the return is negative and you could lose some or all of your investment. The payment at maturity is subject to the credit risk of JPMorgan Chase Financial Company LLC (issuer) and JPMorgan Chase & Co. (guarantor). The estimated value when priced was $985.80 per $1,000 principal amount; original issue price was 100.00%, underwriting commission 0.84%, net proceeds to issuer 99.16%. Additional terms, tax treatment, secondary market and risk disclosures are contained in the accompanying prospectus supplement, product supplement, underlying supplement and prospectus addendum.
JPMorgan Chase Financial Company LLC is offering $400,000 principal amount of buffered digital notes linked to the lesser performing of the Russell 2000® and the S&P 500® Index, due April 23, 2027. The notes pay a contingent digital return of 8.50% at maturity if the lesser performing Index is flat or down up to the 20.00% buffer. If the lesser performing Index declines by more than 20.00%, principal is reduced dollar-for-dollar beyond the buffer (investors may lose up to 80.00% of principal). The notes are unsecured obligations of JPMorgan Chase Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced on March 20, 2026, with expected settlement on or about March 25, 2026, a minimum denomination of $1,000, and an original issue price of $1,000 per note (estimated value: $986.40).
JPMorgan Chase Financial Company LLC is offering Digital Contingent Buffered Notes linked to the S&P 500® Index. The notes pay a fixed Contingent Digital Return of 9.17% if the Ending Index Level is at or above the Index Strike Level (6,606.49) or down up to the Contingent Buffer Amount of 25.00%. If the Index declines by more than 25.00%, investors lose 1% of principal for each 1% decline below the strike (full principal loss possible).
Terms: Pricing Date March 20, 2026, Original Issue Price $1,000 per note, Estimated value $992.90, Valuation Date April 1, 2027, Maturity Date April 6, 2027. Total issued at price to public shown: $1,500,000.