Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $193,000 of Uncapped Dual Directional Accelerated Barrier Notes linked to the least performing of the Nasdaq-100® Technology Sector, the S&P 500® Index and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes have $1,000 denominations, an Upside Leverage Factor of 1.711, a Barrier Amount for each index at 70.00% of its Initial Value, and mature on August 5, 2031. If all indices end above their initial levels, investors receive leveraged upside based on the least performing index. If any index is at or below its Initial Value but all remain at or above the barrier, investors receive a positive, uncapped return equal to the absolute depreciation of the least performing index, capped economically at 30.00%. If any index finishes below its barrier, principal is reduced one-for-one with the decline of the least performing index, with losses that can reach 100%.
The notes pay no interest, provide no dividend exposure, are unsecured and unsubordinated obligations of JPMorgan Financial subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and are not listed on any exchange. The price to public is $1,000 per note, including $5 in selling commissions, while the issuer’s estimated value is $967.30 per note, reflecting embedded costs and hedging assumptions.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Dual Directional Buffered Equity Notes linked to the S&P 500 Index. The notes have a Pricing Date of July 31, 2026, an Original Issue Date on or about August 5, 2026, a Valuation Date of July 31, 2028 and a Maturity Date of August 3, 2028.
Each note has a $1,000 principal amount and is tied to an Initial Index Level of 7,489.72. If the Index rises, investors receive the Index Return up to a Maximum Upside Return of 16.90%, for a maximum payment of $1,169 per $1,000 note. If the Index falls by up to the 25.00% Buffer Amount, investors earn the Absolute Index Return, up to a maximum negative-side payment of $1,250 per $1,000 note. If the Index declines by more than 25.00%, investors lose 1.33333% of principal for each additional 1% decline, and can lose some or all principal.
The total offering is $4,619,000, priced at $1,000 per note, with $15 in fees and commissions and $985 in proceeds to the issuer per note. The estimated value at issuance is $978.50 per $1,000 note. The notes are unsecured obligations, not bank deposits, not FDIC insured, may have limited liquidity and raise complex U.S. tax and Section 871(m) considerations.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the common stock of Alcoa Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a scheduled maturity on February 8, 2028, $1,000 minimum denominations and are unsecured, unsubordinated obligations subject to the credit risk of both the issuer and guarantor.
The notes pay a Contingent Interest Rate of at least 24.50% per annum (at least 6.125% per quarter) only if, on a given Review Date, the Alcoa share price is at or above the Interest Barrier, set at 70.00% of the Strike Value. The Strike Value is $44.84 per share, making the Interest Barrier and Trigger Value $31.388. Missed interest is not lost if, on a later Review Date, the stock closes at or above the Interest Barrier; however, if the stock is below the Interest Barrier on every Review Date, no interest is ever paid.
The notes are automatically called if, on any non-final Review Date starting November 3, 2026, the Alcoa share price is at or above the Strike Value, in which case investors receive $1,000 plus the current and any unpaid contingent interest, and no further payments. If the notes are not called and the Final Value on the last Review Date is at or above the Trigger Value, investors receive $1,000 plus the applicable interest and any unpaid prior interest. If the Final Value is below the Trigger Value, repayment of principal is reduced one-for-one with the stock decline from the Strike Value, leading to a loss of more than 70% and up to all principal. The issuer discloses an indicative estimated value of about $960 per $1,000 note if priced today, and a minimum final estimated value of $940, reflecting selling commissions, hedging costs and issuer funding spreads, and notes that secondary market liquidity and pricing may be limited.
JPMorgan Chase Financial Company LLC is issuing Enhanced Jump Securities with Auto-Callable Feature due August 3, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the worst performing of the Russell 2000 Index, S&P 500 Index and Nasdaq-100 Index. The aggregate principal amount is $4,822,000, with a stated principal amount and issue price of $1,000 per security.
The notes pay no coupons. If on any of eight early determination dates each index is at or above its initial level, the notes are automatically redeemed for $1,108 to $1,297 per $1,000, corresponding to about 10.80% per annum70% downside threshold, investors receive $1,324 per security. If any index finishes below its downside threshold, repayment is reduced 1-to-1 with the worst index performance, and the maturity payment will be less than 70% of principal and could be zero, so principal is at risk. Investors do not participate in any upside beyond these fixed payouts, and all payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value on the pricing date is $953.80 per $1,000, below the issue price due to commissions, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 8, 2033, linked to the MerQube US Large-Cap Vol Advantage Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Payment on monthly review dates only if the Index is at or above 70% of the Strike Value (the Interest Barrier). The notes are automatically called on quarterly autocall dates if the Index is at or above the Strike Value, with the earliest possible call on February 3, 2027.
If not called, at maturity investors receive par plus the final contingent interest if the Index is at or above the Trigger Value of 50% of the Strike Value; otherwise, repayment is reduced 1% for each 1% decline in the Index from the Strike Value, exposing investors to a significant or total loss of principal. The Index uses a leveraged, volatility-targeting E-mini S&P 500 futures strategy and is subject to a 6.0% per annum daily deduction, which drags performance. The notes are unsecured obligations, priced in $1,000 minimum denominations, with an estimated value of about $930 per $1,000 note and not less than $900, and they will not be listed on an exchange, limiting liquidity.
JPMorgan Chase Financial Company LLC is issuing $1,356,000 of unsecured structured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, with a price to the public of $1,000, selling commissions of $6 and proceeds to the issuer of $994 per note.
The notes pay no interest and mature on August 5, 2031. At maturity, investors receive full principal repayment plus an Additional Amount equal to $1,000 × Index Return × 155.50%, if positive; otherwise only principal is repaid, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The Initial Value of the Index was 598.42 on July 31, 2026. The issuer’s estimated value is $979.20 per $1,000 note, below the issue price due to commissions, hedging costs and structuring fees. The notes are treated as contingent payment debt instruments for U.S. tax purposes, with a comparable yield of 4.55% and a projected single payment at maturity of $1,252.35 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering $1,698,000 of structured “Review Notes” linked to the lesser performing of the Dow Jones Industrial Average and the Nasdaq-100 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and matures on August 5, 2030.
The notes may be automatically called on scheduled Review Dates starting August 4, 2027 if each index is at or above its Call Value (100% of its Initial Value), paying back $1,000 plus a Call Premium of 12.10%, 24.20%, 36.30% or 48.40%, depending on call date. If not called, principal is repaid at maturity only if the Final Value of each index is at or above its Barrier Amount, set at 70% of its Initial Value; otherwise, repayment is reduced 1% for each 1% decline of the lesser-performing index, with the potential loss of all principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., carry an original issue price of $1,000 versus an estimated value of $956.80, and are not expected to be listed, limiting liquidity.
JPMorgan Chase Financial Company LLC is issuing $1,030,000 of unsecured Review Notes linked to the MerQube US Gold Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, priced with selling commissions of $37.50 and net proceeds of $962.50 to the issuer, with an estimated value at pricing of $919.50 per note.
The notes may be automatically called quarterly starting August 3, 2027 if the Index closes at or above 100% of its Initial Value of 3,799.41. If called, investors receive $1,000 plus a Call Premium Amount that steps up from 23.0% on the first Review Date to 69.0% on the final Review Date. If not called, and the Final Value is at or above the Barrier Amount of 60.00% of the Initial Value (2,279.646), principal is returned at maturity on August 3, 2029; if below the barrier, repayment equals $1,000 plus $1,000 times Index Return, with losses exceeding 40% and up to a total loss.
The Index provides rules-based exposure to gold futures with target volatility of 35%, maximum leverage of 500% and a 6.0% per annum daily deduction, which structurally drags performance versus an equivalent index without a fee. Key risks include potential loss of principal, credit risk of JPMorgan Financial and JPMorgan Chase & Co., leverage and commodity volatility, lack of listing and limited liquidity, conflicts of interest in index design and maintenance, and secondary market values likely below issue price.
JPMorgan Chase Financial Company LLC is offering $151,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due August 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 10.00% per annum contingent coupon (0.83333% monthly) only if, on a Review Date, the Index closes at or above 75.00% of its Initial Value; missed coupons can be paid later if the barrier is met.
The notes are auto‑callable starting August 2, 2027 if the Index is at or above its Initial Value, returning principal plus due and unpaid coupons. At maturity, if not called and the Index is at or above 70.00% of Initial Value, investors receive full principal plus any due coupons; below that level, principal is reduced so losses can reach 70%. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, creating a structural drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.; they are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. The notes have a scheduled term of about two years with a possible automatic call after about one year.
On the Review Date, if the Index closing level is at or above its Initial Index Level, the notes are automatically called and pay $1,000 plus a call premium of at least 13.90% per note on the Call Settlement Date. If not called and the Ending Index Level is above the Initial Index Level, investors receive an uncapped leveraged upside of at least 1.25× the Index’s positive return.
If the notes are not called and the Index is flat or down by up to the 15.00% Buffer Amount, investors receive principal back at maturity. If the Index is down by more than 15.00%, losses are magnified by a 1.17647 downside leverage factor, and some or all principal may be lost. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed. The initial estimated value is about $981.50 per $1,000 note and may be as low as $970.00, reflecting embedded selling commissions, hedging costs and JPMorgan’s internal funding rate. The tax treatment is uncertain and may be affected by potential future IRS guidance on prepaid forward contracts.