Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $1,030,000 of unsecured Review Notes linked to the MerQube US Gold Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, priced with selling commissions of $37.50 and net proceeds of $962.50 to the issuer, with an estimated value at pricing of $919.50 per note.
The notes may be automatically called quarterly starting August 3, 2027 if the Index closes at or above 100% of its Initial Value of 3,799.41. If called, investors receive $1,000 plus a Call Premium Amount that steps up from 23.0% on the first Review Date to 69.0% on the final Review Date. If not called, and the Final Value is at or above the Barrier Amount of 60.00% of the Initial Value (2,279.646), principal is returned at maturity on August 3, 2029; if below the barrier, repayment equals $1,000 plus $1,000 times Index Return, with losses exceeding 40% and up to a total loss.
The Index provides rules-based exposure to gold futures with target volatility of 35%, maximum leverage of 500% and a 6.0% per annum daily deduction, which structurally drags performance versus an equivalent index without a fee. Key risks include potential loss of principal, credit risk of JPMorgan Financial and JPMorgan Chase & Co., leverage and commodity volatility, lack of listing and limited liquidity, conflicts of interest in index design and maintenance, and secondary market values likely below issue price.
JPMorgan Chase Financial Company LLC is offering $151,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due August 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 10.00% per annum contingent coupon (0.83333% monthly) only if, on a Review Date, the Index closes at or above 75.00% of its Initial Value; missed coupons can be paid later if the barrier is met.
The notes are auto‑callable starting August 2, 2027 if the Index is at or above its Initial Value, returning principal plus due and unpaid coupons. At maturity, if not called and the Index is at or above 70.00% of Initial Value, investors receive full principal plus any due coupons; below that level, principal is reduced so losses can reach 70%. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, creating a structural drag on performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.; they are not bank deposits or FDIC insured.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. The notes have a scheduled term of about two years with a possible automatic call after about one year.
On the Review Date, if the Index closing level is at or above its Initial Index Level, the notes are automatically called and pay $1,000 plus a call premium of at least 13.90% per note on the Call Settlement Date. If not called and the Ending Index Level is above the Initial Index Level, investors receive an uncapped leveraged upside of at least 1.25× the Index’s positive return.
If the notes are not called and the Index is flat or down by up to the 15.00% Buffer Amount, investors receive principal back at maturity. If the Index is down by more than 15.00%, losses are magnified by a 1.17647 downside leverage factor, and some or all principal may be lost. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed. The initial estimated value is about $981.50 per $1,000 note and may be as low as $970.00, reflecting embedded selling commissions, hedging costs and JPMorgan’s internal funding rate. The tax treatment is uncertain and may be affected by potential future IRS guidance on prepaid forward contracts.
JPMorgan Chase Financial Company LLC is offering $4,423,000 of Uncapped Dual Directional Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination, prices on July 31, 2026, and is expected to settle on or about August 5, 2026, with maturity on August 5, 2031.
At maturity, if the Index rises, investors receive 1.95 times the Index appreciation. If the Index is flat or down but not below 60.00% of the Initial Value, investors receive the absolute value of the Index decline, capped at 40.00%, for a maximum negative-return payout of $1,400 per $1,000 note. If the Index falls below the 60.00% barrier, principal is exposed 1:1 to the full Index loss, and investors can lose more than 40% and up to all principal.
The Initial Value is the Index closing level of 598.42 on July 31, 2026. The notes pay no interest, are unsecured and unsubordinated obligations of JPMorgan Financial, and any payment depends on the credit of both the issuer and guarantor. The estimated value at pricing was $975.50 per $1,000 note, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $8,280,000 of Callable Contingent Interest Notes due August 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked separately to the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index; payments depend on the Least Performing Index.
Each note has a $1,000 denomination and pays a quarterly Contingent Interest Payment at a rate of 9.15% per annum (2.2875% per quarter) only if, on the relevant Review Date, the closing level of each Index is at or above an Interest Barrier set at 60% of its Initial Value. The issuer may redeem the notes early, in whole, on specified Interest Payment Dates starting August 3, 2028, in which case investors receive $1,000 plus the contingent interest for that date.
If the notes are not called and, on the Final Review Date, the Final Value of any Index is below its Trigger Value (also 60% of Initial Value), the maturity payment is $1,000 + ($1,000 × Least Performing Index Return), exposing holders to a significant or total loss of principal. If each Index is at or above its Trigger Value, investors receive $1,000 plus the final contingent interest. The estimated value at pricing was $971.00 per $1,000 note, reflecting embedded structuring and hedging costs and the issuer’s internal funding rate. U.S. tax treatment is described as prepaid forward contracts with associated contingent coupons, with notable complexities for both U.S. and non-U.S. investors.
JPMorgan Chase Financial Company LLC is offering $1,332,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Gold Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 14.00% per annum Contingent Interest (1.16667% monthly) only for Review Dates when the Index closes at or above 65.00% of the Initial Value (the Interest Barrier). Principal is at risk: if the notes are not called and the Final Value is below the Trigger Value of 65.00% of the Initial Value, repayment is reduced 1% for each 1% Index loss, down to zero.
The notes may be automatically called as early as August 2, 2027 if on a relevant Review Date the Index is at or above the Call Value of 90.00% of the Initial Value, in which case investors receive $1,000 plus that period’s Contingent Interest and no further payments. The Index employs a rules-based volatility-targeting strategy on gold futures with maximum 500% exposure, a 35% target volatility and a 6.0% per annum daily deduction, which creates a persistent drag versus an otherwise identical index without such a fee. The notes priced at $1,000 per note with selling commissions of $7.50 and an issuer-estimated value of $943.10 per $1,000 note. Payments depend on the performance of the Index and the credit of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is issuing $80,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due August 5, 2031, in minimum denominations of $1,000, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of 11.50% per annum (2.875% quarterly) only if, on each Review Date, the Index is at or above an Interest Barrier of 50% of the Initial Value. They are automatically called (from August 2, 2027 onward) if the Index is at or above its Initial Value, returning principal plus that period’s interest.
If not called, and at maturity the Index is below the Trigger Value of 50% of the Initial Value, repayment is reduced 1% for every 1% Index decline, down to zero, so investors can lose all principal. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost, uses up to 500% leveraged exposure and a 35% target volatility, which can drag performance versus similar strategies without such charges.
The price to public per note is $1,000, including $6.50 in fees and commissions, with issuer proceeds of $993.50 per note. The estimated value at pricing is $931.60 per $1,000 note, reflecting internal funding and hedging costs. Payments depend on the credit of both JPMorgan Financial and JPMorgan Chase & Co., and the notes will not be listed, so liquidity and secondary market pricing may be limited.
JPMorgan Chase Financial Company LLC is offering $1,140,000 of Callable Contingent Interest Notes linked individually to the Nasdaq-100 Index®, the Russell 2000® Index and the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 12.35% per annum (1.02917% per month) only for Review Dates when the closing level of each index is at or above 70.00% of its Initial Value, the Interest Barrier. The notes are callable at the issuer’s option on specified Interest Payment Dates beginning November 5, 2026; on call, investors receive $1,000 principal plus the applicable contingent interest.
If the notes are not redeemed early, at maturity investors receive $1,000 plus the final contingent interest if the Final Value of each index is at or above its Trigger Value of 60.00% of Initial Value. If any index finishes below its Trigger Value, repayment is reduced by the full negative return of the Least Performing Index, exposing investors to loss of a significant portion or all of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing is $971.60 per $1,000 note, below the $1,000 issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering $1,499,000 of Uncapped Dual Directional Digital Barrier Notes linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 5, 2031 and have a minimum denomination of $1,000.
At maturity, if each index is at or above its Initial Value, investors receive principal plus the greater of a 46.55% Contingent Digital Return or the lesser performing index’s return. If either index is below its Initial Value but both are at or above 75% of Initial Value (the Barrier Amount), investors receive principal plus the absolute value of the lesser performing index’s decline, capped at 25%. If either index closes below its Barrier Amount, repayment is reduced 1% for each 1% decline of the lesser performer, exposing investors to losses up to a full loss of principal.
The price to the public is $1,000 per note, including $32.50 in selling commissions and $967.50 in proceeds to the issuer. The estimated value at pricing was $945.40 per $1,000 note, reflecting dealer costs and hedging. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no secondary market liquidity. Tax counsel views the notes as open transactions/prepaid financial contracts, but future IRS guidance could adversely affect tax treatment.
JPMorgan Chase Financial Company LLC is issuing $435,000 of Auto Callable Contingent Interest Notes linked to the Class A common stock of Builders FirstSource, Inc. (BLDR), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a maturity date of August 3, 2029 and a minimum denomination of $1,000.
Investors may receive quarterly Contingent Interest Payments of $46.875 per $1,000 note (a 18.75% per annum rate) for each Review Date on which the BLDR share price is at or above the Interest Barrier of 50.00% of the Initial Value. The notes are automatically called if, on any non-final Review Date, the BLDR closing price is at least the Initial Value of $66.44, paying $1,000 plus the applicable interest and then terminating.
If not called, and the Final Value is at or above the Trigger Value (also 50.00% of the Initial Value, or $33.22), investors receive $1,000 plus the final Contingent Interest Payment. If the Final Value is below the Trigger Value, the payout is $1,000 + ($1,000 × Stock Return), exposing holders to more than 50.00% principal loss and possibly a total loss. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $943.10 per $1,000 note, below the $1,000 price to public, reflecting embedded costs and hedging.