Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $783,000 of unsecured, unsubordinated Buffered Digital Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay no coupons and are designed to provide a fixed 13.90% Contingent Digital Return at maturity on September 3, 2027 if, on the August 31, 2027 observation date, each index is at or above its initial level or has fallen by no more than the 15.00% Buffer Amount. If any index has declined by more than 15.00%, principal is reduced 1% for each 1% decline beyond the buffer, up to a maximum loss of 85.00%, so the minimum payment is $150 per $1,000.
The price to the public is $1,000 per note, including selling commissions of $7 per $1,000; the issuer’s estimated value is $988.80 per $1,000 at pricing. The notes are not listed, do not pay interest or dividends, and their value and payments are subject to the credit risks of JPMorgan Financial and JPMorgan Chase & Co., as well as risks tied to U.S. large-cap, small-cap and technology-sector equities.
JPMorgan Chase Financial Company LLC is issuing $4,247,000 of Uncapped Dual Directional Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, maturing on August 5, 2032, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes offer 2.03x leveraged upside on any positive Index return at maturity. If the Index ends at or below the Initial Value but at or above the Barrier Amount of 60.00% of the Initial Value (359.052), investors receive an uncapped return equal to the absolute value of the Index loss, up to a 40.00% gain (maximum payment $1,400 per $1,000 note when the Index Return is negative). If the Final Value falls below the Barrier Amount, repayment is $1,000 + $1,000 × Index Return, so investors lose 1% of principal for each 1% Index decline and can lose their entire investment.
The notes pay no interest, are unsecured and unsubordinated obligations subject to the credit risk of both the issuer and guarantor, and will not be listed on an exchange. The price to public is $1,000 per note, including $32.50 in selling commissions and a structuring fee, with issuer proceeds of $967.50 per note. The estimated value at pricing was $941.70 per $1,000 note, reflecting embedded selling, structuring and hedging costs and the issuer’s internal funding rate, and secondary market values are expected to be lower than the issue price.
JPMorgan Chase Financial Company LLC is issuing $1,468,000 of Auto Callable Accelerated Barrier Notes linked to the Nasdaq-100® Technology Sector and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations in $1,000 denominations, priced on July 31, 2026 and expected to settle on or about August 5, 2026, and are scheduled to mature on August 3, 2029.
The notes may be automatically called on August 4, 2027 or July 31, 2028 if each index is at or above its Call Value, paying principal plus a call premium of 17.50% or 35.00% of $1,000, respectively. If not called and both indices finish above their Initial Values, the maturity payment delivers 2.00x the appreciation of the lesser performing index. If either index finishes at or below its Initial Value but at or above 70.00% of Initial Value, principal is returned. If either index ends below its 70.00% Barrier Amount, repayment is reduced 1% for each 1% decline of the lesser performing index, up to a total loss of principal.
The price to public is $1,000 per note, including $4.00 in selling commissions, with issuer proceeds of $996 per note. The estimated value at pricing is $965.30 per $1,000 note, reflecting embedded selling, structuring and hedging costs. The notes pay no interest, provide no dividends on index constituents, are not listed on any exchange, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering three separate series of Capped Buffered Return Enhanced Notes maturing on August 31, 2028, each linked to a single equity index: the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes provide 1.50x leveraged upside on any index appreciation at maturity, subject to a that will be set at pricing, currently indicated as 26.00%–30.00% for the NDX notes, 24.50%–28.50% for the RTY notes and 18.25%–22.25% for the SPX notes.
Each note includes a 10.00% downside buffer; if the index falls by more than 10%, investors lose 1% of principal for each additional 1% decline, up to a possible 90% loss of principal. The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. Estimated values, if priced on the described date, would be about $954.00–$957.00 per $1,000 note, and will not be less than $900.00 per $1,000 at issuance, reflecting embedded selling commissions and hedging costs.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is issuing 7-year auto callable notes linked to the S&P Global 100 PR 5% Daily Risk Control 0.5% Deduction Index (USD) ER. The notes provide 100% participation in Index gains if not called, with annual review dates and potential automatic call payments based on preset Call Values and Call Premiums.
The Index dynamically adjusts exposure to the S&P Global 100 Index to target 5% annualized volatility, while deducting a daily notional financing cost and a 0.50% per annum index deduction. If the notes are never called and are held to maturity, investors receive full principal repayment per $1,000 note even if the Index has declined, subject to the credit risks of the issuer and guarantor. The estimated value will be at least $900 per $1,000 principal amount when terms are set, and the notes pay no interest, dividends, or voting rights and may be illiquid.
JPMorgan Chase Financial Company LLC is offering structured Auto Callable Notes linked to the J.P. Morgan Multi-Asset Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have minimum denominations of $1,000, are expected to price on or about August 31, 2026, settle around September 3, 2026, and mature on September 6, 2029, unless automatically called earlier.
The notes may be automatically called on Review Dates in 2027 and 2028 if the Index closes at or above preset Call Values (at most 101% and 102% of the Initial Value). If called, investors receive $1,000 plus a Call Premium of at least 11% or 22%, respectively. If not called, at maturity investors receive full principal plus an uncapped Additional Amount equal to the Index Return × a 100% Participation Rate, floored at zero, providing principal protection but no interest.
The underlying Index is a JPMS-managed, rules-based, multi-asset momentum strategy with a 1.00% per annum daily deduction and a 4% initial volatility threshold, allocated across equity, bond and commodity futures, including potential notional short positions. The notes are unsecured, not FDIC insured, and subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is $953.30 per $1,000 note, with a minimum final estimated value of $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is issuing $3,310,000 in Auto Callable Contingent Interest Notes due August 5, 2032, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a contingent interest rate of 17.75% per annum, credited monthly only when the Index closes at or above 70% of the Initial Value (the Interest Barrier). The notes may be automatically called quarterly beginning August 2, 2027 if the Index is at least at its Initial Value, returning principal plus the applicable contingent interest, with no further payments.
If not called, principal is protected only down to the Trigger Value at 50% of the Initial Value; if the Final Value is below this level, repayment is reduced 1:1 with the Index decline and investors can lose most or all of principal. The Index embeds a 6.0% per annum daily deduction, uses up to 500% leveraged exposure to E-mini S&P 500 futures and may be significantly uninvested, all of which can drag performance. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $9 in selling commissions, while the initial estimated value is $920.70 per $1,000.
JPMorgan Chase Financial Company LLC is offering $1,105,000 of Uncapped Accelerated Barrier Notes linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and is an unsecured, unsubordinated obligation.
At maturity in August 2029, investors receive 1.68 times any positive Index return, with no cap. If the Index is at or above 70% of the Initial Value, principal is repaid; if it falls below that Barrier Amount, repayment is reduced one-to-one with the Index decline, down to a total loss of principal. The notes pay no interest and provide no dividends.
The notes priced on July 31, 2026 and are expected to settle around August 5, 2026. The price to the public is $1,000 per note, while the issuer’s estimated value is $994.10, reflecting structuring and hedging costs. The notes will not be listed, secondary liquidity may be limited, and returns are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Step-Up Auto Callable Notes due August 31, 2033, linked to the S&P® Global 100 PR 5% Daily Risk Control 0.5% Deduction Index (USD), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have $1,000 minimum denominations, no periodic interest or dividends, and expose holders to the credit risk of both the issuer and guarantor.
The notes may be automatically called as early as August 30, 2027 if the Index closes at or above specified Call Values, paying back principal plus a step-up Call Premium of at least 12%–72% of principal depending on the Review Date. If not called, at maturity investors receive full principal plus an Additional Amount equal to $1,000 × Index Return × 100% Participation Rate, floored at zero, so principal is repaid even if the Index declines. The Index embeds a 0.50% annual deduction and notional financing cost, which will cause it to lag a comparable undeducted portfolio. The preliminary estimated value is about $907.80 per $1,000, reflecting selling costs and hedging economics, and secondary market liquidity will depend on J.P. Morgan Securities LLC.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. Each note has a $1,000 denomination, with a total offering of $300,000.00, and is issued in minimums of $10,000.
The notes may be automatically called on August 12, 2027 if the Index closing level is at or above the Index Strike Level of 6,344.40, paying $1,000 plus a 14.10% call premium. If not called, at maturity on August 3, 2028, investors receive leveraged upside of 1.25x any positive Index Return, principal protection for Index declines up to a 15.00% Buffer Amount, and 1.17647% loss of principal for each 1% Index decline beyond the buffer.
The price to public is $1,000.00 per note, including $15.00 in fees and commissions, for net proceeds of $985.00 per note to the issuer. The initial estimated value is $980.50 per $1,000 note, reflecting internal funding and hedging costs. The notes pay no interest or dividends, are unsecured and unsubordinated, will not be listed, and expose holders to both Index performance risk and the credit risk of JPMorgan Financial and JPMorgan Chase & Co.