Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering unsecured Callable Contingent Interest Notes due July 19, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked, on a worst-of basis, to the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, with minimum denominations of $1,000. Investors receive a Contingent Interest Payment on a Review Date only if the closing level of each Index is at or above its Interest Barrier, set at 70.00% of its Initial Value, and may receive no interest at all.
If the notes are not redeemed early and, on the final Review Date, the Final Value of any Index is below its Trigger Value of 60.00% of its Initial Value, principal is reduced 1% for every 1% decline of the Least Performing Index, potentially resulting in a full loss of principal. The issuer may redeem the notes early on specified Interest Payment Dates starting November 19, 2026, returning principal plus any due contingent interest. A hypothetical Contingent Interest Rate of 10.00%–12.00% per annum is indicated, and the estimated value is approximately $970.40 per $1,000 note, not less than $900.00, reflecting embedded selling, structuring and hedging costs. Credit risk of both JPMorgan Financial and JPMorgan Chase & Co., limited liquidity, complex tax treatment and index-specific sector and small-cap risks are highlighted.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering 3-year auto callable notes linked to the J.P. Morgan Multi-Asset Index (ticker MAX). The notes have a $1,000 minimum denomination and a 100% participation rate in the Index.
The Index follows a momentum-based, diversified futures strategy across equities, fixed income and commodities, converted to U.S. dollars, and is subject to a 1.00% per annum daily deduction with an initial 4.0% volatility threshold. On each annual review date, if the Index is at or above the applicable Call Value, the notes are automatically called and pay $1,000 plus a Call Premium of at least 11.00% per annum.
If not called and held to maturity, investors receive either principal plus any positive Index return (via the 100% participation rate) or full principal repayment even if the Index has declined, in all cases subject to the credit risks of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co. The estimated value at pricing will be not less than $900 per $1,000 principal.
JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 15, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, each tracked separately rather than as a basket.
The notes pay a Contingent Interest Payment on each Review Date only if the closing level of each index is at least 60% of its Initial Value (the Interest Barrier). The illustrative Contingent Interest Rate is 8.10% per annum, or 0.675% per month, with total interest depending on how many Review Dates meet the barrier. Beginning on February 12, 2027, the notes are automatically called if on a Review Date (other than the first five and final) each index closes at or above its Initial Value, paying $1,000 plus that period’s interest and ending the investment. If not called, at maturity investors receive $1,000 plus final interest only if each index’s Final Value is at least its Trigger Value of 55% of Initial Value; otherwise the principal is reduced 1% for each 1% decline of the least performing index, with the potential for substantial or total loss of principal. The minimum denomination is $1,000, and the preliminary estimated value is about $962.40 per $1,000, not less than $900 at pricing.
JPMorgan Chase Financial Company LLC is offering $9,701,200 of unsecured, unsubordinated Trigger Step Securities linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Security has a $10 principal amount, trades on a fee-based basis through UBS, and matures on August 5, 2030 after a trade date of July 31, 2026.
At maturity, if the index Final Value is at or above the Step Barrier set at 100% of the Initial Value, investors receive principal plus the greater of a fixed Step Return of 51.15% or the actual index return. If the Final Value is below the Step Barrier but at or above the Downside Threshold of 75% of the Initial Value, principal is repaid. Below the Downside Threshold, repayment is reduced dollar-for-dollar with the negative index return, up to a total loss of principal. The Securities pay no interest or dividends, are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and have an estimated value of $9.821 per $10 Security at pricing, reflecting structuring and hedging costs. Tax counsel views them as open transactions/prepaid financial contracts, and expects Section 871(m) withholding not to apply to Non-U.S. Holders, though the IRS could disagree.
JPMorgan Chase Financial Company LLC is offering Uncapped Dual Directional Buffered Return Enhanced Notes due September 6, 2029, linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. The notes are unsecured obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are issued in minimum denominations of $1,000.
At maturity, if each index is above its initial level, investors receive principal plus 1.275 times the appreciation of the least performing index. If the worst index is between unchanged and down 20%, or if some are up and others are down by up to 20%, investors receive a positive return equal to the absolute decline of the worst index, capped by the 20% buffer. If any index falls by more than 20%, principal is reduced 1-for-1 beyond the 20% buffer, up to an 80% loss (minimum payment $200 per $1,000 note).
The notes pay no interest and provide no dividends from index constituents. An indicative estimated value is $972.90 per $1,000, and the final estimated value at pricing will not be less than $900.00, reflecting selling commissions, hedging costs and an internal funding rate. The notes are not bank deposits, are not FDIC insured, are not exchange-listed and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering capped dual directional buffered equity notes due March 2, 2028, linked to the lesser performing of the Russell 2000® and S&P 500® indices, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide unleveraged exposure to index movements, with a Maximum Upside Return of at least 36.00% and a 10.00% Buffer Amount on the downside.
If the lesser performing index finishes above its initial level, payment at maturity equals principal plus that index’s return, capped at the Maximum Upside Return. If the lesser performing index is flat or down by up to 10.00%, investors receive the absolute value of that decline, up to a maximum negative-return payout of $1,100 per $1,000 note. If either index falls by more than 10.00%, investors lose 1% of principal for every 1% decline beyond 10.00%, up to a 90.00% loss of principal.
The notes pay no interest, do not provide dividends, are unsecured and unsubordinated obligations of JPMorgan Financial, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. Minimum denomination is $1,000$964.90 per $1,000 note and will not be less than $900.00 when finalized. The notes are not expected to be listed, and secondary market prices are expected to be below the original issue price.
JPMorgan Chase Financial Company LLC is issuing $1,101,000 of Callable Contingent Interest Notes linked to the Nasdaq‑100, Russell 2000 and S&P 500, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 3, 2029, in minimum denominations of $1,000, and may be redeemed early at the issuer’s option on specified interest payment dates starting February 4, 2027.
The notes pay a Contingent Interest Rate of 10.00% per annum (2.50% per quarter) only if, on a Review Date, the closing level of each index is at or above its Interest Barrier of 70.00% of its Initial Value; otherwise no interest is paid for that period. If the notes are not redeemed early and, on the final Review Date, the Final Value of each index is at or above its Trigger Value (also 70.00% of Initial Value), investors receive full principal plus the final contingent coupon. If any index finishes below its Trigger Value, repayment is reduced by the decline of the Least Performing Index, down to a possible total loss of principal.
The price to public is $1,000 per note, including $18.50 in selling and structuring fees, for net proceeds of $981.50 per note. The issuer’s estimated value at pricing is $961.20 per $1,000 note, reflecting embedded costs and an internal funding rate. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed on any exchange and may have limited or illiquid secondary trading.
JPMorgan Chase Financial Company LLC is issuing $530,000 of Auto Callable Contingent Interest Notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, and maturing on February 3, 2028.
The notes pay a 10.75% per annum Contingent Interest (0.89583% per month) only for months when each index closes at or above 70.00% of its Initial Value, and may be automatically called quarterly starting February 1, 2027 if each index is at or above its Initial Value, returning principal plus the applicable interest. If not called, and at maturity any index finishes below its 70.00% Trigger Value, repayment is reduced one-for-one with the decline of the least performing index, down to a total loss of principal.
The notes are unsecured, unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. They are not listed, may be illiquid, have an estimated value of $978.80 per $1,000 at pricing, and offer no upside participation or dividends from the underlying indices.
JPMorgan Chase Financial Company LLC is issuing $783,000 of Uncapped Accelerated Barrier Notes due August 5, 2031, linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. The notes are unsecured, unsubordinated obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and expose investors to the credit risk of both entities.
The notes offer an uncapped leveraged upside of 1.765× any positive return of the least performing index at maturity. If all indices finish at or above 65% of their initial levels, investors receive principal back. If any index finishes below this 65% barrier, principal loss is 1% for each 1% decline of the least performing index, potentially resulting in a total loss of principal.
The price to the public is $1,000 per note, including $11.25 in selling commissions and issuer proceeds of $988.75 per note. The issuer’s estimated value is $967.80 per $1,000 note, reflecting embedded selling, structuring and hedging costs. The notes pay no interest or dividends, are not listed, and may have limited or no secondary market liquidity. U.S. tax counsel views the notes as prepaid financial contracts treated as “open transactions,” but the IRS could challenge this treatment.
JPMorgan Chase Financial Company LLC is issuing $209,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, guaranteed by JPMorgan Chase & Co. The notes pay a 14.50% per annum Contingent Interest Rate (3.625% quarterly) only for Review Dates when the Index closes at or above 60% of the Initial Value (the Interest Barrier).
The notes may be automatically called starting February 1, 2027 if on a Review Date (excluding the first and final) the Index is at or above the Initial Value, returning $1,000 principal plus that period’s contingent interest. If not called, at maturity on August 5, 2031 investors receive $1,000 plus final contingent interest if the Index is at or above the Trigger Value (also 60% of Initial). Otherwise, payoff is $1,000 + $1,000 × Index Return, exposing holders to loss of a significant portion or all principal.
The underlying Index dynamically allocates leveraged exposure (0%–500%) to E-mini S&P 500 futures and is reduced by a 6.0% per annum daily deduction, which drags performance. The estimated value is $926.40 per $1,000 note versus a $1,000 issue price, reflecting structuring and distribution costs. Payments depend on the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and the notes will not be listed, so liquidity and secondary prices may be limited.