Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is issuing $945,000 of unsecured Auto Callable Contingent Interest Notes due August 3, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked individually to the Nasdaq-100 Index, the Russell 2000 Index and the State Street SPDR S&P Regional Banking ETF, with payments based on the least performing underlying.
Investors may receive a 9.25% per annum Contingent Interest (0.77083% per month) on each Review Date only if the closing value of each underlying is at or above its Interest Barrier of 70% of its Initial Value; missed coupons can be paid later if the barrier is met. The notes are automatically called, starting February 1, 2027, if each underlying is at or above its Initial Value, returning principal plus due contingent interest; no further payments follow an automatic call.
If the notes are not called and, on the final Review Date, the Final Value of every underlying is at or above its Trigger Value of 60% of Initial Value, investors receive full principal plus due contingent interest and any unpaid coupons. If any underlying finishes below its Trigger Value, maturity repayment is reduced by the full negative return of the least performing underlying, leading to a loss of more than 40% and up to 100% of principal. The notes have a price to public of $1,000 per note, including $28.50 in selling commissions, versus an estimated value of $959.40, and will not be listed, so secondary liquidity and pricing are uncertain. All payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and the tax treatment is complex, including possible withholding for non-U.S. holders.
JPMorgan Chase Financial Company LLC is offering $5,430,000 of Auto Callable Contingent Interest Notes linked individually to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 11.55% per annum (0.9625% per month) only for Review Dates when the closing level of each Index is at or above 70.00% of its Initial Value, the Interest Barrier. Starting with the February 1, 2027 Review Date, the notes are automatically called if on a Review Date (other than the first five and final) each Index closes at or above its Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments.
If the notes are not called, and on the final Review Date any Index closes below its Trigger Value of 70.00% of Initial Value, the maturity payment is reduced by the full decline of the Least Performing Index, potentially to zero. The notes are unsecured and unsubordinated obligations of JPMorgan Financial, subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including selling commissions of $5 per $1,000, and the issuer’s estimated value was $975.30 per $1,000 at pricing.
JPMorgan Chase Financial Company LLC is offering $1,887,000 of unsecured Callable Contingent Interest Notes due July 6, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 11.00% per annum, credited monthly only if on each Review Date all three indices — the Nasdaq-100 Technology Sector, the Russell 2000 Index and the S&P 500 Index — close at or above 70.00% of their Initial Values, the Interest Barriers.
The issuer may redeem the notes early, in whole, on any eligible Interest Payment Date from November 5, 2026, paying $1,000 plus the applicable contingent interest. If held to maturity and not called, principal is protected only if each index’s Final Value is at or above its Trigger Value of 60.00% of Initial Value; otherwise, repayment is reduced one-for-one with the decline of the Least Performing Index, potentially to zero. The price to public is $1,000 per note, while the estimated value is $974.60, reflecting embedded costs and dealer economics. The notes are not listed, subject investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., offer no participation in index upside or dividends, and involve complex U.S. tax and possible withholding outcomes for both U.S. and non-U.S. holders.
JPMorgan Chase Financial Company LLC is offering $10,695,000 of Uncapped Buffered Return Enhanced Notes due August 3, 2029, linked to the lesser performance of the iShares MSCI EAFE ETF and the EURO STOXX 50 Index. The notes provide 1.84x leveraged upside on any gain of the lesser performing underlying at maturity.
Principal is protected only by a 10% buffer; if either underlying falls more than 10%, repayment of principal is reduced 1% for each 1% decline beyond the buffer, up to a 90% loss. The notes pay no interest or dividends, are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and expose investors to both issuers’ credit risk.
The price to the public is $1,000 per note, including $4 in selling commissions, with issuer proceeds of $996 per note. The initial estimated value is $969.50, below the issue price due to embedded selling, structuring and hedging costs. The notes are not listed, and secondary market liquidity will depend on J.P. Morgan Securities LLC.
JPMorgan Chase Financial Company LLC is offering $10,376,000 of unsecured structured review notes, fully and unconditionally guaranteed by JPMorgan Chase & Co., linked to the lesser performer of the iShares MSCI EAFE ETF and the EURO STOXX 50 Index and maturing on August 5, 2031. The notes are issued in $1,000 denominations, pay no interest or dividends, and may be automatically called as early as August 4, 2027 if each underlying is at or above its 100% Call Value, triggering fixed call premiums stepping from 10.10% to 50.50% of principal. If not called, principal is repaid at maturity only if the final value of each underlying is at or above its 60% Barrier Amount; otherwise repayment is reduced one-for-one with the decline of the lesser-performing underlying, potentially to zero. The public issue price is $1,000 per note, including $25 in fees and commissions, versus an estimated value of $935.60, and any payment depends on the credit of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering structured Digital Barrier Notes linked to the lesser performing of the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes have a principal amount of $1,437,000, are issued in minimum denominations of $1,000, and are scheduled to mature on August 5, 2032, after pricing on July 31, 2026 and expected settlement on or about August 5, 2026.
At maturity, if the Final Value of each Index is at or above its Initial Value, investors receive a fixed Contingent Digital Return of 83.20%, or $1,832 per $1,000 note. If either Index finishes below its Initial Value but both remain at or above 75.00% of Initial Value (the Barrier Amount), investors receive par only. If either Index finishes below its Barrier Amount, repayment is reduced 1% for every 1% decline of the Lesser Performing Index, potentially down to zero.
The notes pay no interest or dividends, are unsecured and unsubordinated, and expose holders to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at issuance is $981.70 per $1,000, below the price to public due to structuring and hedging costs. The notes will not be listed, and secondary market prices are expected to be lower than the original issue price.
JPMorgan Chase Financial Company LLC is issuing $1,665,000 of Auto Callable Contingent Interest Notes due August 5, 2031, linked to the MerQube US Large-Cap Vol Advantage Index and fully guaranteed by JPMorgan Chase & Co. The notes pay a contingent interest rate of 16.90% per annum, credited monthly at 1.40833%, only for months when the Index closes at or above 70% of the Initial Value (the Interest Barrier). The notes are automatically called on quarterly review dates if the Index is at or above the Initial Value, with the earliest possible call on February 1, 2027.
If the notes are not called and, on the final review date, the Index is at or above the Trigger Value of 50% of the Initial Value, investors receive full principal plus any final contingent interest; if it is below the Trigger Value, repayment is reduced one-for-one with the Index decline, down to zero. The Index is a leveraged, volatility-targeting futures-based strategy on E-mini S&P 500 contracts and is subject to a 6.0% per annum daily deduction, which drags performance versus a similar index without that charge. The notes are unsecured obligations, subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not insured deposits, and the estimated value is $928.70 per $1,000 note, below the $1,000 issue price due to fees, hedging costs and dealer compensation.
JPMorgan Chase Financial Company LLC is issuing $1,379,000 of Uncapped Accelerated Barrier Notes linked to the S&P 500 Futures Excess Return Index, maturing on August 5, 2031 and fully guaranteed by JPMorgan Chase & Co. The notes offer an uncapped leveraged upside: at maturity investors receive 2.075 times any positive Index return, so a 10% Index gain results in a 20.75% payoff, or $1,207.50 per $1,000 note. If the Final Index Value is at or above the Barrier Amount of 70% of the Initial Value, principal is returned.
If the Final Value falls below the Barrier, investors lose 1% of principal for each 1% Index decline from the Initial Value, with examples down to a 100% loss if the Index goes to zero. The notes pay no interest, are unsecured, and expose holders to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $41.25 in fees and commissions, with estimated value of $937.40. The product embeds futures-related risks such as volatility, negative roll returns, liquidity limits, and potential disparities between the Index and the underlying S&P 500 futures, and it may be difficult to sell before maturity at favorable prices.
JPMorgan Chase Financial Company LLC is issuing $1,020,000 of auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a 13.00% per annum Contingent Interest Rate (1.08333% per month) only for Review Dates when the Index closes at or above 70.00% of the Initial Value, the Interest Barrier. The notes may be automatically called on certain Review Dates starting August 2, 2027 if the Index is at or above the Initial Value, returning $1,000 principal plus the applicable Contingent Interest Payment.
If not called, principal is protected only down to a Buffer Threshold of 85.00% of the Initial Value; below this level at maturity investors lose 1% of principal for each 1% Index decline beyond the 15.00% Buffer Amount, up to a maximum loss of 85.00%. The Index applies a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ Fund exposure, which drag on performance and cause the Index to trail an identical index without such deductions. The notes priced at $1,000 per note with an estimated value of $961.00, are unsecured and unsubordinated obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity may be limited.
JPMorgan Chase Financial Company LLC is offering $637,000 of capped accelerated barrier notes linked to the lesser performance of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on September 3, 2027 and are issued in $1,000 denominations.
At maturity, investors receive 1.25x any positive return of the lesser-performing index, capped at a 17.00% maximum return. If either index ends below its 70.00% Barrier Amount, principal is reduced 1% for each 1% decline of the lesser-performing index, potentially to zero. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on dealer bids. The estimated value is $975.70 per $1,000 at pricing, below the issue price, reflecting embedded costs and dealer margins. Complex U.S. tax and Section 871(m) considerations apply, with counsel viewing the notes as prepaid financial contracts treated as open transactions.