STOCK TITAN

Nauticus Robotics (KITT) director converts 2,162 RSUs into common stock

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nauticus Robotics director Adam Sharkawy reported the vesting and conversion of equity awards. On May 27, 2026, 2,162 Restricted Stock Units under the 2022 Omnibus Incentive Plan, adjusted for a 1-for-8 reverse stock split effective April 21, 2026, converted into 2,162 shares of common stock. After this equity award conversion, Sharkawy directly owned 2,543 common shares of Nauticus Robotics.

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Insider Sharkawy Adam
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F1, F3 2,162 $0.00 $0.00
Exercise Common Stock F1 2,162 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 2,543 shares (Direct)
Footnotes (3)
  1. F1. Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.
  2. F2. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
  3. F3. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.
RSUs converted 2,162 units Restricted Stock Units converted to common stock on May 27, 2026
Common shares acquired 2,162 shares Shares received upon RSU conversion on May 27, 2026
Common shares owned after 2,543 shares Direct holdings of Adam Sharkawy following the reported transactions
Reverse stock split ratio 1-for-8 Reverse stock split effective April 21, 2026, used to adjust share figures
Transaction date May 27, 2026 Date of RSU conversion and corresponding common share issuance
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Omnibus Incentive Plan financial
"Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan"
reverse stock split financial
"Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026."
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
vesting financial
"and vesting generally is subject to the reporting person remaining an employee or director"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Nauticus Robotics (KITT) director Adam Sharkawy report?

Director Adam Sharkawy reported the conversion of 2,162 Restricted Stock Units into 2,162 shares of common stock on May 27, 2026. The RSUs were granted under Nauticus Robotics’ 2022 Omnibus Incentive Plan and converted as part of an equity award vesting event.

How many Nauticus Robotics (KITT) shares does Adam Sharkawy hold after the reported Form 4 transactions?

After the reported transactions, Adam Sharkawy directly holds 2,543 shares of Nauticus Robotics common stock. This position reflects the addition of 2,162 shares received through RSU conversion on May 27, 2026, as disclosed in the Form 4 filing.

What was the size of the RSU award converted by Nauticus Robotics (KITT) director Adam Sharkawy?

Adam Sharkawy converted an RSU award covering 2,162 Restricted Stock Units, each representing the right to receive one share of common stock. These units were issued under the 2022 Omnibus Incentive Plan and converted into an equal number of common shares.

How did the reverse stock split affect the share amounts in Nauticus Robotics (KITT) director Adam Sharkawy’s Form 4?

All share amounts in the Form 4 are adjusted for a 1-for-8 reverse stock split effective April 21, 2026. A footnote states that the reported figures, including the 2,162 RSUs and resulting common shares, reflect this split-adjusted basis.

Under what plan were Nauticus Robotics (KITT) director Adam Sharkawy’s RSUs granted?

The Restricted Stock Units were granted under Nauticus Robotics’ 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, with vesting generally conditioned on continued service as an employee or director.

When did Nauticus Robotics (KITT) director Adam Sharkawy’s RSUs vest according to the disclosure?

The RSUs vest on the earlier of May 27, 2026 or the date immediately preceding Nauticus Robotics’ 2026 annual stockholders meeting. The reported May 27, 2026 transaction reflects conversion of 2,162 RSUs into common stock in connection with this vesting schedule.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sharkawy Adam

(Last)(First)(Middle)
C/O NAUTICUS ROBOTICS, INC.
17146 FEATHER CRAFT LN #450

(Street)
WEBSTER TEXAS 77598

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/27/202605/27/2026M2,162(1)A$02,543D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)05/27/202605/27/2026M2,162(1) (3) (3)Common Stock2,162$00D
Explanation of Responses:
1. Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.
2. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
3. The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.
/s/ Michael A. Ferrier07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)