STOCK TITAN

Kodak (NYSE: KODK) CFO exercises 66,668 units; 24,034 shares withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eastman Kodak CFO David E. Bullwinkle reported equity award activity involving common stock and stock options. On May 17, 2026, 50,000 performance stock units and 16,668 restricted stock units converted into the same number of common shares as they vested.

To cover related tax withholding obligations, 18,025 and 6,009 common shares were delivered back to the company, which is a non-market disposition. After these transactions, Bullwinkle directly holds 107,475 shares of common stock. He also continues to hold several stock option grants over Kodak common stock at exercise prices between $3.90 and $16.24 per share.

Positive

  • None.

Negative

  • None.
Insider Bullwinkle David E
Role CFO and Senior Vice President
Type Security Shares Price Value
Exercise Restricted Stock Units 16,668 $0.00 --
Exercise Performance Stock Units 50,000 $0.00 --
Exercise Common Stock, par value $.01 16,668 $0.00 --
Tax Withholding Common Stock, par value $.01 6,009 $9.69 $58K
Exercise Common Stock, par value $.01 50,000 $0.00 --
Tax Withholding Common Stock, par value $.01 18,025 $9.69 $175K
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Performance Stock Units — 0 shares (Direct, null); Common Stock, par value $.01 — 107,475 shares (Direct, null); Stock Option (Right to Buy) — 10,000 shares (Direct, null)
Footnotes (1)
  1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price. Shares withheld to cover tax withholding obligations on the vesting of performance stock units. This option has fully vested as of the date of this report.
Performance stock units vested 50,000 shares Converted to common stock on a one-for-one basis on May 17, 2026
Restricted stock units vested 16,668 shares Converted to common stock on a one-for-one basis on May 17, 2026
Shares withheld for RSU taxes 18,025 shares Shares delivered to cover tax withholding obligations on vested restricted stock units
Shares withheld for PSU taxes 6,009 shares Shares delivered to cover tax withholding obligations on vested performance stock units
Direct common shares after transactions 107,475 shares Total Kodak common stock directly held after May 17, 2026 transactions
Largest remaining option grant 355,330 underlying shares at $12.50 Stock option over Kodak common stock expiring September 13, 2027
Additional option grant 45,942 underlying shares at $16.24 Stock option over Kodak common stock expiring June 30, 2026
Performance Stock Units financial
"These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
Restricted Stock Units financial
"These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations on the vesting of restricted stock units."
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy) over Common Stock, par value $.01 with stated exercise prices and expiration dates."
derivative exercise/conversion financial
"Transaction code "M" is described as Exercise or conversion of derivative security."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bullwinkle David E

(Last)(First)(Middle)
C/O EASTMAN KODAK COMPANY
343 STATE STREET

(Street)
ROCHESTER NEW YORK 14650

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.0105/17/2026M16,668A$0(1)107,475D
Common Stock, par value $.0105/17/2026F6,009(2)D$9.69101,466D
Common Stock, par value $.0105/17/2026M50,000A$0(3)151,466D
Common Stock, par value $.0105/17/2026F18,025(4)D$9.69133,441D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(1)05/17/2026M16,668 (1) (1)Common Stock, par value $.0116,668$00D
Performance Stock Units$0(3)05/17/2026M50,000 (3) (3)Common Stock, par value $.0150,000$00D
Stock Option (Right to Buy)$4.53 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$6.03 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$12 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$16.24 (5)06/30/2026Common Stock, par value $.0145,94245,942D
Stock Option (Right to Buy)$12.5 (5)09/13/2027Common Stock, par value $.01355,330355,330D
Stock Option (Right to Buy)$3.9 (5)12/03/2028Common Stock, par value $.0172,01772,017D
Explanation of Responses:
1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.
2. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
3. These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.
4. Shares withheld to cover tax withholding obligations on the vesting of performance stock units.
5. This option has fully vested as of the date of this report.
/s/ Roger W. Byrd, Attorney-in-Fact for David E. Bullwinkle05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Kodak (KODK) CFO David Bullwinkle report in this Form 4?

Kodak CFO David Bullwinkle reported vesting of performance and restricted stock units that converted into common shares, plus related tax-withholding share dispositions. The filing also details his remaining stock option grants and updated direct common share ownership after these compensation-related events.

How many Kodak (KODK) shares did the CFO acquire through vested equity awards?

The CFO acquired 50,000 Kodak shares from vested performance stock units and 16,668 shares from vested restricted stock units. Both types of units convert into common stock on a one-for-one basis upon vesting, increasing his direct equity exposure before tax-withholding adjustments reported in the filing.

How many Kodak (KODK) shares were withheld for the CFO’s tax obligations?

A total of 24,034 Kodak shares were withheld to satisfy tax obligations, with 18,025 shares tied to vested restricted stock units and 6,009 shares tied to vested performance stock units. These withholdings are not open-market sales but administrative dispositions to cover taxes.

How many Kodak (KODK) common shares does the CFO hold after these transactions?

Following the reported vesting and tax-withholding transactions, the CFO directly holds 107,475 shares of Kodak common stock. This figure reflects his updated ownership position after receiving shares from equity awards and delivering a portion of those shares to cover tax obligations.

What stock options over Kodak (KODK) shares does the CFO still hold?

The CFO continues to hold multiple Kodak stock option grants over common shares, including options with exercise prices such as $3.90, $12.50, $16.24, $12.00, $6.03, and $4.53. These options cover various underlying share amounts and have expiration dates between 2026 and 2029.