STOCK TITAN

Kodak (KODK) General Counsel nets 33,334 shares after tax-withholding transactions

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eastman Kodak’s General Counsel Roger W. Byrd reported routine equity compensation activity. He exercised performance and restricted stock units into 33,334 shares of common stock, while 8,118 shares were withheld to cover tax obligations. After these transactions, he directly holds 104,498 common shares and retains several vested stock option awards with exercise prices between $4.28 and $12.50 expiring from 2027 through 2030.

Positive

  • None.

Negative

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Insider Byrd Roger W.
Role General Counsel, Sec., SVP
Type Security Shares Price Value
Exercise Restricted Stock Units 8,334 $0.00 --
Exercise Performance Stock Units 25,000 $0.00 --
Exercise Common Stock, par value $.01 8,334 $0.00 --
Tax Withholding Common Stock, par value $.01 2,030 $9.69 $20K
Exercise Common Stock, par value $.01 25,000 $0.00 --
Tax Withholding Common Stock, par value $.01 6,088 $9.69 $59K
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Performance Stock Units — 0 shares (Direct, null); Common Stock, par value $.01 — 104,498 shares (Direct, null); Stock Option (Right to Buy) — 25,000 shares (Direct, null)
Footnotes (1)
  1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price. Shares withheld to cover tax withholding obligations on the vesting of performance stock units. This option is fully vested as of the date of this report.
Equity awards exercised 33,334 shares Common stock from vested PSUs and RSUs on May 17, 2026
Shares withheld for tax 8,118 shares Tax withholding on vesting of RSUs and PSUs
Common shares held after 104,498 shares Direct holdings after exercises and tax withholdings
Performance stock units vested 25,000 units PSUs converting one-for-one into common stock
Restricted stock units vested 8,334 units RSUs converting one-for-one into common stock
Option at $12.50 30,457 underlying shares Stock option expiring September 13, 2027
Options at $4.28 50,000 underlying shares Two grants expiring May 17, 2030
Restricted Stock Units financial
"These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
Stock Option (Right to Buy) financial
"This option is fully vested as of the date of this report."
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations on the vesting of restricted stock units."
volume-weighted average price financial
"based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Byrd Roger W.

(Last)(First)(Middle)
C/O EASTMAN KODAK COMPANY
343 STATE STREET

(Street)
ROCHESTER NEW YORK 14650

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel, Sec., SVP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.0105/17/2026M8,334A$0(1)104,498D
Common Stock, par value $.0105/17/2026F2,030(2)D$9.69102,468D
Common Stock, par value $.0105/17/2026M25,000A$0(3)127,468D
Common Stock, par value $.0105/17/2026F6,088(4)D$9.69121,380D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(1)05/17/2026M8,334 (1) (1)Common Stock, par value $.018,334$00D
Performance Stock Units$0(3)05/17/2026M25,000 (3) (3)Common Stock, par value $.0125,000$00D
Stock Option (Right to Buy)$4.28 (5)05/17/2030Common Stock, par value $.0125,00025,000D
Stock Option (Right to Buy)$4.28 (5)05/17/2030Common Stock, par value $.0125,00025,000D
Stock Option (Right to Buy)$4.53 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$6.03 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$12 (5)02/19/2029Common Stock, par value $.0110,00010,000D
Stock Option (Right to Buy)$12.5 (5)09/13/2027Common Stock, par value $.0130,45730,457D
Explanation of Responses:
1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.
2. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
3. These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.
4. Shares withheld to cover tax withholding obligations on the vesting of performance stock units.
5. This option is fully vested as of the date of this report.
/s/ Roger W. Byrd05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did KODK executive Roger W. Byrd report?

Roger W. Byrd exercised equity awards into 33,334 common shares and had 8,118 shares withheld for taxes. These were routine compensation-related transactions, not open-market purchases or sales, and changed only how his existing awards are held.

How many Eastman Kodak (KODK) shares does Roger W. Byrd hold after this Form 4?

Following the reported transactions, Roger W. Byrd directly holds 104,498 shares of Eastman Kodak common stock. This figure reflects net holdings after option exercises and share withholdings used to satisfy tax obligations on vested equity awards.

What equity awards vested for Eastman Kodak (KODK) General Counsel on May 17, 2026?

On May 17, 2026, 25,000 performance stock units and 8,334 restricted stock units vested for Roger W. Byrd. Each unit converts into one share of common stock, creating 33,334 new shares before tax-related share withholdings.

Why were KODK shares disposed of in Roger W. Byrd’s Form 4 filing?

The filing reports 8,118 shares disposed under code F to satisfy tax withholding obligations. These shares covered taxes on the vesting of restricted and performance stock units, rather than representing an open-market sale initiated by the executive.

What stock options does Roger W. Byrd still hold in Eastman Kodak (KODK)?

Roger W. Byrd continues to hold several stock options, including grants over 30,457 shares at $12.50 expiring in 2027 and multiple 25,000-share grants at $4.28 expiring in 2030, all referencing Eastman Kodak common stock.

How were KODK performance stock units earned by Roger W. Byrd determined?

The 25,000 performance stock units vested because Kodak’s volume-weighted average share price over the 20 trading days before May 17, 2026 exceeded a specified hurdle. Each vested unit converted into one share of common stock upon vesting.