Kodak (NYSE: KODK) CAO nets shares from 10K RSU vesting with tax withholding

Rhea-AI Filing Summary

Eastman Kodak's Chief Accounting Officer and Corporate Controller, Richard T. Michaels, reported routine equity compensation activity involving restricted stock units. On 5/17/2026, 10,000 restricted stock units vested and were converted into an equal number of common shares. To cover tax withholding obligations on this vesting, 3,648 common shares were withheld, a non-market disposition that did not involve an open-market sale. Following these transactions, Michaels directly holds 33,830 shares of Eastman Kodak common stock and has no remaining restricted stock units from this particular award.

Insider Trade Summary

10,000 shares exercised/converted

Mixed 3 txns

Insider Michaels Richard T

Role CAO and Corp. Controller

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	10,000	$0.00	--
Exercise	Common Stock, par value $.01	10,000	$0.00	--
Tax Withholding	Common Stock, par value $.01	3,648	$9.69	$35K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock, par value $.01 — 33,830 shares (Direct, null)

Footnotes (1)

1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Key Figures

RSUs vested and converted: 10,000 units/shares Shares withheld for taxes: 3,648 shares Shares held after transaction: 33,830 shares +3 more

6 metrics

RSUs vested and converted 10,000 units/shares Restricted stock units converting one-for-one into common stock on 5/17/2026

Shares withheld for taxes 3,648 shares Withheld to cover tax obligations on RSU vesting

Shares held after transaction 33,830 shares Direct common stock ownership following Form 4 transactions

Exercise price for RSU conversion $0.00 per share RSUs converted into common stock at no cash exercise cost

Tax-withholding transaction price $9.69 per share Value used for shares withheld to satisfy tax liability

Remaining RSUs from this award 0 units Restricted stock units balance after 10,000-unit conversion

Key Terms

Restricted Stock Units, tax withholding obligations, derivative security

3 terms

Restricted Stock Units financial

"These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Shares withheld to cover tax withholding obligations on the vesting of restricted stock units."

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Michaels Richard T

(Last) (First) (Middle)

C/O EASTMAN KODAK COMPANY

343 STATE STREET

(Street)

ROCHESTER NEW YORK 14650

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CAO and Corp. Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01	05/17/2026		M		10,000	A	$0(1)	33,830	D
Common Stock, par value $.01	05/17/2026		F		3,648(2)	D	$9.69	30,182	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(1)	05/17/2026		M			10,000	(1)	(1)	Common Stock, par value $.01	10,000	$0	0	D

Explanation of Responses:

1. These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

2. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

	/s/ Roger W. Byrd, Attorney-in-Fact for Richard T. Michaels	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Eastman Kodak (KODK) report for Richard T. Michaels?

Richard T. Michaels reported the vesting of 10,000 restricted stock units that converted into common shares. As part of this event, some shares were withheld to satisfy tax obligations, and his direct common stock holdings increased overall.

How many Eastman Kodak (KODK) shares did Richard T. Michaels acquire in this Form 4?

He acquired 10,000 Eastman Kodak common shares through the vesting and conversion of restricted stock units. These shares came from an existing equity award rather than an open-market purchase, reflecting routine compensation rather than a trading decision.

How many Eastman Kodak (KODK) shares were withheld for taxes in this filing?

A total of 3,648 Eastman Kodak common shares were withheld to cover tax obligations arising from the restricted stock units’ vesting. This tax-withholding disposition is not an open-market sale and does not represent a discretionary trade in the company’s stock.

What are Richard T. Michaels’ Eastman Kodak (KODK) holdings after these transactions?

After the reported transactions, Richard T. Michaels directly holds 33,830 shares of Eastman Kodak common stock. This figure reflects the net result of 10,000 shares received from restricted stock units minus 3,648 shares withheld for tax obligations on the vesting.

Were any derivative securities remaining after the Eastman Kodak (KODK) Form 4 transactions?

No derivative securities from this restricted stock unit award remained after the transactions. The 10,000 restricted stock units converted on a one-for-one basis into 10,000 common shares, leaving a zero balance for that specific derivative position following vesting and conversion.