Katapult Holdings (KPLT) director William Jones III submits initial Form 3
Rhea-AI Filing Summary
Katapult Holdings, Inc. director William A. Jones III filed an initial statement of ownership on Form 3. He is identified as a director and not as an officer or 10% owner. The report lists no buy, sell, gift, or derivative transactions, and notes an exhibit for a Power of Attorney.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0
Reported sell transactions: 0
Reported derivative transactions: 0
+1 more
4 metrics
Reported buy transactions
0
BuyCount in transaction summary
Reported sell transactions
0
SellCount in transaction summary
Reported derivative transactions
0
DerivativeTransactionCount in transaction summary
Reported gift transactions
0
GiftCount in transaction summary
Key Terms
Form 3, Power of Attorney
2 terms
Form 3 regulatory
"Director William A. Jones III filed an initial statement of ownership on Form 3."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Power of Attorney regulatory
"remarks reference an exhibit titled “Exhibit 24 - Power of Attorney”."
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
FAQ
What does the Form 3 filed by William A. Jones III for KPLT show?
The Form 3 identifies William A. Jones III as a director of Katapult Holdings, Inc. (KPLT). It reports no purchase, sale, or derivative transactions and references an exhibit for a Power of Attorney.
Does the KPLT Form 3 for William A. Jones III involve derivative securities?
No. The derivative activity section lists 0 derivative transactions and an empty derivative summary. This indicates no options, warrants, or other derivative positions are reported in this particular Form 3 filing.
Is a Rule 10b5-1 trading plan disclosed in this KPLT Form 3?
No Rule 10b5-1 status is indicated. The document-level 10b5-1 field is null, and there are no transaction footnotes describing trades pursuant to a pre-arranged trading plan in this initial ownership report.
What additional document is referenced in the KPLT Form 3 for William A. Jones III?
The remarks reference an exhibit titled “Exhibit 24 - Power of Attorney”. This typically authorizes another person to sign SEC ownership reports on the director’s behalf, but does not itself represent a securities transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.