Katapult CFO Russell Falkenstein files initial Form 3

Katapult Holdings, Inc. filed an initial beneficial ownership report (Form 3) for Russell Falkenstein, who serves as Chief Financial Officer.

Rhea-AI Filing Summary

Katapult Holdings, Inc. filed an initial beneficial ownership report (Form 3) for Russell Falkenstein, who serves as Chief Financial Officer. The filing does not report any specific equity holdings or transactions and notes an exhibit list including a Power of Attorney.

Key Terms

Power of Attorney

1 terms

Power of Attorney regulatory

"Exhibit List - Exhibit 24 - Power of Attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Katapult Holdings (KPLT) disclose in this Form 3 for Russell Falkenstein?

Katapult Holdings reports an initial Form 3 for Russell Falkenstein, its Chief Financial Officer. The filing establishes his status as a reporting person but shows no reportable transactions or holdings at the time of the report.

What is Russell Falkenstein’s role at Katapult Holdings (KPLT) in this Form 3?

The Form 3 identifies Russell Falkenstein as an officer of Katapult Holdings, serving as Chief Financial Officer. This role requires public reporting of his equity ownership and certain future transactions in company securities.

Are any share purchases or sales reported for KPLT in Russell Falkenstein’s Form 3?

No share purchases or sales are reported. The Form 3 contains no transactions, and the transaction summary shows zero buy, sell, exercise, or gift activity for Russell Falkenstein at the time of this initial filing.

Does the Russell Falkenstein Form 3 for Katapult Holdings (KPLT) reference a Power of Attorney?

Yes. The remarks section notes an Exhibit 24 - Power of Attorney. This typically authorizes another party to sign certain SEC documents on the officer’s behalf, streamlining future ownership and transaction reporting.

Does this KPLT Form 3 indicate any Rule 10b5-1 trading plan for Russell Falkenstein?

The Form 3 data shows the Rule 10b5-1 indicator as null, meaning there is no plan status indicated in this filing. There are also no footnotes describing any pre-arranged trading plan for his securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/12/2026 - 06:56 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Falkenstein Russell

(Last) (First) (Middle)

400 GALLERIA PARKWAY SE

SUITE 300

(Street)

ATLANTA GEORGIA 30339-3182

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2026

3. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Wigdor, attorney-in-fact for Russell Falkenstein	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)